LIDO

Advisory Business

Type of Organization	Limited Liability Company
Fiscal Year End	DECEMBER
Legal Location	Delaware, United States

Employees

Total Number of Employees	214
Investment Advisory/Research	147
Registered Broker-Dealer Representatives	0
Registered State Investment Advisers	142
Licensed Agents of an Insurance Company	4
No. of Firms/People that Solicit Clients	2

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	19,297	$19.2B
Non-Discretionary	447	$451.1M
Total	19,744	$19.7B

Clients

Type	Number	RAUM
Individuals	684	$177.4M
HNW Individuals	5,881	$17.3B
Banking or thrift institutions	0	$0
Investment companies	1	$82.9M
Business development companies	0	$0
Pooled investment vehicles	18	$494.2M
Pension and profit sharing plans	0	$0
Charitable organizations	116	$283.3M
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	5	$3.2M
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	314	$1.0B
Other	65	$289.7M

Type	Number
No. of Non-RAUM Clients	26
No. of Non-U.S. Clients	0
No. of Financial Planning Clients	26-50

Services

Advisory Services	Financial planningPortfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)Educational seminars/workshops
Compensation	% of AUMHourly chargesFixed fees
Other Business Activities	Commodity pool operator or commodity trading advisor

Identifiers

SEC RIA File Number	801-100433
SEC ERA File Number	801-100433
SEC CIK Numbers	1650150
SEC CRD Numbers	269866
Legal Entity Identifier	None

Principal Office

1875 CENTURY PARK EAST
SUITE 950
LOS ANGELES
CA
United States

Websites

Chief Compliance Officer

No. Employees, Historic

RAUM, Historic

No. Clients, Historic