MASUS FINANCIAL GROUP, LTD.
Adviser information for MASUS FINANCIAL GROUP, LTD. last updated from Form ADV on February 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Illinois, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 3 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 3 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 649 | $142.9M |
| Non-Discretionary | 964 | $23.1M |
| Total | 1,613 | $166.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 327 | $108.9M |
| HNW Individuals | 36 | $57.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $118,685 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting services |
|---|---|
| Compensation | % of AUMHourly charges |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 142.9M |
| Portfolio Manager to Program | Sponsor |
|---|---|
| MASUS WRAP FEE PROGRAM | MASUS FINANCIAL GROUP, LTD. |
Identifiers
| SEC RIA File Number | 801-101531 |
|---|---|
| SEC ERA File Number | 801-101531 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 174339 |
| Legal Entity Identifier | None |
Principal Office
515 N. RIVER STREETSUITE 100
BATAVIA
IL
United States
Monday - Friday, 9:00AM - 5:00PM
Tel: 630-879-8464, Fax: 630-879-8595
Chief Compliance Officer
MARY KILBERG
WEALTH ADVISOR, INVESTMENT ADVISOR REPRESENTATIVE, OFFICE MANAGER
515 N. RIVER STREET
SUITE 100
BATAVIA
IL
United States
Tel:
(630) 879-8464
Fax:
(630) 879-8595
M***********@******M
(Full email address available in API data)
Regulatory Contact
TODD J. MASUS
PRESIDENT, SECRETARY, TREASURER
515 N. RIVER STREET
SUITE 100
BATAVIA
IL
United States
Tel:
(630) 879-8464
Fax:
(630) 879-8595
T*********@******M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MASUS, TODD, JOHNATHON | Individual | – | PRESIDENT, SECRETARY, TREASURER | 01/2015 | > 75% |
| KILBERG, MARY, LOUISE | Individual | – | CHIEF COMPLIANCE OFFICER | 03/2018 | < 5% |