CVC ADVISORS (U.S.) INC.
Adviser information for CVC ADVISORS (U.S.) INC. last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 66 |
|---|---|
| Investment Advisory/Research | 52 |
| Registered Broker-Dealer Representatives | 2 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 14 | $15.3B |
| Total | 14 | $15.3B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 14 | $15.3B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 100 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | PORTFOLIO COMPANY FEES AND COST PLUS 5% FROM PARENT ADVISER |
Identifiers
| SEC RIA File Number | 801-100495 |
|---|---|
| SEC ERA File Number | 801-100495 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 174050 |
| Legal Entity Identifier | None |
Principal Office
712 FIFTH AVENUE43RD FLOOR
NEW YORK
NY
United States
Monday - Friday, 09:00 AM - 17:00 PM
Tel: +1 212 265 6222, Fax: +1 212 265 6375
Chief Compliance Officer
RAJU Z. HUSSAIN
GLOBAL CHIEF COMPLIANCE OFFICER
111 STRAND
LONDON
United Kingdom
Tel:
+442074204245
R*******@******M
(Full email address available in API data)
Regulatory Contact
PHILLIP KIM
COMPLIANCE ASSOCIATE, AMERICAS
712 FIFTH AVENUE
43RD FLOOR
NEW YORK
NY
United States
Tel:
+1 917-654-8922
P***@******M
(Full email address available in API data)
Industry Affiliates
| CVC ADVISERS JERSEY LIMITED | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor or syndicator of limited partnershipsSponsor, GP, manager of pooled investment vehicles |
| CVC CAPITAL PARTNERS ADVISORY COMPANY LIMITED | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor or syndicator of limited partnershipsSponsor, GP, manager of pooled investment vehicles |
| CVC CAPITAL PARTNERS IX LIMITED | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| CVC CAPITAL PARTNERS IX SARL | Sponsor, GP, manager of pooled investment vehicles |
| CVC CAPITAL PARTNERS STRATEGIC OPPORTUNITIES GP A LIMITED | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| CVC CAPITAL PARTNERS STRATEGIC OPPORTUNITIES II LIMITED | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| CVC CAPITAL PARTNERS VI LIMITED | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| CVC CAPITAL PARTNERS VII LIMITED | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| CVC CAPITAL PARTNERS VIII LIMITED | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| CVC EUROPE FUND MANAGEMENT SARL | Sponsor, GP, manager of pooled investment vehicles |
| CVC GROWTH PARTNERS GP LIMITED | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| CVC GROWTH PARTNERS II GP LIMITED | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| GLENDOWER CAPITAL | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| STADLER, CHRISTOPHER, JOHN | Individual | – | DIRECTOR | 03/2007 | < 5% |
| CLARK, JOHN, DAWSON | Individual | – | DIRECTOR | 12/2014 | < 5% |
| HUSSAIN, RAJU, ZAEDUL | Individual | – | DIRECTOR, GLOBAL CHIEF COMPLIANCE OFFICER | 12/2014 | < 5% |
| CVC ADVISERS (LUXEMBOURG) S�RL | Foreign Entity | – | SHAREHOLDER | 01/2016 | > 75% |
| CVC CAPITAL PARTNERS ADVISORY GROUP HOLDING FOUNDATION | Foreign Entity | CVC CAPITAL PARTNERS ADVISORY HOLDINGS LIMITED | SHAREHOLDER | 01/2016 | > 75% |
| CVC CAPITAL PARTNERS ADVISORY HOLDINGS LIMITED | Foreign Entity | CVC CAPITAL PARTNERS ADVISORY HOLDINGS II LIMITED | SHAREHOLDER | 01/2016 | > 75% |
| CVC CAPITAL PARTNERS ADVISORY HOLDINGS II LIMITED | Foreign Entity | CVC ADVISERS (LUXEMBOURG) S�RL | SHAREHOLDER | 12/2015 | > 75% |
| BREITNER, CAMERON, ELIOT | Individual | – | DIRECTOR | 08/2015 | < 5% |
| HAEGG, LARS, CHRISTIAN | Individual | – | DIRECTOR | 08/2015 | < 5% |
| HUSAIN, MIAN, FAZLE | Individual | – | DIRECTOR | 08/2019 | < 5% |
| BALDWIN, CHRISTOPHER, JOSEPH | Individual | – | DIRECTOR | 07/2021 | < 5% |
| CVC HOLDINGS LIMITED | Foreign Entity | CVC CAPITAL PARTNERS ADVISORY GROUP HOLDING FOUNDATION | FOUNDER & COUNCIL MEMBER | 01/2024 | > 75% |
| CVC CAPITAL PARTNERS 2013 PCC | Foreign Entity | CVC HOLDINGS LIMITED | SHAREHOLDER | 01/2024 | > 75% |
| CVC CAPITAL PARTNERS SICAV-FIS S.A. | Foreign Entity | CVC CAPITAL PARTNERS 2013 PCC | SHAREHOLDER | 04/2017 | > 75% |
| CVC NOMINEES LIMITED | Foreign Entity | CVC CAPITAL PARTNERS SICAV-FIS S.A. | SHAREHOLDER | 03/2003 | > 75% |
| HASSAN, HUWAIDA | Individual | – | MANAGING DIRECTOR, COMPLIANCE | 12/2023 | < 5% |