ROSE PARK ADVISORS, LLC
Adviser information for ROSE PARK ADVISORS, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 16 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 7 | $630.1M |
| Non-Discretionary | 0 | $0 |
| Total | 7 | $630.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 7 | $630.1M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 14 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Principal Office
200 STATE STREETFL 12
BOSTON
MA
United States
Monday - Friday, 9AM-6PM
Tel: 617-849-9239, Fax: None
Chief Compliance Officer
JOEY CESAR MARTINEZ
200 STATE STREET
FL 12
BOSTON
MA
United States
Tel:
617-849-9239
J**@*******************M
(Full email address available in API data)
Regulatory Contact
ALLISON BAKER
CONTROLLER, VP FINANCE AND OPERATIONS
200 STATE STREET
FL 12
BOSTON
MA
United States
Tel:
617-849-9265
A**@*******************M
(Full email address available in API data)
Industry Affiliates
| CIRCLEUP GROWTH PARTNERS GP II, LLC | Sponsor, GP, manager of pooled investment vehicles |
| CIRCLEUP GROWTH PARTNERS GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| DISRUPTIVE INNOVATION GP, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| DISRUPTIVE VENTURE FUND GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| RPA AGGREGATOR GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| RPA SIRONA I GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| CIRCLEUP GROWTH PARTNERS II, L.P. | Venture Capital Fund | $23.0M | $0.0M | 11 |
| CIRCLEUP GROWTH PARTNERS, L.P. | Venture Capital Fund | $155.2M | $0.0M | 35 |
| DISRUPTIVE INNOVATION FUND, L.P. | Hedge Fund | $419.6M | $0.5M | 135 |
| DVF - CIRCLEUP - I, LP | SPECIAL PURPOSE VEHICLE | $10.4M | $0.0M | 16 |
| RPA SIRONA I, LP | SPECIAL PURPOSE VEHICLE | $2.4M | $0.0M | 8 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CHRISTENSEN, MATTHEW, QUINN | Individual | – | MANAGING PARTNER | 06/2007 | > 75% |
| Pepper, Adrian, John | Individual | – | GENERAL COUNSEL | 02/2021 | < 5% |
| Christensen, Christine | Individual | – | TRUSTEE - CLAYTON M. CHRISTENSEN FAMILY TRUST | 12/2021 | < 5% |
| CLAYTON M. CHRISTENSEN FAMILY TRUST | Domestic Entity | – | MEMBER | 12/2021 | < 5% |
| MARTINEZ, JOEY, CESAR | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2023 | < 5% |
| Christensen, Christine | Individual | CLAYTON M. CHRISTENSEN FAMILY TRUST | TRUSTEE | 12/2021 |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 8th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| Coupang, Inc. | Common | 18M | 849K | – |