TUVE INVESTMENT MANAGEMENT, INC.
Adviser information for TUVE INVESTMENT MANAGEMENT, INC. last updated from Form ADV on March 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Iowa, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 3 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,450 | $118.0M |
| Non-Discretionary | 0 | $0 |
| Total | 1,450 | $118.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 1,000 | $85.0M |
| HNW Individuals | 450 | $33.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-100395 |
|---|---|
| SEC ERA File Number | 801-100395 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 226702 |
| Legal Entity Identifier | None |
Principal Office
227 EAST SAN MARNAN DRIVEWATERLOO
IA
United States
Monday - Friday, 8AM - 5PM
Tel: 319-235-0075, Fax: 319-235-7419
Chief Compliance Officer
STANLEY TUVE
INVESTMENT ADVISOR REPRESENTATIVE
227 EAST SAN MARNAN DRIVE
WATERLOO
IA
United States
Tel:
(319) 235-0075
S******@******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| TUVE, STANLEY, JOHN | Individual | – | CHIEF COMPLIANCE OFFICER | 07/2015 | < 5% |
| TUVE, JOHN, STANLEY | Individual | – | PRESIDENT | 07/2015 | > 75% |