HASTINGS EQUITY PARTNERS, LLC
Adviser information for HASTINGS EQUITY PARTNERS, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 13 |
|---|---|
| Investment Advisory/Research | 10 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 6 | $567.4M |
| Non-Discretionary | 0 | $0 |
| Total | 6 | $567.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 6 | $559.7M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | <5 | $7.7M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-100462 |
|---|---|
| SEC ERA File Number | 801-100462 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 167499 |
| Legal Entity Identifier | None |
Principal Office
10 ST. JAMES AVENUEFLOOR 5
BOSTON
MA
United States
Monday - Friday, 8:00-5:00
Tel: 7813149596, Fax: None
Chief Compliance Officer
KATRINA STARR-FREDERICK
CHIEF FINANCIAL OFFICER
10 ST. JAMES AVENUE
FLOOR 5
BOSTON
MA
United States
Tel:
781-314-9596
Fax:
781-209-8802
K**************@*****************M
(Full email address available in API data)
Industry Affiliates
| HASTINGS FUND III GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| HASTINGS FUND IV GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| HASTINGS FUND V GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| HASTINGS AFFILIATES 2013, LLC | Private Equity Fund | $12.5M | $0.0M | 15 |
| HASTINGS EQUITY FUND III, LP | Private Equity Fund | $217.4M | $0.1M | 72 |
| HASTINGS EQUITY FUND IV-A, L.P. | Private Equity Fund | $176.6M | $0.1M | 45 |
| HASTINGS EQUITY FUND IV-B, L.P. | Private Equity Fund | $17.2M | $0.1M | 6 |
| HASTINGS EQUITY FUND V-B, L.P. | Private Equity Fund | $18.3M | $0.1M | 5 |
| HASTINGS EQUITY FUND V, L.P. | Private Equity Fund | $117.7M | $0.1M | 32 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| PATTON, EDWARD, BICKFORD | Individual | – | MEMBER | 03/2003 | > 75% |
| STARR-FREDERICK, KATRINA, LYNN | Individual | – | CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER | 01/2009 | < 5% |
| Conlon, Joseph, Gregory | Individual | – | MANAGING DIRECTOR | 01/2015 | < 5% |