ZENTIFIC INVESTMENT MANAGEMENT LIMITED
Adviser information for ZENTIFIC INVESTMENT MANAGEMENT LIMITED last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Other (specify) |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Hong Kong |
Employees
| Total Number of Employees | 12 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 5 | $1.0B |
| Non-Discretionary | 0 | $0 |
| Total | 5 | $1.0B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 5 | $1.0B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 5 |
| No. of Non-U.S. Clients | 100 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-100468 |
|---|---|
| SEC ERA File Number | 801-100468 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 174321 |
| Legal Entity Identifier | 549300TB9DJIX31MPY88 |
Principal Office
17TH, FLOOR, ONE HYSAN, NO.1 HYSAN AVENUE,CAUSEWAY BAY
HONG KONG
Hong Kong
Monday - Friday, 9AM-6PM
Tel: 852-3163-8177, Fax: 852-3163-8189
Websites
Chief Compliance Officer
HEATHER BURDEN
CFO CCO
17TH, FLOOR, ONE HYSAN, NO.1 HYSAN AVENUE,
CAUSEWAY BAY
HONG KONG
Hong Kong
Tel:
852-3163-8180
H*************@**************M
(Full email address available in API data)
Regulatory Contact
SAMUEL LEE
COO
17TH, FLOOR, ONE HYSAN, NO.1 HYSAN AVENUE,
CAUSEWAY BAY
HONG KONG
Hong Kong
Tel:
+85231638185
S******@**************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| ZENTIFIC ASIA OPPORTUNITIES OFFSHORE MASTER FUND LIMITED | Hedge Fund | $98.8M | $1.0M | 2 |
| ZENTIFIC CHINA OPPORTUNITIES OFFSHORE FUND LIMITED | Hedge Fund | $103.1M | $1.0M | 2 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| JACKSON, CHRISTOPHER, DAVID | Individual | – | CHIEF OPERATING OFFICER/ CHIEF COMPLIANCE OFFICER | 04/2015 | < 5% |
| LEE, CHRISTOPHER, SHAWN | Individual | – | CO-FOUNDER, DIRECTOR AND CHIEF INVESTMENT OFFICER | 04/2015 | < 5% |
| LAU, BURKE | Individual | – | CO-FOUNDER, DIRECTOR AND HEAD OF RESEARCH | 10/2014 | < 5% |
| RICKARDS, DAVID, GEORGE EDWARD | Individual | – | DIRECTOR | 06/2015 | < 5% |
| ZENTIFIC HOLDINGS LIMITED | Foreign Entity | – | 100% SHAREHOLDER OF ZENTIFIC INVESTMENT MANAGEMENT LIMITED | 07/2015 | > 75% |
| ZENTIFIC FAMILY TRUST | Foreign Entity | ZENTIFIC HOLDINGS LIMITED | 100% SHAREHOLDER OF ZENTIFIC HOLDINGS LIMITED | 07/2015 | > 75% |
| ASIAN FINANCIAL SERVICES LIMITED AS TRUSTEE OF ZENTIFIC FAMILY TRUST | Foreign Entity | ZENTIFIC FAMILY TRUST | TRUSTEE | 04/2019 | |
| YESKEL, WILLIAM, HARRIS | Individual | – | DIRECTOR | 03/2018 | < 5% |
| MARTELL, RODOLFO | Individual | – | DIRECTOR | 07/2020 | < 5% |