ALAIA CAPITAL, LLC
Adviser information for ALAIA CAPITAL, LLC last updated from Form ADV on March 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 2 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 2 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 2 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for investment companiesSUPERVISOR/EVALUATOR TO UNIT INVESTMENT TRUSTS |
|---|---|
| Compensation | % of AUMFixed fees |
| Other Business Activities | Registered representative of a broker-dealer |
Identifiers
| SEC RIA File Number | 801-100408 |
|---|---|
| SEC ERA File Number | 801-100408 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 226775 |
| Legal Entity Identifier | None |
Principal Office
60 EAST 42ND STREET26TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 212-994-7400, Fax: None
Chief Compliance Officer
CHRISTOPHER THOME
CCO
60 EAST 42ND STREET
26TH FLOOR
NEW YORK
NY
United States
Tel:
212-994-7402
C*****@******************M
(Full email address available in API data)
Regulatory Contact
NICHOLAS PARCHARIDIS
MANAGING DIRECTOR
60 EAST 42ND STREET
NEW YORK
NY
United States
Tel:
914-409-7990
N***************@*************M
(Full email address available in API data)
Industry Affiliates
| ALPHAKEYS FUND ADVISOR, L.L.C. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| ALPHAKEYS STRATEGIES, L.L.C. | Sponsor, GP, manager of pooled investment vehicles |
| GLENDOWER ACCESS SECONDARY OPPS GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| ICAPITAL ADVISORS, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| ICAPITAL AI GP LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| ICAPITAL AI MANAGER LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| ICAPITAL ALTERNATIVE INVESTMENTS LLC | Sponsor, GP, manager of pooled investment vehicles |
| ICAPITAL ANNUITIES AND INSURANCE SERVICES LLC | Insurance company or agency |
| ICAPITAL DIRECT GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| ICAPITAL HF GP, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| ICAPITAL HONG KONG LTD. | Other investment adviser, including financial planners |
| ICAPITAL II GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| ICAPITAL LUXEMBOURG STRATEGIES GP,SARL | Sponsor, GP, manager of pooled investment vehicles |
| ICAPITAL MARKETS LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| ICAPITAL MLP FUND GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| ICAPITAL NETWORK CANADA GP LTD | Sponsor, GP, manager of pooled investment vehicles |
| ICAPITAL NETWORK CANADA LTD. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| ICAPITAL NETWORK TECHNOLOGY SOLUTIONS, LLC | Sponsor, GP, manager of pooled investment vehicles |
| ICAPITAL PE GP, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| ICAPITAL PRIVATE EQUITY OFFSHORE LTD. | Sponsor, GP, manager of pooled investment vehicles |
| ICAPITAL REGISTERED FUND ADVISER LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| ICAPITAL SG PTE LTD. | Other investment adviser, including financial planners |
| ICAPITAL STRATEGIES II LLC | Sponsor, GP, manager of pooled investment vehicles |
| ICAPITAL STRATEGIES LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| ICAPITAL STRATEGIES MANAGER LLC | Sponsor, GP, manager of pooled investment vehicles |
| ICAPITAL-ROYALTY I GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| ICN OAK MGMT, LLC | Sponsor, GP, manager of pooled investment vehicles |
| ICN/SOFI MGMT. LLC | Sponsor, GP, manager of pooled investment vehicles |
| INSTITUTIONAL CN (EUROPE) - EMPRESA DE INVESTIMENTO, S. A | Other investment adviser, including financial planners |
| OUTCOME DRIVEN STRATEGIES, LLC | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CALCANO, LAWRENCE, VITO | Individual | – | CEO | 11/2021 | < 5% |
| INSTITUTIONAL CAPITAL NETWORK. INC | Domestic Entity | – | OWNER | 11/2021 | > 75% |
| ICAPITAL INC | Domestic Entity | INSTITUTIONAL CAPITAL NETWORK. INC | ACTIVE | 08/2022 | > 75% |
| THOME, CHRISTOPHER, WESLEY | Individual | – | CHIEF COMPLIANCE OFFICER | 11/2023 | < 5% |