WEALTH DIMENSIONS FAMILY OFFICE, INC
Adviser information for WEALTH DIMENSIONS FAMILY OFFICE, INC last updated from Form ADV on March 6th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | JUNE |
| Legal Location | Ohio, United States |
Employees
| Total Number of Employees | 14 |
|---|---|
| Investment Advisory/Research | 9 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 8 |
| Licensed Agents of an Insurance Company | 4 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 113 | $520.0M |
| Non-Discretionary | 0 | $0 |
| Total | 113 | $520.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 12 | $519.5M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 3 | $518,147 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 11-25 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)FAMILY OFFICE SERVICES; BILL-PAY |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-100393 |
|---|---|
| SEC ERA File Number | 801-100393 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 266787 |
| Legal Entity Identifier | None |
Principal Office
7870 E KEMPER ROADSUITE 210
CINCINNATI
OH
United States
Monday - Friday, 8:00 A.M.- 5:00 P.M.
Tel: (513) 945-1030, Fax: (513) 945-1031
Chief Compliance Officer
PATRICK HAYES
7870 E KEMPER ROAD
SUITE 210
CINCINNATI
OH
United States
Tel:
513-554-6000
Fax:
513-554-6006
P*****@*******************M
(Full email address available in API data)
Regulatory Contact
DOUG LOFTUS
CO-FOUNDER & MANAGING MEMBER
7870 E KEMPER ROAD
SUITE 210
CINCINNATI
OH
United States
Tel:
513-554-6000
Fax:
513-554-6006
D******@*******************M
(Full email address available in API data)
Industry Affiliates
| WEALTH DIMENSIONS GROUP, LTD. | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CURTI, THOMAS, ALFRED | Individual | – | SHAREHOLDER, VICE PRESIDENT | 06/2015 | 25-50% |
| LOFTUS, DOUGLAS, PAUL | Individual | – | SHAREHOLDER, PRESIDENT, SECRETARY | 06/2015 | 25-50% |
| Hayes, Patrick, Daniel | Individual | – | CHIEF COMPLIANCE OFFICER | 09/2020 | < 5% |
| VOGELPOHL, DANIEL, DAVID | Individual | – | SHAREHOLDER AND FINANCIAL ADVISOR | 06/2023 | 25-50% |