FALFURRIAS MANAGEMENT PARTNERS LP
Adviser information for FALFURRIAS MANAGEMENT PARTNERS LP last updated from Form ADV on March 31st, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Partnership |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 30 |
|---|---|
| Investment Advisory/Research | 26 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 5 | $2.7B |
| Non-Discretionary | 0 | $0 |
| Total | 5 | $2.7B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 5 | $2.7B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-100500 |
|---|---|
| SEC ERA File Number | 801-100500 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 163076 |
| Legal Entity Identifier | None |
Principal Office
100 N. TRYON STREET, SUITE 4100CHARLOTTE
NC
United States
Monday - Friday, 8AM - 5:30PM
Tel: 704-371-3220, Fax: 704-333-0185
Websites
Chief Compliance Officer
MATTHEW KILIAN
DIRECTOR OF INTEGRATION AND FUND ADMINISTRATION
100 NORTH TRYON STREET
SUITE 4100
CHARLOTTE
NC
United States
Tel:
(704) 371-3041
Fax:
704-333-0185
M******@*********M
(Full email address available in API data)
Regulatory Contact
JOSEPH J SCHONBERG
CHIEF FINANCIAL OFFICER
100 NORTH TRYON STREET
SUITE 4100
CHARLOTTE
NC
United States
Tel:
704-376-0042
Fax:
704-333-0185
J*********@*********M
(Full email address available in API data)
Industry Affiliates
| FALFURRIAS EQUITY PARTNERS II LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| FALFURRIAS EQUITY PARTNERS III LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| FALFURRIAS EQUITY PARTNERS IV, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| FALFURRIAS EQUITY PARTNERS V, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| FALFURRIAS GROWTH GP I LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| FALFURRIAS CAPITAL PARTNERS II LP | Private Equity Fund | $33.9M | $1.0M | 43 |
| FALFURRIAS CAPITAL PARTNERS III, LP | Private Equity Fund | $684.0M | $5.0M | 80 |
| FALFURRIAS CAPITAL PARTNERS IV, LP | Private Equity Fund | $879.0M | $5.0M | 88 |
| FALFURRIAS CAPITAL PARTNERS V LP | Private Equity Fund | $867.0M | $850.0M | 104 |
| FALFURRIAS GROWTH PARTNERS I LP | Private Equity Fund | $233.7M | $5.0M | 64 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SCHONBERG, JOSEPH, J | Individual | – | CHIEF FINANCIAL OFFICER, FALFURRIAS MANAGEMENT PARTNERS LP | 10/2006 | < 5% |
| OKEN, MARC, DENIS | Individual | – | CHAIRMAN, FALFURRIAS MANAGEMENT PARTNERS LP | 08/2006 | < 5% |
| HIGH HOPES EQUITY II LLC | Domestic Entity | – | LIMITED PARTNER, FALFURRIAS MANAGEMENT PARTNERS LP | 01/2019 | 50-75% |
| OKEN, MARC, DENIS | Individual | HIGH HOPES EQUITY II LLC | MEMBER | 08/2006 | 25-50% |
| MATTHEW, KILIAN | Individual | – | CHIEF COMPLIANCE OFFICER, FALFURRIAS MANAGEMENT PARTNERS LP | 06/2015 | < 5% |
| OKEN, CELENE, DELGADO | Individual | HIGH HOPES EQUITY II LLC | MEMBER | 08/2006 | 25-50% |
| HIGH HOPES MANAGEMENT LLC | Domestic Entity | – | GENERAL PARTNER, FALFURRIAS MANAGEMENT PARTNERS LP | 01/2018 | < 5% |
| MCMAHAN, WILLIAM, EDWIN | Individual | – | MANAGING PARTNER, FALFURRIAS MANAGEMENT PARTNERS LP | 08/2006 | 50-75% |