HORIZON WEALTH ADVISORS
HORIZON WEALTH ADVISORS, LLC Legal Name
Adviser information for HORIZON WEALTH ADVISORS last updated from Form ADV on February 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Florida, United States |
Employees
| Total Number of Employees | 8 |
|---|---|
| Investment Advisory/Research | 7 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 7 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 480 | $184.5M |
| Non-Discretionary | 22 | $3.0M |
| Total | 502 | $187.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 427 | $66.1M |
| HNW Individuals | 63 | $118.3M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 12 | $3.1M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting services |
|---|---|
| Compensation | % of AUMFixed feesCommissions |
Identifiers
| SEC RIA File Number | 801-100378 |
|---|---|
| SEC ERA File Number | 801-100378 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 148338 |
| Legal Entity Identifier | None |
Principal Office
6806 TUMBLEWEED TRAILLAKEWOOD RANCH
FL
United States
Monday - Friday, 9AM TO 5PM
Tel: 941-362-0161, Fax: 866-293-4499
Websites
Chief Compliance Officer
NICHOLAS G. DRIZOS
CHIEF COMPLIANCE OFFICER
6806 TUMBLEWEED TRAIL
LAKEWOOD RANCH
FL
United States
Tel:
941-362-0161
Fax:
866-293-4499
N***@************************M
(Full email address available in API data)
Regulatory Contact
NICHOLAS J. DRIZOS
OWNER
6806 TUMBLEWEED TRAIL
LANKEWOOD RANCH
FL
United States
Tel:
941-362-0161
Fax:
866-293-4499
N******@************************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| DRIZOS, NICHOLAS, JAMES | Individual | – | OWNER | 08/2008 | > 75% |
| DRIZOS, NICHOLAS, GUST | Individual | – | CHIEF COMPLIANCE OFFICER | 04/2013 | < 5% |