ARROYO ENERGY INVESTMENT PARTNERS LLC
Adviser information for ARROYO ENERGY INVESTMENT PARTNERS LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 17 |
|---|---|
| Investment Advisory/Research | 14 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 10 | $2.2B |
| Non-Discretionary | 0 | $0 |
| Total | 10 | $2.2B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 10 | $2.2B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 40 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-100371 |
|---|---|
| SEC ERA File Number | 801-100371 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 173735 |
| Legal Entity Identifier | 549300NWUDVUGLCPB |
Principal Office
1700 CITY PLAZA DRIVESUITE 400
SPRING
TX
United States
Monday - Friday, 8AM - 5PM
Tel: 281-825-5480, Fax: None
Chief Compliance Officer
KIMBERLY GLASSPOOL
GENERAL COUNSEL
1700 CITY PLAZA DRIVE
SUITE 400
SPRING
TX
United States
Tel:
281-825-5480
K*********@******************M
(Full email address available in API data)
Regulatory Contact
MONICA BLANCO
COMPLIANCE CONSULTANT
200 CRESCENT
SUITE 1300
DALLAS
TX
United States
Tel:
972-646-1853
M******@***********M
(Full email address available in API data)
Industry Affiliates
| ARROYO DUNAMIS DIRECT INVESTMENT I GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| ARROYO ENERGY INVESTORS FUND II GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| ARROYO ENERGY INVESTORS FUND III GP, L.P | Sponsor, GP, manager of pooled investment vehicles |
| ARROYO HUINALA DIRECT INVESTMENT I GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| ARROYO INVESTORS FUND IV AIV GP, L.P | Sponsor, GP, manager of pooled investment vehicles |
| ARROYO INVESTORS FUND IV GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| ARROYO PEM DIRECT INVESTMENT I GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| ARROYO TRINITY DIRECT INVESTMENT I GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| ARROYO DUNAMIS DIRECT INVESTMENT I-A, L.P. | Private Equity Fund | $191.0M | $0.0M | 17 |
| ARROYO DUNAMIS DIRECT INVESTMENT I-B, L.P. | Private Equity Fund | $28.7M | $0.0M | 4 |
| ARROYO ENERGY INVESTORS FUND II, L.P. | Private Equity Fund | $141.0M | $10.0M | 29 |
| ARROYO ENERGY INVESTORS FUND III, L.P. | Private Equity Fund | $868.2M | $10.0M | 34 |
| ARROYO HUINALA DIRECT INVESTMENT I, L.P. | Private Equity Fund | $145.2M | $0.0M | 24 |
| ARROYO INVESTORS FUND IV, L.P. | Private Equity Fund | $539.9M | $10.0M | 12 |
| ARROYO PEM DIRECT INVESTMENT I, L.P. | Private Equity Fund | $45.7M | $0.0M | 15 |
| ARROYO TORTUGA DIRECT INVESTMENT-A, L.P. | Private Equity Fund | $163.7M | $0.0M | 12 |
| ARROYO TORTUGA DIRECT INVESTMENT-B, L.P. | Private Equity Fund | $0.0M | $0.0M | 0 |
| ARROYO TRINITY DIRECT INVESTMENT I, L.P. | Private Equity Fund | $116.8M | $0.0M | 11 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| FIELD, DAVID, THOMAS | Individual | – | MANAGING MEMBER | 02/2014 | 50-75% |
| JORDAN, ROBERT, CLAYTON | Individual | – | MANAGING MEMBER | 02/2014 | 25-50% |
| ARANEDA KAURET, CESAR, RUDOLF | Individual | – | PARTNER | 01/2015 | < 5% |
| GOTTHELF, DIEGO | Individual | – | CHIEF FINANCIAL OFFICER | 03/2016 | < 5% |
| GLASSPOOL, KIMBERLY, BRAME | Individual | – | CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL | 04/2019 | < 5% |
| PINTO RUBIO, LUIS FELIPE | Individual | – | PARTNER | 01/2022 | < 5% |
| WAX, BRANDON, L | Individual | – | PARTNER | 02/2024 | < 5% |