ARENA INVESTORS, LP
Adviser information for ARENA INVESTORS, LP last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Partnership |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 156 |
|---|---|
| Investment Advisory/Research | 27 |
| Registered Broker-Dealer Representatives | 3 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 14 | $2.7B |
| Non-Discretionary | 8 | $935.1M |
| Total | 22 | $3.7B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 8 | $2.1B |
| Pension and profit sharing plans | 1 | $466.0M |
| Charitable organizations | 1 | $50.0M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 4 | $259.2M |
| Insurance companies | 6 | $552.1M |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 2 | $231.9M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 36 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based feesASSET SERVICING EXPENSE |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-100406 |
|---|---|
| SEC ERA File Number | 801-100406 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 269854 |
| Legal Entity Identifier | 549300MGAN8GCG7QFX02 |
Principal Office
2500 WESTCHESTER AVE, SUITE 401PURCHASE
NY
United States
Monday - Friday, 8AM - 6PM
Tel: 914-670-7809, Fax: None
Chief Compliance Officer
TSERING LAMA
MANAGING DIRECTOR
2500 WESTCHESTER AVE, SUITE 401
PURCHASE
NY
United States
Tel:
(212) 457-7428
T****@**********M
(Full email address available in API data)
Industry Affiliates
| ARENA FINANCIAL SERVICES, LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| ARENA INVESTMENT MANAGEMENT (SINGAPORE) PTE. LTD. | Other investment adviser, including financial planners |
| ARENA INVESTORS UK LIMITED | Other investment adviser, including financial planners |
| ARENA NEW ZEALAND REAL ESTATE CREDIT FUND III GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| ARENA SPECIAL OPPORTUNITIES FUND (OFFSHORE) GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| ARENA SPECIAL OPPORTUNITIES FUND (OFFSHORE) II GP, LP | Sponsor, GP, manager of pooled investment vehicles |
| ARENA SPECIAL OPPORTUNITIES FUND (ONSHORE) GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| ARENA SPECIAL OPPORTUNITIES PARTNERS (OFFSHORE) GP II, LLC | Sponsor, GP, manager of pooled investment vehicles |
| ARENA SPECIAL OPPORTUNITIES PARTNERS (OFFSHORE) GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| ARENA SPECIAL OPPORTUNITIES PARTNERS (ONSHORE) GP II, LLC | Sponsor, GP, manager of pooled investment vehicles |
| ARENA SPECIAL OPPORTUNITIES PARTNERS (ONSHORE) GP III, LLC | Sponsor, GP, manager of pooled investment vehicles |
| ARENA SPECIAL OPPORTUNITIES PARTNERS (ONSHORE) GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| ARENA NEW ZEALAND REAL ESTATE CREDIT FUND III, LP | Hedge Fund | $26.2M | $15.0M | 53 |
| ARENA SPECIAL OPPORTUNITIES (OFFSHORE) MASTER, LP | Hedge Fund | $272.8M | $5.0M | 75 |
| ARENA SPECIAL OPPORTUNITIES FUND, LP | Hedge Fund | $324.8M | $5.0M | 65 |
| ARENA SPECIAL OPPORTUNITIES PARTNERS (CAYMAN MASTER) I, LP | Hedge Fund | $107.8M | $15.0M | 3 |
| ARENA SPECIAL OPPORTUNITIES PARTNERS (CAYMAN MASTER) II, LP | Hedge Fund | $272.8M | $15.0M | 3 |
| ARENA SPECIAL OPPORTUNITIES PARTNERS I, LP | Hedge Fund | $425.0M | $15.0M | 10 |
| ARENA SPECIAL OPPORTUNITIES PARTNERS II, LP | Hedge Fund | $557.8M | $15.0M | 12 |
| ARENA SPECIAL OPPORTUNITIES PARTNERS III, LP | Hedge Fund | $19.2M | $15.0M | 2 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CUTLER, LAWRENCE, DAVID | Individual | – | COO | 06/2015 | < 5% |
| ZWIRN, DANIEL, BERNARD | Individual | – | CEO & CIO | 06/2015 | < 5% |
| ARENA INVESTORS GP, LLC | Domestic Entity | – | GENERAL PARTNER | 06/2015 | < 5% |
| THE WESTAIM CORPORATION OF AMERICA | Foreign Entity | ARENA INVESTORS GROUP HOLDINGS, LLC | OWNER & MEMBER OF ARENA INVESTORS GROUP HOLDINGS, LLC | 06/2015 | 50-75% |
| THE WESTAIM CORPORATION | Foreign Entity | THE WESTAIM CORPORATION OF AMERICA | OWNER | 06/2015 | > 75% |
| ARENA INVESTORS GROUP HOLDINGS, LLC | Domestic Entity | – | OWNER | 06/2015 | > 75% |
| NEWVILLE, TIMOTHY, RYAN | Individual | – | CFO | 05/2022 | < 5% |
| BERNARD PARTNERS, LP | Domestic Entity | ARENA INVESTORS GROUP HOLDINGS, LLC | OWNER | 03/2022 | 25-50% |
| ZWIRN, DANIEL, BERNARD | Individual | BERNARD PARTNERS, LP | MEMBER MANAGER | 06/2015 | > 75% |
| ARENA INVESTORS GROUP HOLDINGS, LLC | Domestic Entity | ARENA INVESTORS GP, LLC | HOLDING COMPANY | 05/2015 | > 75% |
| Lama, Tsering, Lhasang | Individual | – | CCO | 09/2023 | < 5% |