TRADEMARK CAPITAL MANAGEMENT INC.
Adviser information for TRADEMARK CAPITAL MANAGEMENT INC. last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Georgia, United States |
Employees
| Total Number of Employees | 10 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 434 | $209.4M |
| Non-Discretionary | 0 | $0 |
| Total | 434 | $209.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 267 | $53.4M |
| HNW Individuals | 15 | $40.7M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 2 | $21.3M |
| Pension and profit sharing plans | 27 | $93.4M |
| Charitable organizations | <5 | $578,445 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsPension consulting services |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-100363 |
|---|---|
| SEC ERA File Number | 801-100363 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 214512 |
| Legal Entity Identifier | None |
Principal Office
1551 JENNINGS MILL ROADSUITE 1200A
WATKINSVILLE
GA
United States
Monday - Friday, 9:00 A.M. TO 5:00 P.M.
Tel: 706-534-2351, Fax: 706-534-7070
Chief Compliance Officer
JOSEPH G. EZERNACK, II
CEO/CIO
1551 JENNINGS MILLS ROAD
SUITE 1200A
WATKINSVILLE
GA
United States
Tel:
706-534-2351
Fax:
706-534-7070
J***********@*******************M
(Full email address available in API data)
Industry Affiliates
| VIA MANAGEMENT, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| TRADEMARK CAPITAL RISK MANAGED INCOME FUND, LP | INCOME FUND | $13.1M | $1.0M | 31 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| EZERNACK, JOSEPH, GERALD | Individual | – | CEO, CIO, CHIEF COMPLIANCE OFFICER, SHAREHOLDER | 01/2011 | 50-75% |
| BEASLEY, DONALD, LAWRENCE | Individual | – | PRINCIPAL, SHAREHOLDER | 01/2011 | 25-50% |