VORTUS INVESTMENT ADVISORS, LLC
Adviser information for VORTUS INVESTMENT ADVISORS, LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Texas, United States |
Employees
| Total Number of Employees | 8 |
|---|---|
| Investment Advisory/Research | 7 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 9 | $828.4M |
| Non-Discretionary | 0 | $0 |
| Total | 9 | $828.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 9 | $828.4M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 22 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-100484 |
|---|---|
| SEC ERA File Number | 801-100484 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 166178 |
| Legal Entity Identifier | None |
Principal Office
407 THROCKMORTON STREETSUITE 560
FORT WORTH
TX
United States
Monday - Friday, 9AM - 5PM
Tel: 817-945-2400, Fax: N/A
Chief Compliance Officer
RYAN HORSTMAN
CHIEF FINANCIAL OFFICER
407 THROCKMORTON STREET
SUITE 560
FORT WORTH
TX
United States
Tel:
817-945-2400
R********@*********M
(Full email address available in API data)
Industry Affiliates
| VIFW GP, LP | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| VIFW II, LP | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| VORTUS INVESTMENT HOLDINGS, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| ROXO CO-INVESTMENT, LP | Private Equity Fund | $6.3M | $0.0M | 15 |
| VORTUS - FORELAND PE, LLC | Private Equity Fund | $5.5M | $0.0M | 13 |
| VORTUS - NPR CO-INVESTMENT, LP | Private Equity Fund | $0.2M | $0.0M | 26 |
| VORTUS INVESTMENTS (CAYMAN), LP | Private Equity Fund | $2.6M | $0.0M | 12 |
| VORTUS INVESTMENTS II LP | Private Equity Fund | $579.7M | $0.1M | 80 |
| VORTUS INVESTMENTS, LP | Private Equity Fund | $56.4M | $0.0M | 70 |
| VORTUS-FORELAND II CO-INVESTMENT, LP | Private Equity Fund | $18.0M | $0.0M | 21 |
| VORTUS-LONESOME DOVE CO-INVESTMENT, LP | Private Equity Fund | $0.0M | $0.0M | 20 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MILLER, JEFFREY, WILLARD | Individual | – | CEO / MANAGER | 10/2012 | < 5% |
| CRUMLEY, BRIAN, CHRISTOPHER | Individual | – | PRESIDENT / MANAGER | 10/2012 | < 5% |
| LAMSENS, FRANK, DAVID | Individual | – | CHIEF OPERATING OFFICER | 07/2014 | < 5% |
| VORTUS IA HOLDINGS, LLC | Domestic Entity | – | MANAGING MEMBER | 01/2015 | < 5% |
| VORTUS IA, LP | Domestic Entity | – | MEMBER | 01/2015 | > 75% |
| MILLER, JEFFREY, WILLARD | Individual | VORTUS IA, LP | MANAGER | 01/2015 | 50-75% |
| CRUMLEY, BRIAN, CHRISTOPHER | Individual | VORTUS IA, LP | MANAGER | 01/2015 | 25-50% |
| MILLER, JEFFREY, WILLARD | Individual | VORTUS IA HOLDINGS, LLC | MANAGER | 01/2015 | 50-75% |
| CRUMLEY, BRIAN, CHRISTOPHER | Individual | VORTUS IA HOLDINGS, LLC | MANAGER | 01/2015 | 25-50% |
| VORTUS IA HOLDINGS, LLC | Domestic Entity | VORTUS IA, LP | GENERAL PARTNER | 01/2015 | |
| HORSTMAN, RYAN, WILLIAM | Individual | – | CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER | 03/2024 | < 5% |