Hedge Fund Database

NCM CAPITAL MANAGEMENT, LLC

Adviser information for NCM CAPITAL MANAGEMENT, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location New Jersey, United States

Employees

Total Number of Employees 3
Investment Advisory/Research 3
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 3
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 1

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 595 $361.2M
Non-Discretionary 0 $0
Total 595 $361.2M

Clients

Type Number RAUM
Individuals 114 $49.7M
HNW Individuals 78 $302.5M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses <5 $9.0M
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 26-50

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesEducational seminars/workshops
Compensation % of AUMHourly chargesFixed fees

Identifiers

SEC RIA File Number 801-101518
SEC ERA File Number 801-101518
SEC CIK Numbers 1907054
SEC CRD Numbers 151109
Legal Entity Identifier None

Principal Office

180 EAST MAIN STREET
RAMSEY
NJ
United States
Monday - Friday, BY APPOINTMENT ONLY
Tel: (201) 529-1429, Fax: (888) 314-7082

Websites

www.ncmcapitalmgmt.com

Chief Compliance Officer

NICK LAVERGHETTA
MANAGING MEMBER/CHIEF COMPLIANCE OFFICER
180 EAST MAIN STREET
RAMSEY
NJ
United States
Tel: 2015291429
Fax: (888) 314-7082
(Full email address available in API data)

Regulatory Contact

JORDAN GREEN
180 EAST MAIN STREET
RAMSEY
NJ
United States
Tel: 6098810101
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
LAVERGHETTA, NICHOLAS, SEBASTIAN Individual – MANAGING MEMBER/CHIEF COMPLIANCE OFFICER/PRESIDENT 08/2009 > 75%

No. Employees, Historic

10502020202120222023202420253 on 4/14/20203 on 6/30/20203 on 1/4/20214 on 3/31/20214 on 4/29/20214 on 10/7/20214 on 3/31/20224 on 10/5/20223 on 3/31/20233 on 4/5/20233 on 4/6/20233 on 3/29/2024

RAUM, Historic

400M200M0202020212022202320242025225700000 on 4/14/2020225700000 on 6/30/2020225700000 on 1/4/2021256369665 on 3/31/2021256369665 on 4/29/2021256369665 on 10/7/2021298273051 on 3/31/2022298273051 on 10/5/2022306132538 on 3/31/2023306132538 on 4/5/2023306132538 on 4/6/2023361247869 on 3/29/2024

No. Clients, Historic

3001500202020212022202320242025166 on 4/14/2020166 on 6/30/2020166 on 1/4/2021176 on 3/31/2021176 on 4/29/2021176 on 10/7/2021205 on 3/31/2022205 on 10/5/2022227 on 3/31/2023227 on 4/5/2023227 on 4/6/2023192 on 3/29/2024

Holdings

From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
NVIDIA CORPORATION COM 17M 140K –
AMPLIFY ETF TR CWP ENHANCED DIV 11M 291K –
APPLE INC COM 8M 37K –
MICROSOFT CORP COM 8M 17K –
TEXAS PACIFIC LAND CORPORATI COM 7M 10K –
J P MORGAN EXCHANGE TRADED F EQUITY PREMIUM 7M 115K –
AMERICAN CENTY ETF TR US SML CP VALU 5M 61K –
SCHWAB STRATEGIC TR US DIVIDEND EQ 5M 63K –
JPMORGAN CHASE & CO. COM 5M 23K –
VANGUARD INDEX FDS GROWTH ETF 4M 12K –
VANGUARD WHITEHALL FDS INTL DVD ETF 4M 52K –
ALPHABET INC CAP STK CL A 3M 17K –
LISTED FD TR HORIZON KINETICS 3M 77K –
T ROWE PRICE ETF INC CAP APPRECIATION 2M 79K –
ISHARES TR 20+ YEAR TR BD 2M 93K –
MERCK & CO INC COM 2M 18K –
VANGUARD WORLD FD HEALTH CAR ETF 2M 8K –
EXXON MOBIL CORP COM 2M 19K –
PACER FDS TR US CASH COWS 100 2M 38K –
ELI LILLY & CO COM 2M 2K –
INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 2M 11K –
HOME DEPOT INC COM 2M 5K –
QUALCOMM INC COM 2M 9K –
ISHARES TR SELECT DIVID ETF 2M 13K –
NEXTERA ENERGY INC COM 1M 21K –
ISHARES TR CORE HIGH DV ETF 1M 14K –
AMAZON COM INC COM 1M 7K –
INVESCO QQQ TR UNIT SER 1 1M 3K –
ISHARES TR U.S. TECH ETF 1M 9K –
SELECT SECTOR SPDR TR SBI INT-UTILS 1M 21K –
VANECK ETF TRUST GOLD MINERS ETF 1M 41K –
ADVANCED MICRO DEVICES INC COM 1M 9K –
ISHARES TR MSCI USA VALUE 1M 13K –
ABBVIE INC COM 1M 8K –
VANGUARD INDEX FDS TOTAL STK MKT 1M 5K –
HONEYWELL INTL INC COM 1M 6K –
SELECT SECTOR SPDR TR TECHNOLOGY 1M 6K –
BANK AMERICA CORP COM 1M 30K –
ISHARES TR CORE DIV GRWTH 1M 20K –
ISHARES TR CORE MSCI EAFE 1M 16K –
INTEL CORP COM 1M 35K –
ISHARES TR CORE S&P500 ETF 1M 2K –
EATON CORP PLC SHS 1M 3K –
SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 1M 2K –
VANGUARD SCOTTSDALE FDS VNG RUS2000IDX 1M 12K –
MORGAN STANLEY COM NEW 932K 10K –
MCDONALDS CORP COM 914K 4K –
PFIZER INC COM 902K 32K –
PEPSICO INC COM 899K 5K –
BRISTOL-MYERS SQUIBB CO COM 897K 22K –
ISHARES TR RUSSELL 2000 ETF 891K 4K –
JOHNSON & JOHNSON COM 890K 6K –
BLACKSTONE INC COM 885K 7K –
NIKE INC CL B 866K 11K –
CHEVRON CORP NEW COM 856K 5K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 825K 2K –
PROCTER AND GAMBLE CO COM 808K 5K –
WASTE MGMT INC DEL COM 797K 4K –
J P MORGAN EXCHANGE TRADED F NASDAQ EQT PREM 784K 14K –
BOEING CO COM 779K 4K –
INTERNATIONAL BUSINESS MACHS COM 778K 5K –
AMGEN INC COM 759K 2K –
TRI POINTE HOMES INC COM 749K 20K –
VERIZON COMMUNICATIONS INC COM 748K 18K –
RTX CORPORATION COM 729K 7K –
SELECT SECTOR SPDR TR SBI CONS STPLS 720K 9K –
ACCENTURE PLC IRELAND SHS CLASS A 711K 2K –
GILEAD SCIENCES INC COM 706K 10K –
ISHARES TR RUS 1000 VAL ETF 706K 4K –
GLOBAL X FDS CYBRSCURTY ETF 704K 24K –
VANGUARD INDEX FDS VALUE ETF 701K 4K –
CATERPILLAR INC COM 685K 2K –
DISNEY WALT CO COM 674K 7K –
ISHARES TR S&P 500 GRWT ETF 666K 7K –
ISHARES TR MSCI USA QLT FCT 656K 4K –
WENDYS CO COM 639K 38K –
AMERICAN CENTY ETF TR EMERGING MKT VAL 636K 13K –
DIMENSIONAL ETF TRUST US TARGETED VLU 611K 12K –
3M CO COM 598K 6K –
BERKLEY W R CORP COM 590K 8K –
VANGUARD WORLD FD CONSUM STP ETF 580K 3K –
WEYERHAEUSER CO MTN BE COM NEW 573K 20K –
CORNING INC COM 572K 15K –
J P MORGAN EXCHANGE TRADED F HEDGED EQUITY LA 572K 10K –
CHIPOTLE MEXICAN GRILL INC COM 567K 9K –
TEXAS INSTRS INC COM 554K 3K –
WHEATON PRECIOUS METALS CORP COM 531K 10K –
VANGUARD INDEX FDS REAL ESTATE ETF 526K 6K –
BECTON DICKINSON & CO COM 523K 2K –
LOWES COS INC COM 502K 2K –
CSX CORP COM 500K 15K –
INNOVATOR ETFS TRUST US EQTY PWR BUF 485K 13K –
UNITED PARCEL SERVICE INC CL B 475K 3K –
ISHARES TR 1 3 YR TREAS BD 475K 6K –
GENERAL MTRS CO COM 458K 10K –
ABBOTT LABS COM 457K 4K –
LOCKHEED MARTIN CORP COM 456K 977 –
ISHARES TR CORE S&P MCP ETF 454K 8K –
CISCO SYS INC COM 449K 9K –
WISDOMTREE TR JAPN HEDGE EQT 447K 4K –
NUVEEN NEW JERSEY QULT MUN F COM 440K 36K –
ISHARES TR NATIONAL MUN ETF 430K 4K –
ISHARES TR CORE S&P SCP ETF 430K 4K –
MICRON TECHNOLOGY INC COM 427K 3K –
VANGUARD WORLD FD INDUSTRIAL ETF 425K 2K –
SPDR GOLD TR GOLD SHS 419K 2K –
ISHARES TR S&P MC 400GR ETF 417K 5K –
DIMENSIONAL ETF TRUST US MKTWIDE VALUE 411K 10K –
ISHARES TR RUS MDCP VAL ETF 411K 3K –
WALMART INC COM 406K 6K –
FIDELITY COVINGTON TRUST ENHANCED LARGE 404K 13K –
DUKE ENERGY CORP NEW COM NEW 404K 4K –
SELECT SECTOR SPDR TR SBI HEALTHCARE 391K 3K –
SPDR S&P 500 ETF TR TR UNIT 389K 715 –
ISHARES TR RUS MID CAP ETF 369K 5K –
GRAYSCALE BITCOIN TR BTC SHS REP COM UT 369K 7K –
COSTCO WHSL CORP NEW COM 368K 433 –
VANECK ETF TRUST AGRIBUSINESS ETF 359K 5K –
SPDR SER TR S&P BIOTECH 349K 4K –
META PLATFORMS INC CL A 348K 691 –
INVESCO EXCH TRD SLF IDX FD RUSL 1000 DYNM 346K 7K –
AT&T INC COM 346K 18K –
J P MORGAN EXCHANGE TRADED F ULTRA SHT MUNCPL 339K 7K –
FIRST TR EXCHANGE-TRADED FD FT VEST S&P 500 333K 7K –
VANGUARD SPECIALIZED FUNDS DIV APP ETF 321K 2K –
CACI INTL INC CL A 301K 700 –
INVESCO EXCH TRADED FD TR II S&P500 HDL VOL 298K 7K –
SELECT SECTOR SPDR TR ENERGY 290K 3K –
KIMBERLY-CLARK CORP COM 281K 2K –
MONDELEZ INTL INC CL A 278K 4K –
UNION PAC CORP COM 275K 1K –
THERMO FISHER SCIENTIFIC INC COM 274K 495 –
GOLDMAN SACHS GROUP INC COM 274K 605 –
AIRBNB INC COM CL A 273K 2K –
COCA COLA CO COM 264K 4K –
INVESCO EXCH TRADED FD TR II S&P GBL WATER 258K 5K –
PUBLIC SVC ENTERPRISE GRP IN COM 257K 3K –
ISHARES TR ISHARES BIOTECH 256K 2K –
BROADCOM INC COM 254K 158 –
VANGUARD INDEX FDS EXTEND MKT ETF 251K 1K –
PALO ALTO NETWORKS INC COM 243K 716 –
CVS HEALTH CORP COM 241K 4K –
DANAHER CORPORATION COM 238K 954 –
ISHARES TR MSCI USA MIN VOL 229K 3K –
VANGUARD BD INDEX FDS SHORT TRM BOND 224K 3K –
PAYPAL HLDGS INC COM 215K 4K –
ISHARES TR MSCI USA MMENTM 214K 1K –
UNITED RENTALS INC COM 213K 329 –
DOW INC COM 211K 4K –
NEW JERSEY RES CORP COM 209K 5K –
VANGUARD WORLD FD INF TECH ETF 202K 350 –
AUTOMATIC DATA PROCESSING IN COM 200K 838 –
KIMBELL RTY PARTNERS LP UNIT 194K 12K –
DOUBLELINE INCOME SOLUTIONS COM 193K 15K –
FORD MTR CO DEL COM 156K 12K –
SIRIUS XM HOLDINGS INC COM 150K 53K –
INVESCO MUNICIPAL TRUST COM 114K 11K –
B & G FOODS INC NEW COM 104K 13K –
BLACKROCK ENHANCED EQUITY DI COM 83K 10K –
NEW YORK CMNTY BANCORP INC COM 58K 18K –