PETRA CAPITAL MANAGEMENT, INC.
Adviser information for PETRA CAPITAL MANAGEMENT, INC. last updated from Form ADV on July 3rd, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | MARCH |
| Legal Location | Korea, South |
Employees
| Total Number of Employees | 11 |
|---|---|
| Investment Advisory/Research | 7 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 21 | $402.9M |
| Non-Discretionary | 3 | $56.1M |
| Total | 24 | $459.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 12 | $8.2M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 5 | $158.2M |
| Pension and profit sharing plans | <5 | $8.2M |
| Charitable organizations | <5 | $212.6M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | <5 | $13.0M |
| Corporations or other businesses | <5 | $58.9M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 88 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-101523 |
|---|---|
| SEC ERA File Number | 801-101523 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 277042 |
| Legal Entity Identifier | 988400LMC9YQNYB5Q897 |
Principal Office
9F, 25 EUNHAENG-RO, YEONGDEUNGPO-GUSEOUL
Korea, South
Monday - Friday, 8:30 AM - 5:30 PM (KOREA TIME)
Tel: +82-2-3774-0978, Fax: +82-2-783-0079
Websites
Chief Compliance Officer
LYNN Y. JUNG
9F, 25 EUNHAENG-RO, YEONGDEUNGPO-GU
SEOUL
Korea, South
Tel:
+82-2-3774-0974
Fax:
+82-2-783-0079
C*********@**********M
(Full email address available in API data)
Regulatory Contact
CHAN H. LEE
MANAGING PARTNER
9F, 25 EUNHAENG-RO, YEONGDEUNGPO-GU
SEOUL
Korea, South
Tel:
+82-2-3774-0975
Fax:
+82-2-783-0079
C***@**********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LEE, CHAN, H | Individual | – | MANAGING PARTNER | 06/2009 | 25-50% |
| YONG, ALBERT, H | Individual | – | MANAGING PARTNER | 06/2009 | 25-50% |
| JUNG, PAUL, S | Individual | – | PARTNER | 01/2015 | 5-10% |
| JUNG, LYNN, Y | Individual | – | COMPLIANCE MANAGER | 03/2020 | < 5% |