SAPPHIRE STAR CAPITAL LLC
Adviser information for SAPPHIRE STAR CAPITAL LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Washington, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 6 | $62.1M |
| Non-Discretionary | 6 | $69.9M |
| Total | 12 | $132.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 1 | $31.4M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $3.6M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | <5 | $97.0M |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | <5 | $9,080 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for investment companiesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsSEPARATE ACCOUNT MANAGEMENT |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 27.1M |
| Both for Same | 0 |
| Portfolio Manager to Program | Sponsor |
|---|---|
| WELLS FARGO PRIVATE ADVISOR NETWORK | WELLS FARGO ADVISORS |
Identifiers
| SEC RIA File Number | 801-100373 |
|---|---|
| SEC ERA File Number | 801-100373 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 226665 |
| Legal Entity Identifier | None |
Principal Office
7826 LEARY WAY NESUITE 201
REDMOND
WA
United States
Monday - Friday, 8:00 AM - 4:00 PM
Tel: (425) 576-4083, Fax: None
Chief Compliance Officer
MEGHAN N. CHICOINE
CHIEF OPERATING OFFICER, PARTNER
7826 LEARY WAY NE
SUITE 201
REDMOND
WA
United States
Tel:
(425) 576-4083
M*********@**********************M
(Full email address available in API data)
Regulatory Contact
MICHAEL J. BORGEN
MANAGING MEMBER, CHIEF INVESTMENT OFFICER
7826 LEARY WAY NE
SUITE 201
REDMOND
WA
United States
Tel:
(425) 576-4083
M*******@**********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| SAPPHIRE STAR PARTNERS L.P. | Hedge Fund | $3.6M | $1.0M | 9 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BORGEN, MICHAEL, JENSEN | Individual | – | MANAGING MEMBER | 02/2015 | > 75% |
| CHICOINE, MEGHAN, NAOMI | Individual | – | CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER | 03/2018 | 5-10% |