EVOLUTION CAPITAL MANAGEMENT LLC
Adviser information for EVOLUTION CAPITAL MANAGEMENT LLC last updated from Form ADV on April 28th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 13 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 6 | $645.9M |
| Non-Discretionary | 0 | $0 |
| Total | 6 | $645.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 6 | $645.9M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 83 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | Performance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-100485 |
|---|---|
| SEC ERA File Number | 801-100485 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 161668 |
| Legal Entity Identifier | 5493001QGHJ61CXN4629 |
Principal Office
10 STATELINE ROADCRYSTAL BAY
NV
United States
Monday - Friday, 9 AM TO 5 PM
Tel: 775-624-9360, Fax: None
Chief Compliance Officer
GERALD TSAI
GENERAL COUNSEL
10250 CONSTELLATION BLVD.
SUITE 100
LOS ANGELES
CA
United States
Tel:
1-310-315-8835
G**********@********M
(Full email address available in API data)
Regulatory Contact
RICHARD CHISHOLM
CHIEF EXECUTIVE OFFICER
4351 KAHALA AVENUE
HONOLULU
HI
United States
Tel:
1-310-315-8861
C*******@**********M
(Full email address available in API data)
Industry Affiliates
| EVO CAPITAL MANAGEMENT ASIA LIMITED | Other investment adviser, including financial planners |
| EVO INFRASTRUCTURE SOLUTIONS, INC. | Other investment adviser, including financial planners |
| EVOLUTION JAPAN ASSET MANAGEMENT CO., LTD. | Other investment adviser, including financial planners |
| EVOLUTION JAPAN SECURITIES CO., LTD. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| ENDEAVOR STRATEGIES LP | Hedge Fund | $150.2M | $1.0M | 1 |
| EVO ABSOLUTE RETURN MASTER FUND | Hedge Fund | $490.1M | $0.5M | 109 |
| JAPAN OPPORTUNITIES MASTER FUND LTD. | Hedge Fund | $47.7M | $0.1M | 2 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LERCH, MICHAEL, LEE | Individual | – | CHIEF INVESTMENT OFFICER AND OWNER | 08/2002 | > 75% |
| CHISHOLM, RICHARD, GEORGE | Individual | – | CHIEF EXECUTIVE OFFICER | 08/2005 | < 5% |
| TSAI, GERALD, HWA WEI | Individual | – | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | 11/2014 | < 5% |
| BRINDLE, ADRIAN, JOHN | Individual | – | CHIEF FINANCIAL OFFICER | 04/2014 | < 5% |