ARCATAUR CAPITAL MANAGEMENT LLC

Adviser information for ARCATAUR CAPITAL MANAGEMENT LLC last updated from Form ADV on March 13th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Wisconsin, United States

Employees

Total Number of Employees 8
Investment Advisory/Research 6
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 6
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 697 $347.7M
Non-Discretionary 0 $0
Total 697 $347.7M

Clients

Type Number RAUM
Individuals 94 $26.1M
HNW Individuals 117 $293.6M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 2 $6.3M
Charitable organizations 3 $21.6M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 1 $1,223
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0

Services

Advisory Services Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients
Compensation % of AUM

Identifiers

SEC RIA File Number 801-100352
SEC ERA File Number 801-100352
SEC CIK Numbers 1987321
SEC CRD Numbers 124663
Legal Entity Identifier None

Principal Office

826 NORTH PLANKINTON AVENUE, SUITE 300
MILWAUKEE
WI
United States
Monday - Friday, 8:00 A.M - 5:00 P.M.
Tel: 414-225-8200, Fax: 414-225-0043

Websites

Chief Compliance Officer

IGNATIUS L. SMETEK
PRESIDENT
826 NORTH PLANKINTON AVENUE, SUITE 300
MILWAUKEE
WI
United States
Tel: 414-225-8200
Fax: 414-225-0043
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
SMETEK, IGNATIUS, LOUIS Individual PRESIDENT/CHIEF COMPLIANCE OFFICER (MANAGING MEMBER) 12/2002 > 75%
WEBER, WILLIAM, CHARLES Individual VICE PRESIDENT-INVESTMENTS (ELECTED MANAGER) 02/2008 < 5%
SMETEK, NANCY, MARIE Individual VICE PRESIDENT (ELECTED MANAGER) 04/2008 < 5%
GRUENINGER, JILL, MARIE Individual VICE PRESIDENT-INVESTMENTS (ELECTED MANAGER) 12/2017 < 5%
MOSER, MARTIN, ALAN Individual VICE PRESIDENT (ELECTED MANAGER) 09/2018 < 5%
JOHNSON, MICHAEL, PAUL Individual VICE PRESIDENT (ELECTED MANAGER) 09/2018 < 5%

No. Employees, Historic

10502020202120222023202420259 on 2/10/20209 on 6/19/20209 on 6/19/20209 on 3/3/20218 on 3/2/20228 on 3/8/20238 on 3/13/2024

RAUM, Historic

400M200M0202020212022202320242025208623110 on 2/10/2020208623110 on 6/19/2020208623110 on 6/19/2020253921070 on 3/3/2021307540808 on 3/2/2022285916816 on 3/8/2023347716899 on 3/13/2024

No. Clients, Historic

3001500202020212022202320242025158 on 2/10/2020158 on 6/19/2020158 on 6/19/2020171 on 3/3/2021203 on 3/2/2022211 on 3/8/2023217 on 3/13/2024

Holdings

From latest 13F, filed July 24th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
INVESCO QQQ TR UNIT SER 1 8M 16K
ISHARES TR CORE S&P500 ETF 75M 137K
ISHARES TR CORE S&P MCP ETF 24M 407K
ISHARES TR CORE S&P SCP ETF 38M 358K
ISHARES TR IBONDS DEC2026 937K 39K
ISHARES TR IBOXX INV CP ETF 2M 19K
ISHARES TR PFD AND INCM SEC 2M 53K
SCHWAB STRATEGIC TR EMRG MKTEQ ETF 2M 90K
SCHWAB STRATEGIC TR INTL EQTY ETF 3M 69K
SCHWAB STRATEGIC TR US MID-CAP ETF 4M 50K
SCHWAB STRATEGIC TR US SML CAP ETF 3M 56K
SCHWAB STRATEGIC TR US TIPS ETF 2M 46K
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 12M 249K
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 10M 233K
VANGUARD WHITEHALL FDS HIGH DIV YLD 5M 41K
VANGUARD BD INDEX FDS INTERMED TERM 3M 42K
VANGUARD BD INDEX FDS SHORT TRM BOND 6M 83K
ISHARES TR 0-5 YR TIPS ETF 5M 48K
ISHARES TR IBONDS 27 ETF 1M 47K
SCHWAB STRATEGIC TR US LRG CAP ETF 6M 99K
VANGUARD SPECIALIZED FUNDS DIV APP ETF 5M 29K
VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 5M 67K
ISHARES TR MSCI EAFE ETF 6M 71K
ISHARES TR TIPS BD ETF 1M 12K
AMERICAN TOWER CORP NEW COM 463K 2K
GOLDMAN SACHS GROUP INC COM 918K 2K
ABBOTT LABS COM 654K 6K
AIR PRODS & CHEMS INC COM 405K 2K
ALPHABET INC CAP STK CL C 2M 10K
AMERICAN EXPRESS CO COM 453K 2K
AMGEN INC COM 549K 2K
APPLE INC COM 4M 21K
AT&T INC COM 271K 14K
BANK AMERICA CORP COM 495K 12K
BOEING CO COM 280K 2K
CANADIAN NATL RY CO COM 443K 4K
CATERPILLAR INC COM 552K 2K
SCHWAB CHARLES CORP COM 479K 6K
CISCO SYS INC COM 435K 9K
COLGATE PALMOLIVE CO COM 339K 3K
COMCAST CORP NEW CL A 366K 9K
CONOCOPHILLIPS COM 406K 4K
CONSTELLATION BRANDS INC CL A 524K 2K
CORTEVA INC COM 578K 11K
DEERE & CO COM 714K 2K
ECOLAB INC COM 252K 1K
EOG RES INC COM 468K 4K
EXXON MOBIL CORP COM 531K 5K
FISERV INC COM 1M 9K
GILEAD SCIENCES INC COM 265K 4K
HOLOGIC INC COM 442K 6K
HOWMET AEROSPACE INC COM 411K 5K
JOHNSON & JOHNSON COM 571K 4K
JPMORGAN CHASE & CO. COM 2M 11K
LOWES COS INC COM 684K 3K
MEDTRONIC PLC SHS 303K 4K
MERCK & CO INC COM 447K 4K
META PLATFORMS INC CL A 981K 2K
MICROSOFT CORP COM 5M 11K
MORGAN STANLEY COM NEW 487K 5K
NIKE INC CL B 288K 4K
NVIDIA CORPORATION COM 1M 10K
ORACLE CORP COM 965K 7K
PAYPAL HLDGS INC COM 393K 7K
PEPSICO INC COM 486K 3K
PFIZER INC COM 225K 8K
REGENERON PHARMACEUTICALS COM 837K 796
RTX CORPORATION COM 516K 5K
SCHLUMBERGER LTD COM STK 287K 6K
TARGET CORP COM 321K 2K
TESLA INC COM 380K 2K
TEXAS INSTRS INC COM 218K 1K
SELECT SECTOR SPDR TR FINANCIAL 267K 6K
DISNEY WALT CO COM 414K 4K
THERMO FISHER SCIENTIFIC INC COM 671K 1K
US BANCORP DEL COM NEW 549K 14K
UNITED PARCEL SERVICE INC CL B 202K 1K
UNITEDHEALTH GROUP INC COM 583K 1K
VANECK ETF TRUST SEMICONDUCTR ETF 2M 9K
VERTEX PHARMACEUTICALS INC COM 775K 2K
VISA INC COM CL A 763K 3K
ISHARES TR IBDS DEC28 ETF 605K 24K
VANGUARD INDEX FDS TOTAL STK MKT 448K 2K
GE AEROSPACE COM NEW 272K 2K
SALESFORCE INC COM 478K 2K
SOUTHWEST AIRLS CO COM 240K 8K
WELLS FARGO CO NEW COM 348K 6K
ZOETIS INC CL A 442K 3K
ALLSTATE CORP COM 497K 3K
AMAZON COM INC COM 1M 7K
GENERAL MTRS CO COM 375K 8K
L3HARRIS TECHNOLOGIES INC COM 368K 2K
WALMART INC COM 446K 7K
SPDR S&P 500 ETF TR TR UNIT 230K 423
SPDR GOLD TR GOLD SHS 459K 2K
UNITED RENTALS INC COM 981K 2K
LUMEN TECHNOLOGIES INC COM 65K 59K
INTUITIVE SURGICAL INC COM NEW 356K 801