LLOYD GEORGE MANAGEMENT (HK) LIMITED
Adviser information for LLOYD GEORGE MANAGEMENT (HK) LIMITED last updated from Form ADV on October 5th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Hong Kong |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 5 | $51.9M |
| Non-Discretionary | 0 | $0 |
| Total | 5 | $51.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | <5 | $21.6M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 2 | $30.2M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | <5 | $100,000 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 85 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-100353 |
|---|---|
| SEC ERA File Number | 801-100353 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 226718 |
| Legal Entity Identifier | 213800VZOJPBSPVD7P97 |
Principal Office
ROOM 21 HOLLYWOOD BUSINESS CENTER2/F CASEY BUILDING, 38 LOK KU ROAD, SHEUNG WAN
HONG KONG
Hong Kong
Monday - Friday, 9.00 AM - 6.00 PM
Tel: (852) 3468 7278, Fax: None
Websites
Chief Compliance Officer
THOMAS ALEXANDER ROYDS
CHIEF OPERATING OFFICER
ROOM 21 HOLLYWOOD BUSINESS CENTER
2/F CASEY BUILDING, 38 LOK KU ROAD, SHEUNG WAN
HONG KONG
Hong Kong
Tel:
(852) 3468 7278
T**@**********************M
(Full email address available in API data)
Regulatory Contact
ROBERT JOHN DANIEL LLOYD GEORGE
CHAIRMAN; CHIEF INVESTMENT OFFICER
ROOM 21 HOLLYWOOD BUSINESS CENTER
2/F CASEY BUILDING, 38 LOK KU ROAD, SHEUNG WAN
HONG KONG
Hong Kong
Tel:
(852) 3468 7278
R*****@**********************M
(Full email address available in API data)
Industry Affiliates
| LLOYD GEORGE MANAGEMENT LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ROYDS, THOMAS, ALEXANDER | Individual | – | CCO; COO | 03/2015 | < 5% |
| LLOYD GEORGE, ROBERT, JOHN | Individual | – | CIO; CHAIRMAN | 11/2014 | < 5% |
| LLOYD GEORGE MANAGEMENT (CAYMAN) LIMITED | Foreign Entity | – | SHAREHOLDER | 12/2015 | > 75% |
| LLOYD GEORGE, ROBERT, JOHN | Individual | LLOYD GEORGE MANAGEMENT (CAYMAN) LIMITED | SHAREHOLDER | 12/2015 | > 75% |