Hedge Fund Database

TRAJAN WEALTH, L.L.C.

Adviser information for TRAJAN WEALTH, L.L.C. last updated from Form ADV on March 15th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Arizona, United States

Employees

Total Number of Employees 102
Investment Advisory/Research 34
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 34
Licensed Agents of an Insurance Company 32
No. of Firms/People that Solicit Clients 3

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 13,372 $1.4B
Non-Discretionary 0 $0
Total 13,372 $1.4B

Clients

Type Number RAUM
Individuals 6,730 $851.7M
HNW Individuals 640 $480.1M
Banking or thrift institutions 0 $0
Investment companies 1 $33.6M
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 0

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for investment companiesSelection of other advisers (including private fund managers)Educational seminars/workshops
Compensation % of AUMPerformance-based fees1031 ADVISORY FEES
Other Business Activities Insurance broker or agent

Identifiers

SEC RIA File Number 801-100392
SEC ERA File Number 801-100392
SEC CIK Numbers 1934415
SEC CRD Numbers 158847
Legal Entity Identifier None

Principal Office

7702 E. DOUBLETREE RANCH ROAD
SUITE 100
SCOTTSDALE
AZ
United States
Monday - Friday, 9 AM TO 5 PM
Tel: 480-990-3300, Fax: 480-534-1941

Websites

www.trajanwealth.com www.youtube.com/channel/ucicznw3rr7e26a8bvmltkdg www.facebook.com/trajanwealth www.linkedin.com/company/trajan-wealth-llc/ trajanwealthetf.com/ x.com/trajanwealth trajanestate.com/ www.instagram.com/trajan_wealth/

Chief Compliance Officer

JOHN DEMARCO
CHIEF COMPLIANCE OFFICER
7702 E. DOUBLETREE RANCH ROAD
SUITE 100
SCOTTSDALE
AZ
United States
Tel: 480-306-8859
(Full email address available in API data)

Regulatory Contact

JEFFREY JUNIOR
OWNER
7702 E. DOUBLETREE RANCH ROAD
SUITE 100
SCOTTSDALE
AZ
United States
Tel: 480-990-3300
Fax: 480-534-1941
(Full email address available in API data)

Industry Affiliates

TRAJAN ESTATE Lawyer or law firm
TRAJAN TAX, LLC Accountant or accounting firm

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
OVEERLAY CAPITAL INNOVATION FUND PV, LP Private Equity Fund $4.1M $0.1M 31

Control Persons

Name Type Entity Title Since Ownership
JUNIOR, JEFFREY, BRENT Individual – MANAGING MEMBER 12/2010 > 75%
MCGREEVY, SHANE, RYAN Individual – COO 04/2019 < 5%
DeMarco, John, Michael Individual – CHIEF COMPLIANCE OFFICER 01/2024 < 5%

No. Employees, Historic

2001000201920202021202220232024202532 on 4/16/201932 on 6/14/201932 on 8/5/201932 on 9/24/201945 on 3/16/202045 on 5/11/202045 on 6/24/202045 on 6/29/202045 on 7/21/202045 on 10/5/202045 on 10/7/202052 on 3/18/202152 on 3/18/202152 on 5/19/202152 on 9/2/202152 on 11/9/202152 on 2/3/202267 on 3/21/202267 on 3/29/202267 on 4/18/202267 on 5/2/202267 on 6/22/202267 on 6/28/202267 on 8/8/202267 on 11/15/202286 on 3/24/202386 on 10/16/202386 on 10/26/202386 on 12/15/2023102 on 3/15/2024102 on 3/15/2024

RAUM, Historic

2B1B02019202020212022202320242025291789586 on 4/16/2019291789586 on 6/14/2019291789586 on 8/5/2019291789586 on 9/24/2019491588862 on 3/16/2020491588862 on 5/11/2020491588862 on 6/24/2020491588862 on 6/29/2020491588862 on 7/21/2020491588862 on 10/5/2020491588862 on 10/7/2020653736835 on 3/18/2021653736835 on 3/18/2021653736835 on 5/19/2021653736835 on 9/2/2021653736835 on 11/9/2021653736835 on 2/3/20221054443957 on 3/21/20221054443957 on 3/29/20221054443957 on 4/18/20221054443957 on 5/2/20221054443957 on 6/22/20221054443957 on 6/28/20221054443957 on 8/8/20221054443957 on 11/15/20221053148208 on 3/24/20231053148208 on 10/16/20231053148208 on 10/26/20231053148208 on 12/15/20231365393876 on 3/15/20241365393876 on 3/15/2024

No. Clients, Historic

8,0004,000020192020202120222023202420251258 on 4/16/20191258 on 6/14/20191258 on 8/5/20191258 on 9/24/20192085 on 3/16/20202085 on 5/11/20202085 on 6/24/20202085 on 6/29/20202085 on 7/21/20202085 on 10/5/20202085 on 10/7/20202927 on 3/18/20212927 on 3/18/20212927 on 5/19/20212927 on 9/2/20212927 on 11/9/20212927 on 2/3/20223498 on 3/21/20223498 on 3/29/20223498 on 4/18/20223498 on 5/2/20223498 on 6/22/20223498 on 6/28/20223498 on 8/8/20223498 on 11/15/20225492 on 3/24/20235492 on 10/16/20235492 on 10/26/20235492 on 12/15/20237371 on 3/15/20247371 on 3/15/2024

Holdings

From latest 13F, filed July 26th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
NEUROCRINE BIOSCIENCES INC COM 200K 1K –
MOHAWK INDS INC COM 201K 2K –
PENTAIR PLC SHS 201K 3K –
SCOTTS MIRACLE-GRO CO CL A 203K 3K –
MERIT MED SYS INC COM 203K 2K –
ICON PLC SHS 203K 649 –
ARROW ELECTRS INC COM 204K 2K –
ARTISAN PARTNERS ASSET MGMT CL A 206K 5K –
AE, COM COM 208K 2K –
MDU RES GROUP INC COM 210K 8K –
MOELIS & CO CL A 210K 4K –
BUILDERS FIRSTSOURCE INC COM 211K 2K –
LOUISIANA PAC CORP COM 216K 3K –
JONES LANG LASALLE INC COM 217K 1K –
OWNES CORNING NEW COM 218K 1K –
HUNTINGTON INGALLS INDS INC COM 220K 893 –
WILEY JOHN & SONS INC CL A 227K 6K –
SMITH A O CORP COM 233K 3K –
DEVON ENERGY CORP NEW COM 237K 5K –
BOOZ ALLEN HAMILTON HLDG COR CL A 239K 2K –
COMERICA INC COM 242K 5K –
TOLL BROTHERS INC COM 242K 2K –
ABM IINDS INC COM 242K 5K –
MASTEC INC COM 247K 2K –
MERCURY GENL CORP NEW COM 263K 5K –
SPDR SER TR BBG CONV SEC ETF 292K 4K –
HOULIHAN LOKEY INC CL A 292K 2K –
ALCOA CORP COM 302K 8K –
ALLY FINL INC COM 328K 8K –
WILLIAMS SONOMA INC COM 365K 1K –
VANGUARD INDEX FDS TOTAL STK MKT 427K 2K –
INVESCO QQQ TR UNIT SER 1 1M 2K –
VANGUARD INDEX FDS MID CAP ETF 1M 5K –
AUTOMATIC DATA PROCESSING IN COM 2M 9K –
BOOKING HOLDINGS INC COM 26M 7K –
MATINAS BIOPHARMA HLDGS INC COM 2K 10K –
MCDONALDS CORP COM 3M 10K –
MCKESSON CORP COM 6M 10K –
AMERICAN EXPRESS CO COM 3M 11K –
NCR VOYIX CORPORATION COM 138K 11K –
PRICE T ROWE GROUP INC COM 1M 12K –
CATERPILLAR INC COM 4M 13K –
VANGUARD SCOTTSDALE FDS VNG RUS2000IDX 1M 13K –
AMERICAN CENTY ETF TR US SML CP VALU 1M 13K –
FIRST TR EXCHANGE-TRADED FD MNGD FUTRS STRGY 654K 13K –
PUBLIC STORAGE COM 4M 14K –
AMGEN INC COM 5M 15K –
NETFLIX INC COM 10M 15K –
SNAP INC CL A 254K 15K –
CME GROUP INC COM 3M 17K –
HAIN CELESTIAL GROUP INC COM 122K 18K –
CHUBB LIMITED COM 5M 18K –
LOWES COS INC COM 4M 18K –
WISDOMTREE TR FUTRE STRAT FD 669K 18K –
ISHARES TR JPMORGAN USD EMG 2M 23K –
INTUIT COM 15M 23K –
INTERNATIONAL BUSINESS MACHS COM 4M 23K –
GENERAL DYNAMICS CORP COM 7M 25K –
CHEVRON CORP NEW COM 4M 26K –
ABBVIE INC COM 4M 26K –
NORFOLK SOUTHN CORP COM 6M 27K –
ISHARES TR 3 7 YR TREAS BD 3M 28K –
HARBOR ETF TRUST HARBOR COMMODITY 663K 29K –
JOHNSON & JOHNSON COM 4M 30K –
PHILLIPS 66 COM 4M 31K –
COSTCO WHSL CORP NEW COM 27M 32K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 14M 34K –
ELVANCE HEALTH INC COM 19M 35K –
SMUCKER J M CO COM NEW 4M 35K –
MERCK & CO INC COM 4M 35K –
PLUG POWER INC COM NEW 87K 37K –
ISHARES TR 10+ YR INVST GRD 2M 38K –
DISNEY WALT CO COM 4M 38K –
ISHARES TR INTRM GOV CR ETF 4M 39K –
VANECK ETF TRUST MRNGSTR WDE MOAT 3M 39K –
LYONDELLBASELL INDUSTRIES N SHS - A - 4M 40K –
LITMAN GREGORY FDS TR IMGP DBI MANAGED 1M 45K –
TARGET CORP COM 7M 46K –
AMERICAN ELEC PWR CO INC COM 4M 46K –
MORGAN STANLEY COM NEW 5M 46K –
JPMORGAN CHASE & CO COM 10M 47K –
DELL TECHNOLOGIES INC CL C 7M 48K –
SALESFORCE INC COM 12M 48K –
ISHARES TR MBS ETF 4M 49K –
SCHWAB CHARLES CORP COM 4M 51K –
MEDTRONIC PLC SHS 4M 51K –
PROCTER AND GAMBLE CO COM 8M 51K –
CVS HEALTH CORP COM 3M 52K –
UNILEVER PLC SPON ADR NEW 3M 52K –
WELLS FARGO CO NEW COM 3M 52K –
AIRBNB INC COM CL A 8M 54K –
UNITEDHEALTH GROUP INC COM 27M 54K –
SOUTHERN CO COM 4M 55K –
JANUS DETROIT STR TR HENDRSON AAA CL 3M 56K –
ONEOK INC NEW COM COM 5M 57K –
ORACLE CORP COM 8M 58K –
PHILIP MORRIS INTL INC COM 6M 58K –
PIMCO ETF TR ULTRA SHORT GOVT 6M 64K –
VISA INC COM CL A 17M 65K –
ALPHABET INC CAP STK CL C 12M 65K –
METLIFE INC COM 5M 66K –
ISHARES TR ISHS 1-5YR INVS 4M 71K –
SPDR SER TR PRTFLO S&P500 HI 3M 71K –
ISHARES TR RUSSELL 3000 ETF 22M 72K –
GARMIN LTD SHS 12M 75K –
J P MORGAN EXCHANGE TRADED F EQUITY PREMIUM 4M 78K –
IQVIA HLDGS INC COM 16M 78K –
ISHARES TR 0-3 MNTH TREASRY 10M 96K –
META PLATFORMS INC CL A 49M 97K –
MASTERCARD INCORPORATED CL A 43M 98K –
CAMPBELL SOUP CO COM 4M 99K –
SCHWAB STRATEGIC TR US TIPS ETF 5M 104K –
CENCORA INC COM 23M 104K –
VERIZON COMMUNICATIONS INC COM 4M 107K –
ISHARES TR 1 3 YR TREAS BD 9M 113K –
CORNING INC COM 5M 119K –
AMERICAN CENTY ETF TR AVANTIS CORE FI 5M 119K –
CARMAX INC COM 9M 121K –
ISHARES TR IBOXX INV CP ETF 13M 123K –
ISHARES TR IBOXX HI YD ETF 10M 129K –
AMERICAN CENTY ETF TR AVANTIS SHFXDINC 6M 129K –
CONAGRA BRANDS INC COM 4M 141K –
INTERPUBLIC GROUP COS INC COM 4M 141K –
FISERV INC COM 21M 143K –
ISHARES TR SHORT TREAS BD 16M 145K –
KENVUE INC COM 3M 163K –
AMERICAN CENTY ETF TR US EQT ETF 15M 164K –
AMAZON COM INC COM 33M 168K –
APPLE INC COM 37M 175K –
UBER TECHNOLOGIES INC COM 13M 179K –
VANGUARD BD INDEX FDS SHORT TRM BOND 14M 180K –
WALMART INC COM 13M 187K –
MICROSOFT CORP COM 88M 196K –
ISHARES TR MSCI UK ETF NEW 7M 201K –
ISHARES TR BROAD USD HIGH 7M 202K –
ISHARES INC MSCI EMRG CHN 13M 217K –
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 39M 222K –
ISHARES INC MSCI SWITZERLAND 11M 232K –
WISDOMTREE TR INDIA ERNGS FD 12M 246K –
ROBLOX CORP CL A 11M 295K –
ISHARES TR CORE MSCI EAFE 22M 308K –
VANGUARD INDEX FDS S&P 500 ETF SHS 193M 387K –
VANGUARD BD INDEX FDS TOTAL BND MRKT 30M 413K –
ALPHABET INC CAP STK CL A 78M 429K –
WISDOMTREE TR US MIDCAP DIVID 20M 437K –
ENBRIDGE INC COM 18M 502K –
DIMENSIONAL ETF TRUST US CORE EQUITY 2 21M 663K –
INVESCO EXCH TRADED FD TR II SR LN ETF 18M 841K –
ISHARES TR CORE US AGGBD ET 93M 960K –
SPINNAKER ETF SERIES TRAJAN WEALTH 30M 3M –
ABBVIE INC COM 559K 3K –
AMERICAN INTL GROUP INC COM NEW 610K 8K –
BLACK HILLS CORP COM 619K 11K –
BLACKSTONE INC COM 534K 4K –
BUNGE GLOBAL SA COM SHS 635K 6K –
CITIGROUP INC COM NEW 800K 13K –
COCA COLA CO COM 530K 8K –
EXXON MOBIL CORP COM 582K 5K –
FS KKR CAP CORP COM 559K 28K –
INTERNATIONAL BUSINESS MACHS COM 738K 4K –
KELLANOVA COM 490K 8K –
OGE ENERGY CORP COM 677K 19K –
PUBLIC STORAGE COM 503K 2K –
SONOCO PRODS CO COM 598K 12K –
STAR BULK CARRIERS CORP. SHS PAR 773K 32K –
VALERO ENERGY CORP COM 563K 4K –
VERIZON COMMUNICATIONS INC COM 741K 18K –
WILLIAMS CO INC COM 595K 14K –