DGV SOLUTIONS LP
Adviser information for DGV SOLUTIONS LP last updated from Form ADV on March 12th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Partnership |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 2 | $660.3M |
| Non-Discretionary | 2 | $121.6M |
| Total | 4 | $781.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 2 | $641.1M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $140.8M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 2 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUM |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-101488 |
|---|---|
| SEC ERA File Number | 801-101488 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 174379 |
| Legal Entity Identifier | 254900DGLJMW5PCQRP76 |
Principal Office
601 CARLSON PARKWAYSUITE 875
MINNETONKA
MN
United States
Monday - Friday, 8:00 AM - 5:00 PM
Tel: 612-843-4360, Fax: None
Websites
Chief Compliance Officer
LANCE M. BREILAND
CHIEF OPERATING OFFICER & GENERAL COUNSEL
601 CARLSON PARKWAY
SUITE 875
MINNETONKA
MN
United States
Tel:
612-843-4370
L*@********M
(Full email address available in API data)
Regulatory Contact
JONATHAN D. HAVICE
PRESIDENT & CHIEF INVESTMENT OFFICER
2054 VISTA PARKWAY
SUITE 400
WEST PALM BEACH
FL
United States
Tel:
612-843-4365
J*@********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| DGV ENHANCED U.S. EQUITY FUND LLC | PRIVATE INVESTMENT FUND | $519.4M | $1.0M | 21 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HAVICE, JONATHAN, DREW | Individual | – | PRESIDENT & CHIEF INVESTMENT OFFICER | 11/2014 | < 5% |
| BREILAND, LANCE, MARVIN | Individual | – | CHIEF OPERATING OFFICER, GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | 04/2015 | < 5% |
| HAVICE, JONATHAN, DREW | Individual | DGV LIMITED PARTNER LP | LIMITED PARTNER | 01/2024 | 50-75% |
| DGV LIMITED PARTNER LP | Foreign Entity | – | LIMITED PARTNER | 01/2024 | > 75% |
| DGV GENERAL PARTNER LLC | Foreign Entity | – | GENERAL PARTNER | 01/2024 | < 5% |
| DGV SOLUTIONS LLC | Domestic Entity | DGV LIMITED PARTNER LP | GENERAL PARTNER | 01/2024 | |
| DGV LIMITED PARTNER LP | Foreign Entity | DGV GENERAL PARTNER LLC | SOLE MEMBER | 01/2024 | > 75% |
| HAVICE, JONATHAN, DREW | Individual | DGV SOLUTIONS LLC | SOLE MEMBER | 11/2014 | > 75% |