ELIOT FINKEL INVESTMENT COUNSEL, LLC
Adviser information for ELIOT FINKEL INVESTMENT COUNSEL, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 198 | $173.5M |
| Non-Discretionary | 0 | $0 |
| Total | 198 | $173.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 31 | $14.7M |
| HNW Individuals | 47 | $142.2M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 4 | $16.7M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 51-100 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUM |
Principal Office
9401 WILSHIRE BOULEVARDSUITE 830
BEVERLY HILLS
CA
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 310-271-2521, Fax: 310-385-0624
Chief Compliance Officer
PETER H. FINKEL, CFA
228 NORTH LAKE MERCED HILLS
SAN FRANCISCO
CA
United States
Tel:
(310) 922-6824
P******@***********M
(Full email address available in API data)
Regulatory Contact
ELIOT M. FINKEL
9401 WILSHIRE BOULEVARD
SUITE 1250
BEVERLY HILLS
CA
United States
Tel:
310-271-2521
Fax:
310-385-0624
E******@***********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| FINKEL, ELIOT, MICHELOW | Individual | – | MANAGING MEMBER | 09/1974 | > 75% |
| FINKEL, PETER, HELLER | Individual | – | MEMBER, CHIEF COMPLIANCE OFFICER | 01/2004 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 12th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| AIR PRODS & CHEMS INC | COM | 6M | 24K | – |
| AMERICAN ELEC PWR CO INC | COM | 3M | 32K | – |
| AMGEN INC | COM | 8M | 26K | – |
| ANALOG DEVICES INC | COM | 4M | 16K | – |
| APPLE INC | COM | 2M | 8K | – |
| APPLIED MATLS INC | COM | 6M | 24K | – |
| C H ROBINSON WORLDWIDE INC | COM NEW | 3M | 36K | – |
| CISCO SYS INC | COM | 2M | 45K | – |
| CORNING INC | COM | 6M | 163K | – |
| DEERE & CO | COM | 9M | 23K | – |
| DUKE ENERGY CORP NEW | COM NEW | 5M | 50K | – |
| EATON CORP PLC | SHS | 15M | 47K | – |
| GENERAL DYNAMICS CORP | COM | 8M | 28K | – |
| HERSHEY CO | COM | 2M | 12K | – |
| ILLINOIS TOOL WKS INC | COM | 7M | 28K | – |
| LOCKHEED MARTIN CORP | COM | 4M | 8K | – |
| MCDONALDS CORP | COM | 6M | 24K | – |
| MEDTRONIC PLC | SHS | 4M | 55K | – |
| MERCK & CO INC | COM | 8M | 66K | – |
| MICROCHIP TECHNOLOGY INC. | COM | 3M | 31K | – |
| MSC INDL DIRECT INC | CL A | 6M | 78K | – |
| NORFOLK SOUTHN CORP | COM | 7M | 34K | – |
| OMNICOM GROUP INC | COM | 6M | 64K | – |
| PACCAR INC | COM | 8M | 73K | – |
| PEPSICO INC | COM | 1M | 8K | – |
| RTX CORPORATION | COM | 987K | 10K | – |
| SPDR S&P 500 ETF TR | TR UNIT | 351K | 645 | – |
| STAG INDL INC | COM | 2M | 57K | – |
| UNITED PARCEL SERVICE INC | CL B | 5M | 38K | – |
| US BANCORP DEL | COM NEW | 4M | 112K | – |