Hedge Fund Database

137 VENTURES MANAGEMENT, LLC

137 VENTURES MANAGEMENT LLC Legal Name

Adviser information for 137 VENTURES MANAGEMENT, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 21
Investment Advisory/Research 10
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 31 $3.6B
Non-Discretionary 0 $0
Total 31 $3.6B

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 31 $3.6B
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0

Services

Advisory Services Portfolio management for pooled investment vehicles
Compensation % of AUMPerformance-based fees

Identifiers

SEC RIA File Number 801-100403
SEC ERA File Number 801-100403
SEC CIK Numbers None
SEC CRD Numbers 162351
Legal Entity Identifier None

Principal Office

233 POST STREET
6TH FLOOR
SAN FRANCISCO
CA
United States
Monday - Friday, 9AM-5PM
Tel: 415-513-5222, Fax: None

Websites

www.linkedin.com/company/137-ventures/ mobile.twitter.com/137ventures 137ventures.com/

Chief Compliance Officer

SARAH PIKOVER
DIRECTOR OF OPERATIONS
10785 W TWAIN AVENUE
SUITE 137
LAS VEGAS
NV
United States
Tel: 415-513-5222
(Full email address available in API data)

Regulatory Contact

ANDREW HANSON
CHIEF FINANCIAL OFFICER AND CHIEF OPERATING OFFICER
233 POST STREET
6TH FLOOR
SAN FRANCISCO
CA
United States
Tel: 415-513-5222
(Full email address available in API data)

Industry Affiliates

137 HOLDINGS ALPHA, LLC Sponsor, GP, manager of pooled investment vehicles
137 OPPORTUNITY FUND, LLC Sponsor, GP, manager of pooled investment vehicles
137 VENTURES II, LLC Sponsor, GP, manager of pooled investment vehicles
137 VENTURES III, LLC Sponsor, GP, manager of pooled investment vehicles
137 VENTURES IV, LLC Sponsor, GP, manager of pooled investment vehicles
137 VENTURES V, LLC Sponsor, GP, manager of pooled investment vehicles
137 VENTURES VI, LLC Sponsor, GP, manager of pooled investment vehicles
137 VENTURES, LLC Sponsor, GP, manager of pooled investment vehicles
JUSTIN FISHNER-WOLFSON Sponsor, GP, manager of pooled investment vehicles

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
137 AFFILIATES II, LP Private Equity Fund $2.8M $0.0M 36
137 AFFILIATES III, LP Private Equity Fund $3.3M $0.0M 32
137 AFFILIATES IV, LP Private Equity Fund $3.9M $0.0M 32
137 AFFILIATES V, LP Private Equity Fund $9.0M $0.0M 53
137 AFFILIATES, LP Private Equity Fund $0.2M $0.0M 4
137 HOLDINGS AI II, LLC Venture Capital Fund $76.6M $0.1M 1479
137 HOLDINGS AI, LLC Venture Capital Fund $14.3M $0.1M 163
137 HOLDINGS IX, LLC Private Equity Fund $84.0M $0.0M 32
137 HOLDINGS SX, LLC Venture Capital Fund $897.0M $4.0M 12
137 HOLDINGS SXI, LLC Venture Capital Fund $16.6M $0.0M 11
137 HOLDINGS SXIII, LLC Venture Capital Fund $135.7M $0.3M 10
137 HOLDINGS SXIX, LLC Private Equity Fund $76.3M $0.1M 62
137 HOLDINGS SXV, LLC Venture Capital Fund $115.7M $0.0M 45
137 HOLDINGS SXVI, LLC Venture Capital Fund $43.4M $0.0M 6
137 HOLDINGS SXVII, LLC Venture Capital Fund $104.3M $0.0M 52
137 HOLDINGS SXVIII, LLC Private Equity Fund $69.3M $0.0M 72
137 HOLDINGS SXX, LLC Private Equity Fund $125.7M $0.0M 414
137 HOLDINGS SXXI, LLC Private Equity Fund $39.1M $0.8M 1583
137 HOLDINGS V, LLC Private Equity Fund $525.3M $0.0M 62
137 HOLDINGS VI, LLC Venture Capital Fund $143.6M $21.0M 8
137 HOLDINGS VIII, LLC Private Equity Fund $55.4M $8.5M 4
137 OPPORTUNITY FUND, LP Private Equity Fund $146.2M $0.1M 36
137 VENTURES II, LP Private Equity Fund $163.0M $1.0M 73
137 VENTURES III, LP Private Equity Fund $455.5M $0.1M 79
137 VENTURES IV, LP Private Equity Fund $456.6M $0.2M 79
137 VENTURES V-A, LP Private Equity Fund $44.8M $5.0M 1
137 VENTURES V, LP Private Equity Fund $349.8M $0.1M 60
137 VENTURES VI, LP Private Equity Fund $261.0M $0.3M 519
137 VENTURES, LP Private Equity Fund $10.8M $0.3M 28
ASTRONAVE HOLDINGS, LLC Private Equity Fund $11.9M $5.4M 2
FISHNER-WOLFSON INVESTMENTS, LLC Private Equity Fund $14.2M $0.0M 18

Control Persons

Name Type Entity Title Since Ownership
FISHNER-WOLFSON, JUSTIN, PHILLIP Individual – MANAGING MEMBER 06/2011 50-75%
JACOBSON, STUART, ALEXANDER Individual – MANAGING MEMBER 06/2011 25-50%
HANSEN, ANDREW, DEAN Individual – CHIEF FINANCIAL OFFICER AND CHIEF OPERATING OFFICER 01/2013 < 5%
LASZLO, ANDREW, PHILIP Individual – PARTNER 09/2012 < 5%
PIKOVER, SARAH, ANNE Individual – CHIEF COMPLIANCE OFFICER 03/2022 < 5%
PROCACCINI, NICHOLAS, ROBERT Individual – PARTNER 04/2019 < 5%

No. Employees, Historic

30150201920202021202220232024202510 on 5/29/201910 on 3/25/202010 on 5/20/202015 on 3/29/202115 on 5/21/202120 on 3/25/202220 on 12/5/202221 on 3/24/202321 on 3/28/2024

RAUM, Historic

4B2B020192020202120222023202420251291130910 on 5/29/20191633267611 on 3/25/20201633267611 on 5/20/20201827318939 on 3/29/20211829961905 on 5/21/20212329081859 on 3/25/20222329081859 on 12/5/20222941778446 on 3/24/20233558391339 on 3/28/2024

No. Clients, Historic

40200201920202021202220232024202525 on 5/29/201927 on 3/25/202027 on 5/20/202027 on 3/29/202127 on 5/21/202126 on 3/25/202226 on 12/5/202229 on 3/24/202331 on 3/28/2024