JT STRATFORD, LLC
Adviser information for JT STRATFORD, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Georgia, United States |
Employees
| Total Number of Employees | 14 |
|---|---|
| Investment Advisory/Research | 14 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 13 |
| Licensed Agents of an Insurance Company | 8 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 2,276 | $644.8M |
| Non-Discretionary | 3 | $48,812 |
| Total | 2,279 | $644.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 849 | $243.8M |
| HNW Individuals | 182 | $359.9M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 18 | $40.2M |
| Charitable organizations | <5 | $931,502 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $92,830 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 12 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 11-25 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)CONSULTING AGREEMENT |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Principal Office
311 GREEN STREETSUITE 100
GAINESVILLE
GA
United States
Monday - Friday, 8:30 AM - 5:30 PM
Tel: 770-534-6046, Fax: 770-534-4266
Chief Compliance Officer
AMANDA S. BRUNER
311 GREEN STREET
SUITE 100
GAINESVILLE
GA
United States
Tel:
770-534-6046
Fax:
770-534-4266
A******@**************M
(Full email address available in API data)
Regulatory Contact
D. TODD FERGUSON
PRESIDENT/MANAGING MEMBER
311 GREEN STREET
SUITE 100
GAINESVILLE
GA
United States
Tel:
770-534-6046
Fax:
770-534-4266
T********@**************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| Ferguson, Dwayne, Todd | Individual | – | PRESIDENT/MANAGING MEMBER | 06/2010 | > 75% |
| BRUNER, AMANDA, SIKES | Individual | – | CHIEF COMPLIANCE OFFICER | 03/2022 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| ADVANCED MICRO DEVICES INC | COM | 922K | 6K | – |
| ALBERTSONS COS INC | COMMON STOCK | 977K | 49K | – |
| AMAZON COM INC | COM | 9M | 48K | – |
| AMEDISYS INC | COM | 2M | 19K | – |
| AMGEN INC | COM | 684K | 2K | – |
| ELEVANCE HEALTH INC | COM | 240K | 443 | – |
| APPLE INC | COM | 11M | 55K | – |
| APPLIED DIGITAL CORP | COM NEW | 2M | 282K | – |
| APPLIED MATLS INC | COM | 3M | 12K | – |
| ARISTA NETWORKS INC | COM | 2M | 5K | – |
| ARM HOLDINGS PLC | SPONSORED ADS | 207K | 1K | – |
| BANK AMERICA CORP | COM | 670K | 17K | – |
| BANK AMERICA CORP | 7.25%CNV PFD L | 951K | 795 | – |
| BERKLEY W R CORP | COM | 1M | 17K | – |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 2M | 4K | – |
| BLACKROCK ETF TRUST II | FLEXIBLE INCOME | 247K | 5K | – |
| BRISTOL-MYERS SQUIBB CO | COM | 451K | 11K | – |
| THE CIGNA GROUP | COM | 2M | 5K | – |
| COTERRA ENERGY INC | COM | 1M | 49K | – |
| CATERPILLAR INC | COM | 2M | 5K | – |
| CHEVRON CORP NEW | COM | 640K | 4K | – |
| CHIPOTLE MEXICAN GRILL INC | COM | 339K | 5K | – |
| COCA COLA CO | COM | 3M | 40K | – |
| COGNIZANT TECHNOLOGY SOLUTIO | CL A | 1M | 17K | – |
| CONAGRA BRANDS INC | COM | 303K | 11K | – |
| CRANE COMPANY | COMMON STOCK | 264K | 2K | – |
| CRANE NXT CO | COM | 213K | 3K | – |
| DEERE & CO | COM | 743K | 2K | – |
| DELTA AIR LINES INC DEL | COM NEW | 593K | 13K | – |
| DISNEY WALT CO | COM | 1M | 10K | – |
| ELECTRONIC ARTS INC | COM | 1M | 10K | – |
| FRESHWORKS INC | CLASS A COM | 129K | 10K | – |
| GALLAGHER ARTHUR J & CO | COM | 214K | 827 | – |
| GENERAL DYNAMICS CORP | COM | 302K | 1K | – |
| HERSHEY CO | COM | 1M | 6K | – |
| HIMS & HERS HEALTH INC | COM CL A | 245K | 12K | – |
| HOME DEPOT INC | COM | 2M | 6K | – |
| INTEL CORP | COM | 277K | 9K | – |
| ISHARES TR | S&P 100 ETF | 2M | 8K | – |
| ISHARES TR | CORE S&P500 ETF | 6M | 11K | – |
| ISHARES TR | CORE US AGGBD ET | 350K | 4K | – |
| ISHARES TR | IBOXX INV CP ETF | 1M | 10K | – |
| ISHARES TR | S&P 500 GRWT ETF | 3M | 35K | – |
| ISHARES TR | S&P 500 VAL ETF | 444K | 2K | – |
| ISHARES TR | 20 YR TR BD ETF | 364K | 4K | – |
| ISHARES TR | 7-10 YR TRSY BD | 1M | 15K | – |
| ISHARES TR | CORE S&P MCP ETF | 360K | 6K | – |
| ISHARES TR | RUS 1000 ETF | 26M | 87K | – |
| ISHARES TR | U.S. TECH ETF | 300K | 2K | – |
| ISHARES TR | U.S. REAL ES ETF | 453K | 5K | – |
| ISHARES TR | U.S. FINLS ETF | 285K | 3K | – |
| ISHARES TR | CORE S&P SCP ETF | 8M | 75K | – |
| ISHARES TR | MSCI ACWI EX US | 221K | 4K | – |
| ISHARES TR | JPMORGAN USD EMG | 3M | 35K | – |
| ISHARES TR | MBS ETF | 590K | 6K | – |
| ISHARES TR | ISHS 1-5YR INVS | 3M | 49K | – |
| ISHARES TR | 10-20 YR TRS ETF | 1M | 10K | – |
| ISHARES TR | PFD AND INCM SEC | 4M | 139K | – |
| ISHARES TR | US AER DEF ETF | 316K | 2K | – |
| ISHARES TR | EAFE VALUE ETF | 243K | 5K | – |
| ISHARES TR | EAFE GRWTH ETF | 625K | 6K | – |
| JOHNSON & JOHNSON | COM | 7M | 51K | – |
| KRANESHARES TRUST | CSI CHI INTERNET | 464K | 17K | – |
| KROGER CO | COM | 902K | 18K | – |
| LAM RESEARCH CORP | COM | 2M | 2K | – |
| LENNAR CORP | CL A | 2M | 16K | – |
| ELI LILLY & CO | COM | 4M | 4K | – |
| LOCKHEED MARTIN CORP | COM | 504K | 1K | – |
| LOWES COS INC | COM | 969K | 4K | – |
| MP MATERIALS CORP | COM CL A | 817K | 64K | – |
| MARATHON OIL CORP | COM | 252K | 9K | – |
| MCDONALDS CORP | COM | 625K | 2K | – |
| MICROSOFT CORP | COM | 14M | 31K | – |
| MICROCHIP TECHNOLOGY INC. | COM | 1M | 15K | – |
| MICRON TECHNOLOGY INC | COM | 4M | 27K | – |
| MUELLER INDS INC | COM | 223K | 4K | – |
| NORTHROP GRUMMAN CORP | COM | 943K | 2K | – |
| NUCOR CORP | COM | 1M | 7K | – |
| OLD DOMINION FREIGHT LINE IN | COM | 570K | 3K | – |
| PACCAR INC | COM | 2M | 15K | – |
| PALO ALTO NETWORKS INC | COM | 2M | 6K | – |
| PEPSICO INC | COM | 1M | 7K | – |
| PFIZER INC | COM | 482K | 17K | – |
| PHILLIPS 66 | COM | 537K | 4K | – |
| PROCTER AND GAMBLE CO | COM | 586K | 4K | – |
| PULTE GROUP INC | COM | 1M | 13K | – |
| QUALCOMM INC | COM | 3M | 16K | – |
| RESMED INC | COM | 1M | 6K | – |
| SCHWAB CHARLES CORP | COM | 1M | 16K | – |
| SCHWAB STRATEGIC TR | US LCAP GR ETF | 525K | 5K | – |
| SCHWAB STRATEGIC TR | US DIVIDEND EQ | 7M | 86K | – |
| SOUNDHOUND AI INC | CLASS A COM | 1M | 312K | – |
| SOUTHERN CO | COM | 593K | 8K | – |
| STERLING INFRASTRUCTURE INC | COM | 1M | 13K | – |
| SYNOPSYS INC | COM | 2M | 3K | – |
| TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 1M | 6K | – |
| TAPESTRY INC | COM | 263K | 6K | – |
| TOLL BROTHERS INC | COM | 2M | 14K | – |
| US BANCORP DEL | COM NEW | 227K | 6K | – |
| UNION PAC CORP | COM | 656K | 3K | – |
| UNITED PARCEL SERVICE INC | CL B | 659K | 5K | – |
| V F CORP | COM | 765K | 57K | – |
| VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 19M | 105K | – |
| VANGUARD ADMIRAL FDS INC | SMLLCP 600 IDX | 207K | 2K | – |
| VANGUARD BD INDEX FDS | LONG TERM BOND | 207K | 3K | – |
| VANGUARD BD INDEX FDS | INTERMED TERM | 1M | 16K | – |
| VANGUARD BD INDEX FDS | SHORT TRM BOND | 656K | 9K | – |
| VANGUARD BD INDEX FDS | TOTAL BND MRKT | 32M | 438K | – |
| VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | 5M | 99K | – |
| VANGUARD WHITEHALL FDS | HIGH DIV YLD | 1M | 10K | – |
| VANGUARD WHITEHALL FDS | INTL DVD ETF | 2M | 29K | – |
| VANGUARD WHITEHALL FDS | EM MK GOV BD ETF | 756K | 12K | – |
| VANGUARD MALVERN FDS | STRM INFPROIDX | 833K | 17K | – |
| VANGUARD INDEX FDS | S&P 500 ETF SHS | 3M | 6K | – |
| VANGUARD INDEX FDS | SM CP VAL ETF | 529K | 3K | – |
| VANGUARD INDEX FDS | GROWTH ETF | 2M | 6K | – |
| VANGUARD INDEX FDS | VALUE ETF | 971K | 6K | – |
| VICI PPTYS INC | COM | 1M | 41K | – |
| WALMART INC | COM | 4M | 53K | – |
| WELLS FARGO CO NEW | COM | 1M | 21K | – |
| WELLS FARGO CO NEW | PERP PFD CNV A | 961K | 808 | – |
| INVESCO QQQ TR | UNIT SER 1 | 14M | 29K | – |
| FORTINET INC | COM | 767K | 13K | – |
| TRAVELERS COMPANIES INC | COM | 1M | 6K | – |
| AT&T INC | COM | 511K | 27K | – |
| ABBVIE INC | COM | 1M | 7K | – |
| ADOBE INC | COM | 2M | 4K | – |
| AEHR TEST SYS | COM | 166K | 15K | – |
| ALIBABA GROUP HLDG LTD | SPONSORED ADS | 371K | 5K | – |
| ALPHABET INC | CAP STK CL C | 611K | 3K | – |
| ALPHABET INC | CAP STK CL A | 10M | 57K | – |
| ALTRIA GROUP INC | COM | 517K | 11K | – |
| AMERICAN TOWER CORP NEW | COM | 226K | 1K | – |
| ARES CAPITAL CORP | COM | 375K | 18K | – |
| BWX TECHNOLOGIES INC | COM | 915K | 10K | – |
| BLACKROCK ETF TRUST | US EQT FACTOR | 649K | 14K | – |
| BROADCOM INC | COM | 755K | 470 | – |
| BUILDERS FIRSTSOURCE INC | COM | 1M | 9K | – |
| CBOE GLOBAL MKTS INC | COM | 506K | 3K | – |
| CME GROUP INC | COM | 1M | 7K | – |
| CISCO SYS INC | COM | 2M | 38K | – |
| COINBASE GLOBAL INC | COM CL A | 600K | 3K | – |
| COMCAST CORP NEW | CL A | 2M | 44K | – |
| CONOCOPHILLIPS | COM | 552K | 5K | – |
| COSTCO WHSL CORP NEW | COM | 1M | 1K | – |
| COUPANG INC | CL A | 2M | 80K | – |
| CROWDSTRIKE HLDGS INC | CL A | 488K | 1K | – |
| D R HORTON INC | COM | 2M | 16K | – |
| DEVON ENERGY CORP NEW | COM | 685K | 14K | – |
| DIMENSIONAL ETF TRUST | US EQUITY ETF | 1M | 17K | – |
| DIMENSIONAL ETF TRUST | INTERNATNAL VAL | 1M | 33K | – |
| DUKE ENERGY CORP NEW | COM NEW | 1M | 12K | – |
| ETF SER SOLUTIONS | APTUS ENHANCED | 6M | 239K | – |
| EMCOR GROUP INC | COM | 2M | 5K | – |
| ENBRIDGE INC | COM | 286K | 8K | – |
| EXPEDIA GROUP INC | COM NEW | 2M | 14K | – |
| EXXON MOBIL CORP | COM | 575K | 5K | – |
| META PLATFORMS INC | CL A | 7M | 15K | – |
| FIRST CTZNS BANCSHARES INC N | CL A | 3M | 2K | – |
| FIRST TR EXCHANGE-TRADED FD | SENIOR LN FD | 388K | 8K | – |
| FIRST TR EXCHANGE-TRADED FD | SMID RISNG ETF | 336K | 10K | – |
| FRANKLIN TEMPLETON ETF TR | SENIOR LOAN ETF | 697K | 29K | – |
| GE HEALTHCARE TECHNOLOGIES I | COMMON STOCK | 2M | 19K | – |
| GENERAL MTRS CO | COM | 218K | 5K | – |
| GOLDMAN SACHS GROUP INC | COM | 725K | 2K | – |
| INNOVATOR ETFS TRUST | US EQT ULTRA BF | 555K | 15K | – |
| INNOVATOR ETFS TRUST | GRWT100 PWR BF | 390K | 8K | – |
| INNOVATOR ETFS TRUST | US EQTY PWR BUF | 335K | 9K | – |
| INNOVATOR ETFS TRUST | US SML CP PWR B | 1M | 35K | – |
| INNOVATOR ETFS TRUST | US EQT PWR BUF | 511K | 15K | – |
| INNOVATOR ETFS TRUST | US EQUITY ACCELE | 223K | 7K | – |
| INNOVATOR ETFS TRUST | INNOVATOR INTL D | 964K | 37K | – |
| INTERACTIVE BROKERS GROUP IN | COM CL A | 200K | 2K | – |
| INVESCO EXCHANGE TRADED FD T | S&P500 EQL WGT | 638K | 4K | – |
| INVESCO EXCH TRADED FD TR II | S&P SMLCAP QTY | 431K | 11K | – |
| ISHARES TR | US TREAS BD ETF | 8M | 337K | – |
| ISHARES TR | MSCI USA MIN VOL | 553K | 7K | – |
| ISHARES TR | MSCI USA QLT FCT | 1M | 6K | – |
| ISHARES INC | CORE MSCI EMKT | 249K | 5K | – |
| ISHARES INC | MSCI EMRG CHN | 2M | 36K | – |
| ISHARES TR | CORE TOTAL USD | 2M | 47K | – |
| ISHARES TR | CORE INTL AGGR | 282K | 6K | – |
| JPMORGAN CHASE & CO. | COM | 4M | 19K | – |
| J P MORGAN EXCHANGE TRADED F | EQUITY PREMIUM | 507K | 9K | – |
| J P MORGAN EXCHANGE TRADED F | US QUALTY FCTR | 1M | 23K | – |
| J P MORGAN EXCHANGE TRADED F | NASDAQ EQT PREM | 2M | 40K | – |
| JUNIPER NETWORKS INC | COM | 1M | 36K | – |
| KEYSIGHT TECHNOLOGIES INC | COM | 2M | 11K | – |
| KINDER MORGAN INC DEL | COM | 3M | 143K | – |
| LEGG MASON ETF INVT | FRANKLIN US LOW | 1M | 39K | – |
| LEONARDO DRS INC | COM | 905K | 35K | – |
| LIFEMD INC | COM | 216K | 32K | – |
| MARATHON PETE CORP | COM | 1M | 7K | – |
| MASTERCARD INCORPORATED | CL A | 761K | 2K | – |
| MCKESSON CORP | COM | 1M | 2K | – |
| MERCK & CO INC | COM | 728K | 6K | – |
| MODERNA INC | COM | 322K | 3K | – |
| MOLINA HEALTHCARE INC | COM | 1M | 4K | – |
| MONSTER BEVERAGE CORP NEW | COM | 1M | 25K | – |
| NETFLIX INC | COM | 6M | 9K | – |
| NVIDIA CORPORATION | COM | 19M | 158K | – |
| NUSCALE PWR CORP | CL A COM | 2M | 148K | – |
| NUVEEN CHURCHILL DIRECT LEND | COM SHS | 178K | 10K | – |
| OPERA LTD | SPONSORED ADS | 208K | 15K | – |
| PALANTIR TECHNOLOGIES INC | CL A | 2M | 93K | – |
| PALMER SQUARE CAPITAL BDC IN | COM SHS | 183K | 11K | – |
| PAYPAL HLDGS INC | COM | 1M | 19K | – |
| PIMCO ETF TR | ENHAN SHRT MA AC | 390K | 4K | – |
| PIMCO EQUITY SER | RAFI DYN MULTI | 688K | 23K | – |
| PRICE T ROWE GROUP INC | COM | 2M | 15K | – |
| PURECYCLE TECHNOLOGIES INC | COM | 317K | 54K | – |
| RAMACO RES INC | COM CL A | 139K | 11K | – |
| REGENERON PHARMACEUTICALS | COM | 3M | 3K | – |
| SPDR S&P 500 ETF TR | TR UNIT | 1M | 3K | – |
| SPDR INDEX SHS FDS | PORTFOLIO DEVLPD | 25M | 707K | – |
| SPDR SER TR | PRTFLO S&P500 GW | 388K | 5K | – |
| SPDR SER TR | PRTFLO S&P500 VL | 2M | 45K | – |
| SPDR SER TR | PORTFOLIO AGRGTE | 4M | 176K | – |
| SPDR SER TR | PORTFLI INTRMDIT | 2M | 85K | – |
| SPDR SER TR | PORTFOLI S&P1500 | 3M | 51K | – |
| SPDR DOW JONES INDL AVERAGE | UT SER 1 | 912K | 2K | – |
| SPDR SER TR | PORTFOLIO SH TSR | 2M | 63K | – |
| SPDR SER TR | BLOOMBERG 1-3 MO | 7M | 74K | – |
| SPDR SER TR | PRTFLO S&P500 HI | 301K | 7K | – |
| SALESFORCE INC | COM | 547K | 2K | – |
| SELECT SECTOR SPDR TR | SBI HEALTHCARE | 433K | 3K | – |
| SELECT SECTOR SPDR TR | TECHNOLOGY | 342K | 2K | – |
| SERVICENOW INC | COM | 344K | 437 | – |
| SHIFT4 PMTS INC | CL A | 812K | 11K | – |
| SIMPLIFY EXCHANGE TRADED FUN | ENHANCED INM ETF | 5M | 199K | – |
| SIMPLIFY EXCHANGE TRADED FUN | VOLATILITY PREM | 295K | 13K | – |
| SMARTSHEET INC | COM CL A | 211K | 5K | – |
| SOLVENTUM CORP | COM SHS | 204K | 4K | – |
| SPROUTS FMRS MKT INC | COM | 1M | 14K | – |
| SUPER MICRO COMPUTER INC | COM | 480K | 586 | – |
| TESLA INC | COM | 4M | 21K | – |
| TRUIST FINL CORP | COM | 3M | 71K | – |
| UBER TECHNOLOGIES INC | COM | 643K | 9K | – |
| UIPATH INC | CL A | 629K | 50K | – |
| UNITEDHEALTH GROUP INC | COM | 1M | 3K | – |
| VALERO ENERGY CORP | COM | 2M | 10K | – |
| VANGUARD CHARLOTTE FDS | TOTAL INT BD ETF | 1M | 27K | – |
| VANGUARD WORLD FD | INF TECH ETF | 232K | 403 | – |
| VANGUARD SCOTTSDALE FDS | INT-TERM CORP | 14M | 171K | – |
| VERIZON COMMUNICATIONS INC | COM | 528K | 13K | – |
| VERTEX PHARMACEUTICALS INC | COM | 4M | 9K | – |
| VISA INC | COM CL A | 3M | 10K | – |
| VITAL FARMS INC | COM | 364K | 8K | – |
| WEC ENERGY GROUP INC | COM | 1M | 17K | – |
| WASTE MGMT INC DEL | COM | 426K | 2K | – |
| WISDOMTREE TR | US HIGH DIVIDEND | 939K | 11K | – |
| WISDOMTREE TR | US SMALLCAP DIVD | 362K | 12K | – |
| WISDOMTREE TR | US SHT TRM CORP | 1M | 22K | – |
| WISDOMTREE TR | DYNAMIC INT EQ | 811K | 24K | – |
| WISDOMTREE TR | YIELD ENHANCD US | 919K | 21K | – |
| WISDOMTREE TR | US QTLY DIV GRT | 3M | 42K | – |
| WISDOMTREE TR | FLOATNG RAT TREA | 2M | 38K | – |
| ARCH CAP GROUP LTD | ORD | 2M | 21K | – |
| ATLANTICA SUSTAINABLE INFR P | SHS | 232K | 11K | – |
| BROOKFIELD INFRAST PARTNERS | LP INT UNIT | 1M | 47K | – |
| CAPRI HOLDINGS LIMITED | SHS | 519K | 16K | – |
| CREDO TECHNOLOGY GROUP HOLDI | ORDINARY SHARES | 220K | 7K | – |
| GAMBLING COM GROUP LIMITED | ORDINARY SHARES | 167K | 20K | – |
| GRAB HOLDINGS LIMITED | CLASS A ORD | 205K | 58K | – |
| NU HLDGS LTD | ORD SHS CL A | 2M | 172K | – |
| CHUBB LIMITED | COM | 2M | 8K | – |
| GARMIN LTD | SHS | 1M | 9K | – |
| MONDAY COM LTD | SHS | 274K | 1K | – |
| ASML HOLDING N V | N Y REGISTRY SHS | 650K | 636 | – |
| IRIS ENERGY LTD | ORDINARY SHARES | 225K | 20K | – |