RAYMOND JAMES INVESTMENT MANAGEMENT
CARILLON TOWER ADVISERS, INC. Legal Name
Adviser information for RAYMOND JAMES INVESTMENT MANAGEMENT last updated from Form ADV on January 19th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | SEPTEMBER |
| Legal Location | Florida, United States |
Employees
| Total Number of Employees | 173 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 81 |
| Registered State Investment Advisers | 11 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 3 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 5 | $15.6B |
| Non-Discretionary | 0 | $0 |
| Total | 5 | $15.6B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | <5 | $520,690 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 1 | $15.4B |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 2 | $142.8M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Principal Office
780 CARILLON PARKWAYST PETERSBURG
FL
United States
Monday - Friday, 8:00 AM - 5:00 PM
Tel: 800-521-1195, Fax: 727-567-8285
Chief Compliance Officer
DAMIAN SOUSA
880 CARILLON PLWY
ST PETERSBURG
FL
United States
Tel:
727 567-4656
Fax:
727 567-8328
D***********@****************M
(Full email address available in API data)
Regulatory Contact
JAVIER ALVAREZ
COMPLIANCE OFFICER
880 CARILLON PARKWAY
ST PETERSBURG
FL
United States
Tel:
727 567-5383
Fax:
727 567-8328
J*************@****************M
(Full email address available in API data)
Industry Affiliates
| CARILLON FUND DISTRIBUTORS, INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| CEBILE CAPITAL | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| CHARTWELL INVESTMENT PARTNERS, LLC | Other investment adviser, including financial planners |
| CLARIVEST ASSET MANAGEMENT LLC | Other investment adviser, including financial planners |
| COUGAR GLOBAL INVESTMENTS | Other investment adviser, including financial planners |
| EAGLE ASSET MANAGEMENT INC | Other investment adviser, including financial planners |
| EB MANAGEMENT I LLC | Other investment adviser, including financial planners |
| MK INVESTMENT MANAGEMENT INC. | Sponsor, GP, manager of pooled investment vehicles |
| RAYMOND JAMES (USA) LTD | Other investment adviser, including financial planners |
| RAYMOND JAMES & ASSOCIATES, INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial plannersSponsor or syndicator of limited partnershipsSponsor, GP, manager of pooled investment vehicles |
| RAYMOND JAMES ASSET MANAGEMENT INTL - FRANCE | Other investment adviser, including financial planners |
| RAYMOND JAMES BANK | Banking or thrift institution |
| RAYMOND JAMES EURO EQUITIES SAS | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| RAYMOND JAMES FINANCIAL PLANNING LTD | Insurance company or agency |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Other investment adviser, including financial planners |
| RAYMOND JAMES FINANCIAL SERVICES, INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealerRegistered municipal advisorPension consultant |
| RAYMOND JAMES INSURANCE GROUP, INC. | Insurance company or agency |
| RAYMOND JAMES INVESTMENT COUNSEL LTD. | Other investment adviser, including financial planners |
| RAYMOND JAMES INVESTMENT SERVICES LIMITED - UK | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| RAYMOND JAMES LIMITED - CANADA | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| RAYMOND JAMES TAX CREDIT FUNDS, INC. | Sponsor, GP, manager of pooled investment vehicles |
| RAYMOND JAMES TRUST (CANADA) | Trust company |
| RAYMOND JAMES TRUST N.A. | Trust company |
| SCOUT INVESTMENTS, INC. | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| CARILLON TOWER ADVISERS SERIES HEDGE FUND LLC - ALL CANADA SERIES | Hedge Fund | $141.3M | $0.3M | 12 |
| CARILLON TOWER ADVISERS SERIES HEDGE FUND LLC - BALANCED MULTI ASSET SERIES | Hedge Fund | $1.5M | $0.3M | 1 |
| CARILLON TOWER SERIES HEDGE FUND LLC | Hedge Fund | $185.9M | $0.3M | 29 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| WILWANT, ERIC, CHRISTIAN | Individual | – | CHIEF OPERATING OFFICER, DIRECTOR | 06/2015 | < 5% |
| SOUSA, DAMIAN, DANIEL | Individual | – | CHIEF COMPLIANCE OFFICER | 06/2015 | < 5% |
| RAYMOND JAMES FINANCIAL, INC. | Domestic Entity | – | SHAREHOLDER | 12/2014 | > 75% |
| WALZER, SUSAN, LAVELLE | Individual | – | DIRECTOR | 01/2018 | < 5% |
| SOUSA, DAMIAN, DANIEL | Individual | – | DIRECTOR | 01/2018 | < 5% |
| RICK IV, EDWARD | Individual | – | DIRECTOR | 07/2019 | < 5% |
| KENDALL, ROBERT, DANIEL | Individual | – | PRESIDENT, DIRECTOR | 06/2021 | < 5% |
| JAMES, THOMAS, ALAN | Individual | – | DIRECTOR | 08/2021 | < 5% |
| WALZER, SUSAN, LAVELLE | Individual | – | CARILLON FUNDS PRESIDENT | 07/2021 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed February 12th, 2021 for period ending December 31st, 2020
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| ABBOTT LABORATORIES | COM | 9K | 86K | 1 |
| ABBVIE INC | COM | 21K | 198K | 1,2 |
| ABIOMED INC | COM | 20K | 60K | 3 |
| ACCELERON PHARMA INC | COM | 74K | 575K | 1 |
| ACTIVISION BLIZZARD INC | COM | 5K | 56K | 3 |
| ADAPTHEALTH CORP | COM | 8K | 206K | 2 |
| ADOBE INC | COM | 12K | 23K | 3 |
| ADVANCE AUTO PARTS INC | COM | 2K | 14K | 3 |
| ADVANCED ENERGY INDUSTRIES, INC. | COM | 4K | 44K | 2 |
| ADVANCED MICRO DEVICES, INC. | COM | 139K | 2M | 1,2,3 |
| AEROJET ROCKETDYNE HLDGS INC | COM | 24K | 447K | 2 |
| AFLAC INCORPORATED | COM | 11K | 246K | 2 |
| AGCO CORPORATION | COM | 23K | 219K | 2 |
| AGNC INVESTMENT CORP | REIT | 19K | 1M | 2 |
| AGREE REALTY CORP | REIT | 17K | 262K | 2 |
| AIR PRODUCTS & CHEMICALS INC | COM | 8K | 28K | 1 |
| AKAMAI TECHNOLOGIES INC | COM | 3K | 33K | 3 |
| ALASKA AIR GROUP, INC. | COM | 22K | 415K | 2 |
| ALBANY INTERNATIONAL CORP. | COM | 4K | 55K | 2 |
| ALBEMARLE CORP | COM | 97K | 658K | 1,2 |
| ALIGN TECHNOLOGY I | COM | 187K | 351K | 1,2 |
| ALLIANZ SOCIETAS EUROPAEA-SE | ADR | 10K | 400K | 2 |
| ALLISON TRANSMISSION HOLDINGS INC | COM | 6K | 141K | 2 |
| ALLY FINANCIAL INC. | COM | 60K | 2M | 2 |
| ALNYLAM PHARMACEUTICALS INC | COM | 26K | 202K | 1 |
| ALPHABET INC-CL A | COM | 13K | 7K | 3 |
| ALPHABET INC-CL C | COM | 11K | 6K | 3 |
| AMAZON.COM INC | COM | 36K | 11K | 3 |
| AMBARELLA INC | COM | 5K | 57K | 2 |
| AMEDISYS INC | COM | 97K | 330K | 1 |
| AMERCO | COM | 19K | 41K | 2 |
| AMERICAN EAGLE OUTFITTER | COM | 23K | 1M | 2 |
| AMERICAN ELECTRIC POWER | COM | 10K | 122K | 1 |
| AMERICOLD REALTY T | REIT | 18K | 475K | 2 |
| AMGEN INC | COM | 7K | 29K | 3 |
| AMICUS THERAPEUTICS INC | COM | 41K | 2M | 1 |
| AMN HEALTHCARE SVS | COM | 6K | 90K | 2 |
| ANALOG DEVICES INC. | COM | 7K | 47K | 2 |
| ANAPLAN INC | COM | 61K | 849K | 1 |
| APPLE INC | COM | 50K | 374K | 3 |
| APPLIED INDL TECHS | COM | 4K | 54K | 2 |
| APTIV PLC | COM | 74K | 567K | 1,2 |
| ARCH CAPITAL GROUP LTD. | COM | 24K | 673K | 2 |
| ARISTA NETWORKS INC | COM | 7K | 22K | 2 |
| ARROWHEAD PHARMACEUTICALS IN | COM | 38K | 490K | 1 |
| ARVINAS INC | COM | 19K | 228K | 1 |
| ATMOS ENERGY CORPORATION | COM | 13K | 131K | 2 |
| ATRICURE INC | COM | 33K | 589K | 1 |
| AUTOMATIC DATA PROCESSING | COM | 25K | 141K | 1 |
| AUTOZONE INC | COM | 63K | 53K | 1,3 |
| AVANTOR INC | COM | 40K | 1M | 1 |
| AXOS FINANCIAL INC | COM | 4K | 98K | 2 |
| BAKER HUGHES COMPANY | COM | 86K | 4M | 1,2 |
| BALCHEM CORP | COM | 5K | 45K | 2 |
| BALL CORP | COM | 65K | 700K | 1 |
| BANCOLOMBIA S.A. | ADR | 11K | 263K | 2 |
| BEST BUY INC | COM | 17K | 170K | 2 |
| BHP GROUP LTD | ADR | 7K | 107K | 2 |
| BIOMARIN PHARMACEUTICAL INC. | COM | 95K | 1M | 1,2,3 |
| BIOTELEMETRY INC | COM | 7K | 98K | 2 |
| BLACK KNIGHT INC | COM | 9K | 104K | 2 |
| BLUEPRINT MEDICINES CORP | COM | 37K | 330K | 1 |
| BOOKING HOLDINGS INC | COM | 15K | 7K | 2 |
| BOOZ ALLEN HAMILTON INC | COM | 14K | 165K | 2,3 |
| BOSTON BEER CO INC | COM | 11K | 11K | 2 |
| BOX INC. | COM | 3K | 187K | 2 |
| BRIDGEBIO PHARMA INC | COM | 14K | 190K | 1 |
| BRINK'S CO/THE | COM | 21K | 289K | 1 |
| BRISTOL-MYERS SQUIBB CO | COM | 6K | 99K | 3 |
| BROADCOM INC | COM | 34K | 78K | 1,3 |
| BROWN & BROWN INC | COM | 15K | 312K | 2 |
| BRUKER CORPORATION | COM | 7K | 125K | 2 |
| BRUNSWICK CORPORATION | COM | 27K | 353K | 2 |
| BURLINGTON STORES INC. | COM | 118K | 450K | 1,2 |
| BWX TECHNOLOGIES INC | COM | 22K | 362K | 2 |
| C3 AI INC | COM | 16K | 115K | 2 |
| CADENCE DESIGN SYSTEMS, INC. | COM | 7K | 53K | 2 |
| CAESARS ENTERTAINMENT INC | COM | 102K | 1M | 1 |
| CANTEL MEDCORP | COM | 23K | 295K | 1,2 |
| CARETRUST REIT INC | REIT | 3K | 129K | 2 |
| CARLISLE COMPANIES INCORPORATED | COM | 7K | 45K | 2 |
| CARNIVAL CORP. | COM | 27K | 1M | 2 |
| CARRIER GLOBAL CORPORATION | COM | 11K | 284K | 2,3 |
| CASELLA WASTE SYSTEMS INC-A | COM | 6K | 100K | 1 |
| CASEYS GEN STORES | COM | 47K | 264K | 1,2 |
| CENTERPOINT ENERGY INC | COM | 30K | 1M | 2 |
| CERTARA INC | COM | 13K | 394K | 1 |
| CF INDUSTRIES HOLDINGS, INC. | COM | 11K | 276K | 2 |
| CHANGE HEALTHCARE INC | COM | 49K | 3M | 1 |
| CHARLES RIVER LABORATORIES | COM | 39K | 155K | 1 |
| CHART INDUSTRIES INC | COM | 91K | 776K | 1,2 |
| CHEESECAKE FACTORY | COM | 3K | 71K | 2 |
| CHEGG INC | COM | 50K | 548K | 1 |
| CHEVRON CORP | COM | 26K | 302K | 1 |
| Chewy Inc | COM | 21K | 234K | 2 |
| CHIPOTLE MEXICAN G | COM | 76K | 55K | 1,2 |
| CHUBB LTD | COM | 20K | 130K | 1 |
| CISCO SYSTEMS INC | COM | 27K | 613K | 1 |
| CLARIVATE PLC | COM | 41K | 1M | 1 |
| CLOUDFLARE INC | COM | 3K | 35K | 3 |
| CMC MATERIALS INC | COM | 36K | 241K | 1 |
| CME GROUP INC | COM | 7K | 39K | 1 |
| CMS ENERGY CORPORATION | COM | 16K | 257K | 2 |
| CNO FINANCIAL GROUP, INC. | COM | 3K | 130K | 2 |
| COCA-COLA CO/THE | COM | 30K | 545K | 1 |
| COGNEX CORP | COM | 159K | 2M | 1 |
| COHEN & STEERS INC | COM | 7K | 90K | 2 |
| COHERENT INC | COM | 75K | 501K | 1 |
| COMCAST CORP-CLASS A | COM | 22K | 425K | 1 |
| CONMED CORP | COM | 37K | 334K | 1 |
| CONSTELLATION BRANDS INC-A | COM | 56K | 254K | 1 |
| COPART INC | COM | 17K | 135K | 2 |
| CORE LABORATORIES | COM | 1K | 38K | 2 |
| CORTEVA INC | COM | 65K | 2M | 1 |
| COSTAR GROUP INC | COM | 18K | 19K | 2 |
| COSTCO WHOLESALE CORP | COM | 5K | 14K | 3 |
| COUPA SOFTWARE INC | COM | 42K | 124K | 1 |
| COUSINS PROPERTIES INCORPORATED | REIT | 6K | 193K | 2 |
| CRACKER BARREL OLD | COM | 3K | 23K | 2 |
| CREDICORP | COM | 7K | 44K | 2 |
| Crowdstrike Holdings Inc | COM | 322K | 2M | 1,2,3 |
| CROWN CASTLE INTL CORP | COM | 18K | 115K | 1 |
| CRYOPORT INC | COM | 14K | 320K | 1 |
| CUMMINS INC | COM | 3K | 13K | 3 |
| CVS HEALTH CORP | COM | 4K | 54K | 3 |
| D.R. HORTON, INC. | COM | 28K | 413K | 2,3 |
| DANAHER CORP | COM | 1K | 6K | 3 |
| DARDEN RESTAURANTS, INC. | COM | 19K | 158K | 2 |
| DARLING INGREDIENTS, INC | COM | 24K | 419K | 2 |
| DELTA AIR LINES INC | COM | 13K | 312K | 2 |
| DENALI THERAPEUTICS INC | COM | 18K | 210K | 1 |
| DESCARTES SYS GROUP INC | COM | 5K | 93K | 2 |
| DEXCOM INC | COM | 14K | 39K | 2 |
| DIAGEO PLC | ADR | 8K | 52K | 2 |
| DICERNA PHARMACEUTICALS INC | COM | 25K | 1M | 1 |
| DICK'S SPORTING GOODS INC | COM | 2K | 35K | 3 |
| DISCOVER FINANCIAL SERVICES | COM | 25K | 279K | 2 |
| DOCUSIGN INC | COM | 116K | 521K | 1,2 |
| DOLLAR GENERAL CORPORATION | COM | 23K | 110K | 2 |
| DOMINO'S PIZZA INC | COM | 3K | 7K | 3 |
| DRAFTKINGS INC - CL A | COM | 60K | 1M | 1 |
| DXC TECHNOLOGY COMPANY | COM | 21K | 800K | 2 |
| DYCOM INDUSTRIES, INC. | COM | 5K | 60K | 2 |
| EAGLE MATERIALS INC. | COM | 29K | 281K | 2 |
| EAGLE PHARMACEUTICALS INC | COM | 3K | 72K | 2 |
| EASTGROUP PROPERTIES INC | COM | 30K | 214K | 1 |
| EATON CORPORATION PLC | COM | 25K | 208K | 1,2 |
| EBAY INC. | COM | 24K | 475K | 2,3 |
| EDWARDS LIFESCIENCES CORPORATION | COM | 18K | 194K | 2 |
| ELASTIC NV | COM | 101K | 693K | 1 |
| ELI LILLY AND CO | COM | 23K | 138K | 1,3 |
| EMERGENT BIOSOLUTI | COM | 37K | 411K | 1,2 |
| ENBRIDGE INC | COM | 7K | 210K | 2 |
| ENPHASE ENERGY INC | COM | 9K | 52K | 2 |
| ENTEGRIS INC | COM | 104K | 1M | 1 |
| ENVESTNET INC | COM | 5K | 62K | 2 |
| EOG RESOURCES, INC. | COM | 17K | 346K | 2 |
| EPLUS INC | COM | 4K | 41K | 2 |
| ETSY INC | COM | 11K | 60K | 2,3 |
| EURONET WORLDWIDE, INC. | COM | 7K | 46K | 2 |
| EVERBRIDGE INC | COM | 53K | 355K | 1 |
| EVERCORE INC | COM | 55K | 500K | 2 |
| EVEREST RE GROUP | COM | 29K | 123K | 2 |
| EVERGY INC | COM | 31K | 553K | 2 |
| EVERI HOLDINGS INC | COM | 55K | 4M | 1 |
| EVO PAYMENTS INC-CLASS A | COM | 30K | 1M | 1 |
| EVOLENT HEALTH INC - A | COM | 36K | 2M | 1 |
| EXELIXIS, INC. | COM | 17K | 855K | 2 |
| EXPEDIA GROUP INC | COM | 18K | 136K | 2 |
| FABRINET | COM | 4K | 58K | 2 |
| FACEBOOK INC | COM | 18K | 65K | 3 |
| FAIR ISAAC CORP | COM | 79K | 154K | 1 |
| FATE THERAPEUTICS INC | COM | 17K | 190K | 1 |
| FEDEX CORP | COM | 6K | 22K | 3 |
| FIDELITY NATIONAL INFORMATION | COM | 5K | 35K | 3 |
| FIVE9 INC | COM | 72K | 412K | 1 |
| FLEETCOR TECHNOLOGIES INC | COM | 109K | 398K | 1 |
| FLOOR AND DECOR HOLDING INCORPORATION | COM | 80K | 861K | 1,3 |
| FORTINET INC | COM | 2K | 17K | 3 |
| FORTUNE BRANDS HOME & SECURI | COM | 95K | 1M | 1 |
| FORWARD AIR CORPN | COM | 4K | 49K | 2 |
| FREEPORT-MCMORAN INC | COM | 14K | 535K | 2 |
| FTI CONSULTING, INC. | COM | 11K | 99K | 2 |
| GARMIN LTD | COM | 30K | 248K | 1,2 |
| GENERAC HLDGS | COM | 29K | 128K | 1,3 |
| G-III APPAREL GP | COM | 3K | 135K | 2 |
| GLOBAL PAYMENTS INC | COM | 142K | 659K | 1,3 |
| GOLDMAN SACHS GROUP INC/THE | COM | 2K | 9K | 3 |
| GRACO INC | COM | 30K | 418K | 1 |
| GRAINGER W W INC | COM | 35K | 85K | 2 |
| GREEN DOT CORP | COM | 3K | 51K | 2 |
| GROCERY OUTLET HOLDING CORP | COM | 30K | 773K | 1 |
| GUARDANT HEALTH INC | COM | 43K | 335K | 1 |
| HAIN CELESTIAL GRP | COM | 8K | 187K | 2 |
| HALOZYME THERAPEUT | COM | 56K | 1M | 1,2 |
| HARTFORD FINL SVCS GROUP INC | COM | 21K | 420K | 2 |
| HEALTHCARE REALTY TRUST INCORPORATED | REIT | 17K | 560K | 2 |
| HEALTHCARE SERVICE | COM | 3K | 111K | 2 |
| HEALTHEQUITY INC | COM | 6K | 82K | 2 |
| HECLA MINING COMPANY | COM | 13K | 2M | 2 |
| HENKEL AG & CO. KGAA | ADR | 8K | 283K | 2 |
| HENRY SCHEIN, INC. | COM | 13K | 191K | 2 |
| HEXCEL CORPORATION | COM | 16K | 326K | 2 |
| HILLTOP HOLDINGS INC | COM | 3K | 105K | 2 |
| HMS HOLDINGS CORP | COM | 4K | 106K | 2 |
| HOME DEPOT INC/THE | COM | 36K | 136K | 2,3 |
| HONEYWELL INTERNATIONAL INC | COM | 16K | 74K | 1 |
| HORIZON THERAPEUTICS PLC | COM | 186K | 3M | 1,2 |
| HOST HOTELS & RESORTS INC | REIT | 30K | 2M | 2 |
| HUNTINGTON INGALLS INDUSTRIES, INC. | COM | 13K | 79K | 2 |
| HUNTSMAN CORPORATION | COM | 32K | 1M | 2 |
| I3 VERTICALS INC | COM | 4K | 125K | 2 |
| IAA Inc | COM | 111K | 2M | 1,2 |
| ICU MEDICAL INC | COM | 6K | 26K | 2 |
| IDEXX LABORATORIES | COM | 141K | 283K | 1,2 |
| IHS MARKIT LTD | COM | 53K | 591K | 1 |
| II-VI INCORPORATED | COM | 57K | 757K | 1,2 |
| IMPINJ INC | COM | 3K | 69K | 2 |
| INPHI CORP | COM | 6K | 40K | 2 |
| INSMED INC | COM | 36K | 1M | 1,2 |
| INSPERITY INC | COM | 6K | 68K | 2 |
| INSPIRE MEDICAL SYSTEMS INC | COM | 26K | 139K | 1 |
| INSTALLED BUILDING PRODUCTS INC | COM | 6K | 63K | 2 |
| INSULET CORPORATION | COM | 101K | 396K | 1,2 |
| INTEGER HOLDINGS CORPORATION | COM | 5K | 61K | 2 |
| INVITAE CORP | COM | 13K | 303K | 1 |
| IRHYTHM TECHNOLOGIES INC | COM | 15K | 63K | 1 |
| IROBOT CORP | COM | 3K | 33K | 2 |
| J2 GLOBAL, INC. | COM | 6K | 59K | 2 |
| JETBLUE AIRWAYS CORPORATION | COM | 27K | 2M | 2 |
| JOHN BEAN TECHNOLOGIES CORP | COM | 32K | 279K | 1 |
| JOHNSON & JOHNSON | COM | 21K | 131K | 1 |
| JPMORGAN CHASE & CO | COM | 30K | 236K | 1 |
| KANSAS CITY SOUTHERN | COM | 30K | 148K | 2,3 |
| KARUNA THERAPEUTICS INC | COM | 19K | 184K | 1 |
| KEURIG DR PEPPER INC | COM | 2K | 70K | 3 |
| KEYSIGHT TECHNOLOGIES, INC. | COM | 95K | 722K | 1,2,3 |
| KINSALE CAPITAL GROUP INC | COM | 29K | 146K | 1 |
| KIRKLAND LAKE GO | COM | 22K | 528K | 2 |
| KLA CORPORATION | COM | 27K | 103K | 2,3 |
| KNIGHT SWIFT TRANSN HOLDINGS INC | COM | 18K | 438K | 2 |
| KODIAK SCIENCES INC | COM | 24K | 161K | 1 |
| KRATOS DEFENSE & SEC SOLUTIONS INC | COM | 6K | 230K | 2 |
| KURA ONCOLOGY INC | COM | 18K | 558K | 1 |
| L3HARRIS TECHNOLOGIES INC | COM | 92K | 488K | 1,2 |
| LABORATORY CORP OF AMERICA HOL | COM | 2K | 11K | 3 |
| LAM RESEARCH CORPORATION | COM | 12K | 26K | 2,3 |
| LAMB WESTON HOLDINGS INC | COM | 15K | 192K | 2 |
| LANDSTAR SYSTEM INC | COM | 71K | 525K | 1 |
| LATTICE SEMICONDUCTOR CORP | COM | 26K | 560K | 1 |
| LEAR CORPORATION | COM | 56K | 351K | 2 |
| LENDINGTREE INC | COM | 12K | 42K | 2 |
| LENNAR CORP | COM | 68K | 895K | 1,3 |
| LGI HOMES INC | COM | 5K | 51K | 2 |
| LHC GROUP INC | COM | 36K | 169K | 1,2 |
| LINCOLN NATIONAL CORPORATION | COM | 50K | 997K | 2 |
| LINDBLAD EXPEDITIONS HLDGS INC | COM | 3K | 151K | 2 |
| LIVE NATION ENTERTAINMENT, INC. | COM | 13K | 179K | 2 |
| LOCKHEED MARTIN CORP | COM | 7K | 21K | 1 |
| LOWE'S COS INC | COM | 3K | 22K | 3 |
| LPL FINANCIAL HOLDINGS INC | COM | 116K | 1M | 1 |
| LULULEMON ATHLETIC | COM | 116K | 335K | 1,2 |
| LUMENTUM HOLDINGS INCORPORATION | COM | 74K | 783K | 1,2 |
| MAGNITE INC | COM | 11K | 347K | 2 |
| MARATHON PETROLEUM COMPANY | COM | 31K | 738K | 2 |
| MARINEMAX INC | COM | 42K | 1M | 1 |
| MARKETAXESS HLDGS | COM | 128K | 225K | 1,2 |
| MARSH & MCLENNAN COMPANIES, INC. | COM | 11K | 92K | 2 |
| MARTIN MARIETTA MATERIALS INC | COM | 107K | 377K | 1,2 |
| MARVELL TECH GROUP | COM | 109K | 2M | 1,2 |
| MASIMO CORPORATION | COM | 98K | 366K | 1,2 |
| MASTERCARD INC | COM | 9K | 25K | 3 |
| MATCH GROUP INC NEW | COM | 19K | 125K | 2 |
| MAXIM INTEGRATED PRODUCTS | COM | 73K | 821K | 1 |
| MCDONALD'S CORP | COM | 28K | 132K | 1 |
| MCKESSON CORP | COM | 53K | 305K | 1,3 |
| MEDALLIA INC | COM | 21K | 620K | 1 |
| MEDPACE HOLDINGS INC. | COM | 35K | 254K | 1,2 |
| MEDTRONIC PLC | COM | 27K | 234K | 1 |
| MERCK & CO. INC. | COM | 20K | 248K | 1 |
| METLIFE INC | COM | 2K | 45K | 3 |
| METTLER-TOLEDO INTERNATIONAL INC | COM | 56K | 49K | 1,2 |
| MICROCHIP TECHNOLOGY INC | COM | 87K | 630K | 1 |
| MICROSOFT CORP | COM | 77K | 346K | 1,3 |
| MID-AMER APT CMNTYS INC | REIT | 43K | 337K | 2 |
| MIRATI THERAPEUTICS INC | COM | 34K | 155K | 1 |
| MODERNA INC | COM | 57K | 550K | 1 |
| MONOLITHIC PWR SYS | COM | 22K | 60K | 2 |
| MONRO INC | COM | 4K | 78K | 2 |
| MONSTER BEVERAGE CORP | COM | 86K | 927K | 1 |
| MOODYS CORP | COM | 72K | 249K | 1,2 |
| MSA SAFETY INC | COM | 19K | 126K | 1 |
| MSCI INC. | COM | 150K | 336K | 1,2 |
| NATERA INC | COM | 32K | 321K | 1 |
| NEOGENOMICS INC | COM | 63K | 1M | 1,2 |
| NESTLE SA/AG | ADR | 7K | 60K | 2 |
| NETFLIX INC | COM | 6K | 11K | 3 |
| NEUROCRINE BIOSCIENCES INC | COM | 17K | 179K | 2 |
| NEVRO CORP | COM | 33K | 189K | 1 |
| NEXTERA ENERGY INC | COM | 20K | 259K | 1 |
| NIKE INC | COM | 4K | 30K | 3 |
| NORTON LIFELOCK INC | COM | 9K | 449K | 2 |
| NORWEGIAN CRUISE LINE HOLDIN | COM | 32K | 1M | 1 |
| NOVARTIS AG | ADR | 7K | 76K | 2 |
| NOVAVAX INC | COM | 10K | 90K | 1 |
| NOVO NORDISK A/S | ADR | 7K | 98K | 2 |
| NOVOCURE LTD | COM | 54K | 311K | 1,2 |
| NUANCE COMMUNICATIONS, INC. | COM | 14K | 307K | 2 |
| NUVASIVE INC. | COM | 22K | 383K | 2 |
| NVIDIA CORP | COM | 13K | 25K | 3 |
| NXP SEMICONDUCTORS NV | COM | 7K | 45K | 2 |
| OLD DOMINION FREIGHT LINE | COM | 74K | 378K | 1 |
| OMNICELL INC | COM | 47K | 392K | 1,2 |
| ON SEMICONDUCTOR CORP. | COM | 17K | 509K | 2 |
| ONE GAS, INC. | COM | 12K | 162K | 2 |
| OPEN LENDING CORP | COM | 1K | 29K | 2 |
| OREILLY AUTOMOTIVE, INC. | COM | 9K | 21K | 2 |
| OWENS CORNING | COM | 25K | 325K | 2 |
| PALOMAR HOLDINGS INC | COM | 17K | 187K | 1 |
| PAYCOM SOFTWARE INC | COM | 18K | 40K | 2 |
| PAYPAL HOLDINGS INC | COM | 14K | 61K | 3 |
| PEGASYSTEMS INC | COM | 113K | 846K | 1 |
| PELOTON INTERACTIVE INC | COM | 149K | 982K | 1,2 |
| PENN NATIONAL GAMING INC | COM | 53K | 619K | 1 |
| PENTAIR PLC | COM | 19K | 363K | 2 |
| PEPSICO INC | COM | 27K | 184K | 1 |
| PERFORMANCE FOOD GROUP COMPANY | COM | 6K | 119K | 2 |
| PERSPECTA INC | COM | 58K | 2M | 1 |
| PETMED EXPRESS INC | COM | 2K | 71K | 2 |
| PFIZER INC | COM | 7K | 195K | 1 |
| PINTEREST INC | COM | 199K | 3M | 1,3 |
| PJT PARTNERS INC - A | COM | 45K | 592K | 1 |
| PLANET FITNESS INC - CL A | COM | 64K | 819K | 1 |
| PLEXUS CORP | COM | 4K | 50K | 2 |
| PLUG POWER INC | COM | 19K | 550K | 1 |
| PNC FINANCIAL SERVICES GROUP | COM | 24K | 159K | 1 |
| POOL CORP | COM | 203K | 546K | 1 |
| POWER INTEGRATIONS | COM | 5K | 66K | 2 |
| PRA GROUP INC | COM | 3K | 69K | 2 |
| PRA HEALTH SCIENCES INC | COM | 6K | 49K | 2 |
| PROCTER & GAMBLE CO/THE | COM | 33K | 236K | 1,2 |
| PROGYNY INC | COM | 23K | 535K | 1 |
| PROLOGIS INC. | COM | 36K | 357K | 1,2 |
| PROOFPOINT, INC. | COM | 45K | 327K | 1,2 |
| PROS HOLDINGS INC | COM | 23K | 454K | 1 |
| PROTO LABS INC | COM | 8K | 50K | 2 |
| PRUDENTIAL PLC | COM | 11K | 285K | 2 |
| PTC INC | COM | 63K | 524K | 1 |
| PTC THERAPEUTICS INC | COM | 18K | 296K | 1 |
| PULTE GROUP INC | COM | 19K | 452K | 2,3 |
| PURE STORAGE INC | COM | 26K | 1M | 2 |
| Q2 HOLDINGS INC | COM | 35K | 275K | 1 |
| QORVO INC | COM | 3K | 19K | 3 |
| QTS REALTY TRUST INC | COM | 4K | 58K | 2 |
| QUAKER CHEMICAL CORP | COM | 98K | 385K | 1 |
| QUALCOMM INC | COM | 11K | 75K | 3 |
| QUALYS INC | COM | 5K | 39K | 2 |
| QUIDEL CORP | COM | 39K | 217K | 1 |
| RBS CITIZENS FINANCIAL GROUP INC | COM | 34K | 945K | 2 |
| REALPAGE INC | COM | 119K | 1M | 1 |
| REPLIGEN CORP | COM | 68K | 355K | 1 |
| RESMED INC | COM | 69K | 323K | 1 |
| RINGCENTRAL INC-CLASS A | COM | 204K | 539K | 1 |
| RITCHIE BROS AUCTIONEERS | COM | 162K | 2M | 1 |
| ROBERT HALF INTL | COM | 23K | 367K | 2 |
| ROCKWELL AUTOMATION INC | COM | 17K | 68K | 1 |
| ROKU INC | COM | 70K | 212K | 2 |
| ROYAL CARIBBEAN GROUP | COM | 91K | 1M | 1,2 |
| ROYAL DUTCH SHELL PLC | COM | 10K | 295K | 2 |
| RUSH STREET INTERACTIVE INC | COM | 29K | 1M | 1 |
| RYANAIR HOLDINGS PLC | COM | 7K | 66K | 2 |
| SABRE CORP | COM | 25K | 2M | 1 |
| SALESFORCE.COM INC | COM | 8K | 35K | 3 |
| SAP SE | COM | 6K | 48K | 2 |
| SAREPTA THERAPEUTICS INC | COM | 45K | 263K | 1 |
| SBA COMMUNICATIONS CORP | COM | 117K | 414K | 1 |
| SEAGEN INC | COM | 75K | 427K | 1 |
| SELECTQUOTE INC | COM | 17K | 801K | 1 |
| SEMTECH CORPORATION | COM | 7K | 93K | 2 |
| SERVICENOW INC | COM | 72K | 131K | 1,2 |
| SHOPIFY INC - CLASS A | COM | 80K | 71K | 1 |
| SILICON LABORATORIES INC | COM | 39K | 307K | 1 |
| SIMPLY GOOD FOODS CO/THE | COM | 35K | 1M | 1 |
| SIRIUS XM HOLDINGS INC | COM | 35K | 6M | 1 |
| SKYWORKS SOLUTIONS, INC. | COM | 40K | 263K | 2 |
| SOLAREDGE TECHNOLOGIES INC | COM | 17K | 54K | 2 |
| SOUTHWEST AIRLINES CO. | COM | 16K | 351K | 2 |
| SPLUNK INC | COM | 129K | 759K | 1,2 |
| SPOTIFY TECHNOLOGY S.A. | COM | 53K | 169K | 1,2 |
| SS&C TECHNOLOGIES HOLDINGS INC | COM | 3K | 37K | 3 |
| STAG INDUSTRIAL, INC. | COM | 33K | 1M | 2 |
| STONERIDGE INC. | COM | 4K | 124K | 2 |
| SUMMIT MATERIALS INC -CL A | COM | 44K | 2M | 1 |
| SUMO LOGIC INC | COM | 15K | 539K | 1 |
| SUPERNUS PHARMACEUTICALS, INC | COM | 4K | 159K | 2 |
| SVB FINANCIAL GROUP | COM | 43K | 110K | 2 |
| SYNOPSYS INC | COM | 190K | 734K | 1,3 |
| SYNOVUS FINANCIAL CORP. | COM | 19K | 591K | 2 |
| SYSTEMAX INC | COM | 5K | 131K | 2 |
| TAKE-TWO INTERACTIVE SOFTWARE INC. | COM | 86K | 414K | 1,2 |
| TANDEM DIABETES CARE INC | COM | 29K | 307K | 1 |
| TARGET CORP | COM | 38K | 217K | 1,3 |
| TE CONNECTIVITY LTD | COM | 24K | 199K | 1 |
| TELADOC HEALTH INC | COM | 60K | 302K | 1 |
| TELEFLEX INCORPORATED | COM | 15K | 35K | 2 |
| TERADYNE INC | COM | 7K | 60K | 3 |
| TESLA INC | COM | 9K | 13K | 3 |
| TEXAS INSTRUMENTS INC | COM | 37K | 225K | 1,2 |
| TEXAS ROADHOUSE | COM | 20K | 256K | 2 |
| TEXTRON INC. | COM | 15K | 303K | 2 |
| TG THERAPEUTICS INC | COM | 52K | 992K | 1 |
| THE TIMKEN COMPANY | COM | 19K | 248K | 2 |
| THE TRADE DESK INC | COM | 4K | 5K | 2 |
| THERMO FISHER SCIENTIFIC INC | COM | 9K | 20K | 3 |
| THERMON GROUP HOLDINGS INC | COM | 25K | 2M | 1 |
| THOR INDUSTRIES | COM | 26K | 280K | 2 |
| TPI COMPOSITES INC | COM | 8K | 156K | 2 |
| TRACTOR SUPPLY CO | COM | 11K | 76K | 2 |
| TRANSUNION | COM | 113K | 1M | 1 |
| TREX COMPANY INC | COM | 40K | 476K | 1 |
| TRUIST FINANCIAL CORP | COM | 13K | 281K | 1 |
| TURNING POINT THERAPEUTICS I | COM | 33K | 270K | 1 |
| TWILIO INC | COM | 15K | 44K | 2 |
| TWITTER INC | COM | 7K | 126K | 2 |
| TYLER TECHNOLOGIES INC | COM | 149K | 340K | 1 |
| ULTA BEAUTY INC | COM | 15K | 53K | 2 |
| ULTRAGENYX PHARMACEUTICAL IN | COM | 28K | 202K | 1 |
| UNION PACIFIC CORP | COM | 23K | 109K | 1 |
| UNITED PARCEL SERVICE-CL B | COM | 12K | 71K | 1 |
| UNITED RENTALS, INC. | COM | 95K | 409K | 1,2,3 |
| UNITEDHEALTH GROUP INC | COM | 23K | 65K | 1,3 |
| UNIVERSAL DISPLAY | COM | 58K | 254K | 1,2 |
| UNIVERSAL ELECTRONICS INC | COM | 62K | 1M | 1 |
| UNIVERSAL HEALTH SERVICES, INC. | COM | 10K | 70K | 2 |
| UPLAND SOFTWARE INC | COM | 5K | 116K | 2 |
| US PHYSICAL THERAP | COM | 6K | 51K | 2 |
| VAIL RESORTS, INC. | COM | 50K | 180K | 1,2 |
| VAREX IMAGING CORPORATION | COM | 2K | 93K | 2 |
| VEEVA SYSTEMS INC | COM | 95K | 347K | 1,2,3 |
| VERICEL CORPORATION | COM | 7K | 217K | 2 |
| VERINT SYSTEMS INC | COM | 5K | 67K | 2 |
| VERISK ANALYTICS, INC. | COM | 6K | 30K | 2 |
| VERIZON COMMUNICATIONS INC | COM | 28K | 484K | 1 |
| VERTEX PHARMACEUTICALS INC | COM | 4K | 15K | 3 |
| VIPER ENERGY PARTNERS LP | COM | 22K | 2M | 1 |
| VISA INC | COM | 9K | 40K | 3 |
| VOYA FINANCIAL INC | COM | 18K | 309K | 2 |
| VULCAN MATERIALS COMPANY | COM | 23K | 157K | 2 |
| W.R. BERKLEY CORPORATION | COM | 7K | 112K | 2 |
| WABTEC CORP | COM | 66K | 906K | 1 |
| WAL-MART DE MEXICO | COM | 8K | 289K | 2 |
| WALMART INC | COM | 6K | 42K | 3 |
| WASTE CONNECTIONS INC | COM | 151K | 1M | 1 |
| WEC ENERGY GROUP INCORPORATION | COM | 20K | 216K | 2 |
| WEST PHARMACEUTICAL SERVICES | COM | 57K | 202K | 1 |
| WESTLAKE CHEMICAL CORPORATION | COM | 6K | 73K | 2 |
| WHITE MOUNTNS INSU | COM | 10K | 10K | 2 |
| WINGSTOP INC | COM | 42K | 317K | 1 |
| WOODWARD INC | COM | 57K | 473K | 1 |
| WORKDAY INC | COM | 81K | 338K | 1,2 |
| WW GRAINGER INC | COM | 100K | 245K | 1 |
| XILINX INC. | COM | 105K | 737K | 1,2 |
| XYLEM, INC. | COM | 23K | 231K | 2 |
| YETI HLDGS INC | COM | 8K | 117K | 2 |
| ZEBRA TECHNOLOGIES CORPORATION | COM | 26K | 68K | 2 |
| ZENDESK INC | COM | 124K | 869K | 1 |
| ZIMMER BIOMET HOLDINGS INC | COM | 3K | 20K | 3 |
| ZOETIS INC | COM | 63K | 383K | 1 |
| ZOOM VIDEO COMMUNICATIONS INC | COM | 2K | 6K | 3 |
| ZSCALER INC | COM | 21K | 106K | 2 |
| ZYNGA INC | COM | 31K | 3M | 2 |