MONTVUE CAPITAL MANAGEMENT, INC.
Adviser information for MONTVUE CAPITAL MANAGEMENT, INC. last updated from Form ADV on February 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Virginia, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 437 | $277.3M |
| Non-Discretionary | 5 | $2.7M |
| Total | 442 | $280.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 94 | $23.5M |
| HNW Individuals | 86 | $255.7M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $890,979 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 11-25 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMFixed fees |
Principal Office
900 MAIN STREETLYNCHBURG
VA
United States
Monday - Friday, 8:30AM TO 4:30PM
Tel: 434-455-2795, Fax: 434-455-2797
Websites
Chief Compliance Officer
LORI SNEAD
CHIEF OPERATING OFFICER
900 MAIN STREET
LYNCHBURG
VA
United States
Tel:
434-455-2795
Fax:
434-455-2797
L*****@**********M
(Full email address available in API data)
Regulatory Contact
SARAH BURNETT
PRESIDENT/ PORTFOLIO MANAGER
900 MAIN STREET
LYNCHBURG
VA
United States
Tel:
434-455-2795
Fax:
434-455-2797
S*******@**********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| UMBARGER, ANNE, M. | Individual | – | CORPORATE SECRETARY | 03/1999 | 50-75% |
| BURNETT, SARAH, UMBARGER | Individual | – | PRESIDENT | 03/1999 | 50-75% |
| Snead, Lori, Hughes | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2023 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 24th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| ALPHABET INC | CAP STK CL C | 328K | 2K | – |
| ALPHABET INC | CAP STK CL A | 384K | 2K | – |
| AMAZON COM INC | COM | 261K | 1K | – |
| APPLE INC | COM | 737K | 4K | – |
| BANK OF THE JAMES FINL GP IN | COM | 143K | 13K | – |
| BARCLAYS BANK PLC | DJUBS CMDT ETN36 | 435K | 14K | – |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 369K | 907 | – |
| COMCAST CORP NEW | CL A | 236K | 6K | – |
| FIDELITY MERRIMACK STR TR | TOTAL BD ETF | 706K | 16K | – |
| HESS CORP | COM | 236K | 2K | – |
| ISHARES INC | CORE MSCI EMKT | 203K | 4K | – |
| ISHARES TR | FLTG RATE NT ETF | 236K | 5K | – |
| ISHARES TR | RUS 1000 GRW ETF | 546K | 1K | – |
| ISHARES TR | CORE S&P TTL STK | 21M | 175K | – |
| ISHARES TR | CORE MSCI TOTAL | 15M | 225K | – |
| ISHARES TR | CORE MSCI EAFE | 447K | 6K | – |
| ISHARES TR | ESG AWR MSCI USA | 446K | 4K | – |
| ISHARES TR | 0-5YR HI YL CP | 232K | 5K | – |
| JPMORGAN CHASE & CO. | COM | 253K | 1K | – |
| META PLATFORMS INC | CL A | 231K | 458 | – |
| MICROSOFT CORP | COM | 952K | 2K | – |
| NOVO-NORDISK A S | ADR | 298K | 2K | – |
| NUCOR CORP | COM | 253K | 2K | – |
| SELECT SECTOR SPDR TR | SBI INT-UTILS | 663K | 10K | – |
| SELECT SECTOR SPDR TR | SBI CONS DISCR | 3M | 15K | – |
| SELECT SECTOR SPDR TR | SBI MATERIALS | 723K | 8K | – |
| SELECT SECTOR SPDR TR | RL EST SEL SEC | 526K | 14K | – |
| SELECT SECTOR SPDR TR | TECHNOLOGY | 9M | 41K | – |
| SELECT SECTOR SPDR TR | ENERGY | 836K | 9K | – |
| SELECT SECTOR SPDR TR | FINANCIAL | 3M | 74K | – |
| SELECT SECTOR SPDR TR | SBI HEALTHCARE | 3M | 22K | – |
| SELECT SECTOR SPDR TR | SBI CONS STPLS | 1M | 18K | – |
| SELECT SECTOR SPDR TR | COMMUNICATION | 2M | 20K | – |
| SELECT SECTOR SPDR TR | INDL | 3M | 21K | – |
| SPDR S&P 500 ETF TR | TR UNIT | 2M | 4K | – |
| SPDR S&P MIDCAP 400 ETF TR | UTSER1 S&PDCRP | 844K | 2K | – |
| TARGA RES CORP | COM | 698K | 5K | – |
| VANGUARD BD INDEX FDS | VANGUARD ULTRA | 2M | 41K | – |
| VANGUARD INDEX FDS | S&P 500 ETF SHS | 1M | 3K | – |
| VANGUARD INDEX FDS | REAL ESTATE ETF | 431K | 5K | – |
| VANGUARD INDEX FDS | MID CAP ETF | 380K | 2K | – |
| VANGUARD INDEX FDS | TOTAL STK MKT | 17M | 62K | – |
| VANGUARD INDEX FDS | EXTEND MKT ETF | 4M | 26K | – |
| VANGUARD INDEX FDS | LARGE CAP ETF | 1M | 4K | – |
| VANGUARD INTL EQUITY INDEX F | ALLWRLD EX US | 1M | 19K | – |
| VANGUARD INTL EQUITY INDEX F | TT WRLD ST ETF | 314K | 3K | – |
| VANGUARD STAR FDS | VG TL INTL STK F | 9M | 142K | – |
| VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | 976K | 20K | – |
| VANGUARD WORLD FD | CONSUM STP ETF | 1M | 5K | – |
| VANGUARD WORLD FD | CONSUM DIS ETF | 1M | 4K | – |
| VANGUARD WORLD FD | ENERGY ETF | 675K | 5K | – |
| VANGUARD WORLD FD | MATERIALS ETF | 305K | 2K | – |
| VANGUARD WORLD FD | INDUSTRIAL ETF | 1M | 5K | – |
| VANGUARD WORLD FD | FINANCIALS ETF | 2M | 19K | – |
| VANGUARD WORLD FD | COMM SRVC ETF | 2M | 12K | – |
| VANGUARD WORLD FD | UTILITIES ETF | 314K | 2K | – |
| VANGUARD WORLD FD | HEALTH CAR ETF | 2M | 7K | – |
| VANGUARD WORLD FD | INF TECH ETF | 4M | 7K | – |
| VERIZON COMMUNICATIONS INC | COM | 341K | 8K | – |