HAWK RIDGE CAPITAL MANAGEMENT LP

Adviser information for HAWK RIDGE CAPITAL MANAGEMENT LP last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Partnership
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 23
Investment Advisory/Research 9
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 4 $4.4B
Non-Discretionary 0 $0
Total 4 $4.4B

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 4 $4.4B
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 25

Services

Advisory Services Portfolio management for pooled investment vehicles
Compensation % of AUMPerformance-based fees
Other Business Activities Commodity pool operator or commodity trading advisor

Identifiers

SEC RIA File Number 801-100425
SEC ERA File Number 801-100425
SEC CIK Numbers 1609074
SEC CRD Numbers 163818
Legal Entity Identifier 549300DZU6MHEEJLG016

Principal Office

12121 WILSHIRE BLVD
SUITE 900
LOS ANGELES
CA
United States
Monday - Friday, 7AM - 4PM
Tel: 310-594-7350, Fax: 213-402-7727

Chief Compliance Officer

JUSTINE LEUNG
COUNSEL
12121 WILSHIRE BLVD
SUITE 900
LOS ANGELES
CA
United States
Tel: 310-593-4563
Fax: 213-402-7727
(Full email address available in API data)

Regulatory Contact

DAVID SMITH BRADLEY
COO
12121 WILSHIRE BLVD
SUITE 900
LOS ANGELES
CA
United States
Tel: 310-594-7350
Fax: 213-402-7727
(Full email address available in API data)

Industry Affiliates

HAWK RIDGE MANAGEMENT, LLC Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
HAWK RIDGE MASTER FUND, L.P. Hedge Fund $4,364.1M $5.0M 1880

Control Persons

Name Type Entity Title Since Ownership
BROWN, DAVID, GRAHAM Individual FOUNDER / CHIEF INVESTMENT OFFICER 08/2007 > 75%
BRADLEY, DAVID, SMITH Individual CHIEF OPERATING OFFICER 02/2014 5-10%
LEUNG, JUSTINE, NMN Individual CHIEF COMPLIANCE OFFICER 03/2022 < 5%
PATNA, RAVI, NMN Individual PRINCIPAL/PARTNER 01/2023 5-10%
ALAJOU, ZANE, SAMIR Individual CHIEF FINANCIAL OFFICER 01/2023 < 5%

No. Employees, Historic

3015020202021202220232024202514 on 3/30/202015 on 3/31/202120 on 3/30/202221 on 3/31/202323 on 3/28/2024

RAUM, Historic

5B3B02020202120222023202420251483720141 on 3/30/20202101640804 on 3/31/20212893147857 on 3/30/20223258804299 on 3/31/20234364135161 on 3/28/2024

No. Clients, Historic

10502020202120222023202420254 on 3/30/20204 on 3/31/20214 on 3/30/20224 on 3/31/20234 on 3/28/2024

Holdings

From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ALBANY INTL CORP CL A 10M 121K
ALLEGION PLC ORD SHS 92M 782K
APPIAN CORP CL A 61M 2M
APTIV PLC SHS 8M 117K
ATI INC COM 7M 117K
ATLANTA BRAVES HLDGS INC COM SER A 2M 43K
ATLANTA BRAVES HLDGS INC COM SER C 85M 2M
ATMUS FILTRATION TECHNOLOGIE COM 19M 645K
AVANTOR INC COM 35M 2M
AXALTA COATING SYS LTD COM 13M 394K
BLACKBAUD INC COM 62M 818K
BLACKLINE INC COM 67M 1M
CARPENTER TECHNOLOGY CORP COM 66M 602K
CCC INTELLIGENT SOLUTIONS HL COM 51M 5M
CENTURI HOLDINGS INC COM SHS 9M 453K
CHAMPIONX CORPORATION COM 34M 1M
COGNIZANT TECHNOLOGY SOLUTIO CL A 116M 2M
CORPAY INC COM SHS 34M 126K
CUTERA INC COM 672K 445K
DUN & BRADSTREET HLDGS INC COM 53M 6M
ENTEGRIS INC COM 31M 232K
EXPEDITORS INTL WASH INC COM 18M 145K
FIDELITY NATL INFORMATION SV COM 53M 702K
FOMENTO ECONOMICO MEXICANO S SPON ADR UNITS 102M 947K
FORWARD AIR CORP COM 5M 254K
GARRETT MOTION INC COM 68M 8M
GE VERNOVA INC COM 5M 28K
GLOBUS MED INC CL A 162M 2M
HOWMET AEROSPACE INC COM 29M 372K
HUMANA INC COM 92M 246K
ILLUMINA INC COM 23M 219K
IQVIA HLDGS INC COM 72M 338K
LEGALZOOM COM INC COM 49M 6M
LIVANOVA PLC SHS 10M 190K
MCGRATH RENTCORP COM 13M 122K
MOBILEYE GLOBAL INC COMMON CLASS A 67M 2M
MOSAIC CO NEW COM 6M 200K
NATIONAL VISION HLDGS INC COM 50M 4M
NOBLE CORP PLC ORD SHS A 5M 113K
OPENLANE INC COM 76M 5M
PRIMORIS SVCS CORP COM 1M 21K
R1 RCM INC COM 79M 6M
RAPID7 INC COM 110M 3M
SILICON MOTION TECHNOLOGY CO SPONSORED ADR 66M 810K
SIX FLAGS ENTMT CORP NEW COM 15M 442K
SMARTSHEET INC COM CL A 46M 1M
SONOS INC COM 6M 390K
TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS 25M 2M
TKO GROUP HOLDINGS INC CL A 71M 658K
UNITED PARKS & RESORTS INC COM 5M 85K
WILLSCOT MOBIL MINI HLDNG CO COM CL A 77M 2M
WOODWARD INC COM 59M 339K
XPO INC COM 5M 50K