H. BARTON ASSET MANAGEMENT, LLC
Adviser information for H. BARTON ASSET MANAGEMENT, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 14 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 13 | $1.3B |
| Non-Discretionary | 0 | $0 |
| Total | 13 | $1.3B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 13 | $1.3B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Principal Office
135 MAIN STREETSUITE 850
SAN FRANCISCO
CA
United States
Monday - Friday, 9:00 AM-5:00 PM
Tel: 415-231-5172, Fax: None
Websites
Chief Compliance Officer
MEYOUNG CHO WAISSAR
135 MAIN STREET
SUITE 850
SAN FRANCISCO
CA
United States
Tel:
415-231-5172
L****@***********M
(Full email address available in API data)
Regulatory Contact
HARRIS SCOTT BARTON
MANAGING MEMBER
135 MAIN STREET
SUITE 850
SAN FRANCISCO
CA
United States
Tel:
415-231-5172
H*****@***********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| H. BARTON CO-INVEST FUND III, LLC | Private Equity Fund | $48.2M | $0.1M | 54 |
| H. BARTON CO-INVEST FUND IV, LLC | Private Equity Fund | $46.1M | $1.0M | 59 |
| H. BARTON CO-INVEST FUND V, LLC | Private Equity Fund | $70.4M | $1.0M | 83 |
| H. BARTON CO-INVEST FUND, LLC | Private Equity Fund | $58.2M | $0.1M | 42 |
| H. BARTON CO-INVEST II FUND, LLC | Private Equity Fund | $136.4M | $0.1M | 77 |
| H. BARTON VENTURE SELECT II, LLC | FUND OF VENTURE FUNDS | $197.5M | $0.1M | 73 |
| H. BARTON VENTURE SELECT III, LLC | FUND OF VENTURE FUNDS | $217.9M | $1.0M | 95 |
| H. BARTON VENTURE SELECT IV, LLC | FUND OF VENTURE FUNDS | $245.1M | $1.0M | 119 |
| H. BARTON VENTURE SELECT V, LLC | FUND OF VENTURE FUNDS | $125.6M | $1.0M | 115 |
| H. BARTON VENTURE SELECT, LLC | FUND OF VENTURE FUNDS | $128.2M | $0.1M | 83 |
| HBAM BYID, LLC | Private Equity Fund | $4.5M | $0.0M | 16 |
| HBAM CODA, LLC | Private Equity Fund | $2.0M | $0.0M | 11 |
| HBAM JP, LLC | Private Equity Fund | $0.7M | $0.0M | 8 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BARTON, HARRIS, SCOTT | Individual | – | MANAGING MEMBER | 06/2011 | 50-75% |
| WAISSAR, MEYOUNG, CHO | Individual | – | CHIEF COMPLIANCE OFFICER | 06/2015 | < 5% |