DELTA-V CAPITAL, LLC
Adviser information for DELTA-V CAPITAL, LLC last updated from Form ADV on March 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 18 |
|---|---|
| Investment Advisory/Research | 11 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 17 | $967.7M |
| Non-Discretionary | 6 | $326.4M |
| Total | 23 | $1.3B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 23 | $1.3B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-101495 |
|---|---|
| SEC ERA File Number | 801-101495 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 161800 |
| Legal Entity Identifier | None |
Principal Office
3001 BRIGHTON BLVD.SUITE 450
DENVER
CO
United States
Monday - Friday, 9AM - 5PM
Tel: 303-405-7565, Fax: None
Chief Compliance Officer
KYLE ROGERS
CHIEF OPERATING OFFICER
3001 BRIGHTON BLVD.
SUITE 450
DENVER
CO
United States
Tel:
303-405-7565
K***@****************M
(Full email address available in API data)
Regulatory Contact
HILARY NICOLLS
FINANCE & OPERATIONS SR ASSOCIATE
3001 BRIGHTON BLVD.
SUITE 450
DENVER
CO
United States
Tel:
303-656-2202
H*****@****************M
(Full email address available in API data)
Industry Affiliates
| DELTA-V CAPITAL 2011 HOLDINGS, LP | Sponsor, GP, manager of pooled investment vehicles |
| DELTA-V CAPITAL 2015 ACCESS FUND HOLDINGS, LP | Sponsor, GP, manager of pooled investment vehicles |
| DELTA-V CAPITAL 2015 HOLDINGS, LP | Sponsor, GP, manager of pooled investment vehicles |
| DELTA-V CAPITAL ACCESS FUND HOLDINGS, LP | Sponsor, GP, manager of pooled investment vehicles |
| DELTA-V CAPITAL FUND IV HOLDINGS, LP | Sponsor, GP, manager of pooled investment vehicles |
| DELTA-V CAPITAL FUND V SPV HOLDINGS, LP | Sponsor, GP, manager of pooled investment vehicles |
| DELTA-V CAPITAL MRH HOLDINGS, LP | Sponsor, GP, manager of pooled investment vehicles |
| DELTA-V CAPITAL OPPORTUNITY FUND HOLDINGS, LP | Sponsor, GP, manager of pooled investment vehicles |
| DELTA-V CAPITAL SPV HOLDINGS, LP | Sponsor, GP, manager of pooled investment vehicles |
| DELTA-V CAPITAL VS1 FUND HOLDINGS, LP | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| DELTA-V AG, LLC | Private Equity Fund | $9.9M | $0.1M | 2 |
| DELTA-V AW, LLC | Private Equity Fund | $75.2M | $0.1M | 2 |
| DELTA-V AW2, LP | Private Equity Fund | $110.8M | $0.1M | 21 |
| DELTA-V AW3, LP | Private Equity Fund | $3.9M | $0.1M | 1 |
| DELTA-V CAPITAL 2011, LP | Private Equity Fund | $4.7M | $0.1M | 13 |
| DELTA-V CAPITAL 2015 ACCESS FUND, LP | Private Equity Fund | $140.4M | $0.1M | 3 |
| DELTA-V CAPITAL 2015, LP | Private Equity Fund | $256.6M | $0.1M | 42 |
| DELTA-V CAPITAL ACCESS FUND III, LP | Private Equity Fund | $27.4M | $0.1M | 3 |
| DELTA-V CAPITAL ACCESS FUND, LP | Private Equity Fund | $4.7M | $0.1M | 3 |
| DELTA-V CAPITAL FUND IV, LP | Private Equity Fund | $106.9M | $0.1M | 101 |
| DELTA-V CAPITAL MRH, LP | Private Equity Fund | $103.7M | $0.1M | 5 |
| DELTA-V CAPITAL OPPORTUNITY FUND II GPA, LP | Private Equity Fund | $5.0M | $5.0M | 2 |
| DELTA-V CAPITAL OPPORTUNITY FUND, LP | Private Equity Fund | $85.0M | $0.1M | 2 |
| DELTA-V CAPITAL VS1 FUND, LP | Private Equity Fund | $14.1M | $0.5M | 5 |
| DELTA-V CN, LP | Private Equity Fund | $30.8M | $0.1M | 24 |
| DELTA-V LIFESTYLE1-TH VS1, LP | Private Equity Fund | $6.5M | $0.1M | 2 |
| DELTA-V LIFESTYLE1-TH, LP | Private Equity Fund | $1.1M | $0.1M | 2 |
| DELTA-V LIFESTYLE2-TH, LP | Private Equity Fund | $2.4M | $0.1M | 5 |
| DELTA-V OD, LP | Private Equity Fund | $46.5M | $0.1M | 3 |
| DELTA-V PS, LP | Private Equity Fund | $12.8M | $5.0M | 1 |
| DELTA-V TW ACCESS, LLC | Private Equity Fund | $24.8M | $0.1M | 1 |
| DELTA-V TW, LLC | Private Equity Fund | $48.7M | $0.1M | 3 |
| DELTA-V TW2, LP | Private Equity Fund | $24.9M | $0.1M | 4 |
| DELTA-V WB, LP | Private Equity Fund | $11.9M | $0.1M | 5 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ROGERS, KYLE, LEWIS | Individual | – | CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER | 07/2016 | < 5% |
| DELTA-V CAPITAL MANAGEMENT, LP | Domestic Entity | – | OWNER | 12/2021 | 50-75% |
| PRDV GROWTH, LLC | Domestic Entity | – | OWNER | 12/2021 | 25-50% |
| Williams, Daniel, Jason | Individual | – | PARTNER | 12/2021 | 5-10% |
| Barclay, Colin, Joseph | Individual | – | PARTNER | 12/2021 | < 5% |
| SCHALLER, DAVID, MICHAEL | Individual | PRDV GROWTH, LLC | OWNER | 12/2021 | > 75% |
| LEWIS FAMILY TRUST | Domestic Entity | – | OWNER | 12/2021 | 10-25% |
| LEWIS, RAND, GORDON | Individual | LEWIS FAMILY TRUST | OWNER | 12/2021 | > 75% |
| Lewis, Leslie, Anne | Individual | LEWIS FAMILY TRUST | OWNER | 12/2021 | 25-50% |
| Marsilio, Garrett | Individual | – | MINORITY OWNER | 01/2024 | < 5% |