Hedge Fund Database

ASTORIA STRATEGIC WEALTH, INC.

Adviser information for ASTORIA STRATEGIC WEALTH, INC. last updated from Form ADV on March 6th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location Texas, United States

Employees

Total Number of Employees 8
Investment Advisory/Research 8
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 8
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 714 $314.6M
Non-Discretionary 78 $37.5M
Total 792 $352.1M

Clients

Type Number RAUM
Individuals 70 $44.2M
HNW Individuals 91 $307.9M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 101-250

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPension consulting services
Compensation % of AUMHourly chargesFixed fees

Identifiers

SEC RIA File Number 801-101469
SEC ERA File Number 801-101469
SEC CIK Numbers 1777914
SEC CRD Numbers 113510
Legal Entity Identifier None

Principal Office

11257 TRIPLE CROWN WAY
CONROE
TX
United States
BY APPOINTMENT, BY APPOINTMENT
Tel: 888.321.7374, Fax: 512-697-8302

Websites

www.astoriastrategicwealth.com www.pauleyfinancial.com/ www.linkedin.com/company/astoriastrategicwealth www.facebook.com/people/astoria-strategic-wealth/100093053285932/

Chief Compliance Officer

MATTHEW FROST
3807 LONGRIDGE DR.
SAN ANTONIO
TX
United States
Tel: (210) 860-6003
Fax: 512-697-8302
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
VICTORIA, KIMBERLY, NMN Individual – MANAGING PRINCIPAL AND CHIEF OPERATING OFFICER 05/2010 50-75%
COX, BRIAN, ARTHUR Individual – PRINCIPAL 12/2013 25-50%
JACOBSON, KIRBY, DON Individual – PRINCIPAL AND CHIEF INVESTMENT OFFICER 01/2022 5-10%
Frost, Matthew, Randall Individual – CHIEF COMPLIANCE OFFICER 01/2023 < 5%

No. Employees, Historic

105020192020202120222023202420255 on 4/15/20195 on 8/26/20195 on 2/20/20205 on 4/15/20205 on 6/29/20205 on 7/15/20206 on 3/15/20216 on 4/20/20215 on 9/7/20215 on 9/7/20216 on 9/7/20216 on 9/7/20216 on 9/9/20216 on 3/25/20227 on 9/21/20227 on 3/2/20238 on 10/3/20238 on 10/12/20238 on 3/6/2024

RAUM, Historic

400M200M02019202020212022202320242025148347312 on 4/15/2019148347312 on 8/26/2019178838470 on 2/20/2020178838470 on 4/15/2020178838470 on 6/29/2020178838470 on 7/15/2020225831816 on 3/15/2021225831816 on 4/20/2021225831816 on 9/7/2021225831816 on 9/7/2021225831816 on 9/7/2021225831816 on 9/7/2021225831816 on 9/9/2021293130667 on 3/25/2022293130667 on 9/21/2022296558934 on 3/2/2023296558934 on 10/3/2023322313964 on 10/12/2023352065544 on 3/6/2024

No. Clients, Historic

9004500201920202021202220232024202597 on 4/15/201997 on 8/26/2019106 on 2/20/2020106 on 4/15/2020106 on 6/29/2020106 on 7/15/2020133 on 3/15/2021133 on 4/20/2021133 on 9/7/2021133 on 9/7/2021133 on 9/7/2021133 on 9/7/2021120 on 9/9/2021121 on 3/25/2022121 on 9/21/2022152 on 3/2/2023152 on 10/3/2023846 on 10/12/2023161 on 3/6/2024

Holdings

From latest 13F, filed July 17th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
BERKSHIRE HATHAWAY INC DEL CL B NEW 351K 864 0
DIGITALBRIDGE GROUP INC CL A NEW 262K 19K 0
ISHARES INC CORE MSCI EMKT 9M 170K 0
ISHARES TR CORE MSCI TOTAL 33M 485K 0
ISHARES TR MSCI USA QLT FCT 416K 2K 0
ISHARES TR MSCI ACWI EX US 2M 38K 0
ISHARES TR MSCI ACWI ETF 2M 14K 0
ISHARES TR CORE S&P MCP ETF 2M 38K 0
ISHARES TR CORE S&P SCP ETF 4M 36K 0
ISHARES TR S&P 500 VAL ETF 11M 62K 0
ISHARES TR CORE S&P500 ETF 6M 11K 0
ISHARES TR RUS 1000 ETF 693K 2K 0
ISHARES TR RUS 1000 VAL ETF 7M 38K 0
ISHARES TR CORE US AGGBD ET 26M 264K 0
ISHARES TR CORE S&P TTL STK 23M 193K 0
ISHARES TR ISHS 1-5YR INVS 19M 376K 0
METHANEX CORP COM 440K 9K 0
SPDR INDEX SHS FDS PORTFOLIO DEVLPD 540K 15K 0
SPDR INDEX SHS FDS PORTFOLIO EMG MK 233K 6K 0
SPDR S&P 500 ETF TR TR UNIT 313K 575 0
SPDR SER TR PORTFOLI S&P1500 1M 21K 0
SPDR SER TR PORTFOLIO AGRGTE 12M 485K 0
VANGUARD BD INDEX FDS TOTAL BND MRKT 45M 629K 0
VANGUARD INDEX FDS MID CAP ETF 232K 958 0
VANGUARD INDEX FDS SMALL CP ETF 1M 6K 0
VANGUARD INDEX FDS TOTAL STK MKT 99M 369K 0
VANGUARD INDEX FDS S&P 500 ETF SHS 715K 1K 0
VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 2M 16K 0
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 2M 52K 0
VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 13M 213K 0