PETROVIC FINANCIAL SERVICES
PETROVIC FINANCIAL SOLUTIONS LLC Legal Name
Adviser information for PETROVIC FINANCIAL SERVICES last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Kansas, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 517 | $176.5M |
| Non-Discretionary | 2 | $8.2M |
| Total | 519 | $184.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 107 | $45.7M |
| HNW Individuals | 58 | $130.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $6.1M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | <5 | $2.2M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting services |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-101526 |
|---|---|
| SEC ERA File Number | 801-101526 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 273039 |
| Legal Entity Identifier | None |
Principal Office
4200 SOMERSET DRIVESUITE 217
PRAIRIE VILLAGE
KS
United States
Monday - Friday, 8:30 AM - 5:00 PM
Tel: 913-385-5523, Fax: 913-385-5524
Chief Compliance Officer
ALEX PETROVIC, III
4200 SOMERSET DRIVE
SUITE 217
PRAIRIE VILLAGE
KS
United States
Tel:
913-385-5523
Fax:
913-385-5524
A***@********************M
(Full email address available in API data)
Regulatory Contact
DANA DELL
OFFICE ADMINISTRATOR
4200 SOMERSET
SUITE 217
PRAIRIE VILLAGE
KS
United States
Tel:
913-385-5523
Fax:
913-385-5524
D***@********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| PETROVIC, ALEXANDER, MICHAEL | Individual | – | PRESIDENT / MANAGER / MEMBER /CHIEF COMPLIANCE OFFICER | 07/2015 | > 75% |