RED CLIFF ASSET MANAGEMENT LIMITED
Adviser information for RED CLIFF ASSET MANAGEMENT LIMITED last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Other (specify) |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Hong Kong |
Employees
| Total Number of Employees | 43 |
|---|---|
| Investment Advisory/Research | 18 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 4 | $2.0B |
| Non-Discretionary | 0 | $0 |
| Total | 4 | $2.0B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 3 | $1.6B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 1 | $385.9M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 100 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-101543 |
|---|---|
| SEC ERA File Number | 801-101543 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 169318 |
| Legal Entity Identifier | 549300CNDY18AFKYCD20 |
Principal Office
UNITS 804-807, 8/F., ALEXANDRA HOUSE18 CHATER ROAD, CENTRAL
HONG KONG
Hong Kong
Monday - Friday, 9AM - 6PM HKT
Tel: +852 3468 6173, Fax: +852 3468 6260
Chief Compliance Officer
COLETTE KWONG
CHIEF LEGAL OFFICER
UNITS 804-807, 8/F., ALEXANDRA HOUSE
18 CHATER ROAD, CENTRAL
HONG KONG
Hong Kong
Tel:
+852 3468 3732
Fax:
+852 3468 6260
C************@**************M
(Full email address available in API data)
Regulatory Contact
CONRAD CHAN
CHIEF OPERATING OFFICER
UNITS 804-807, 8/F., ALEXANDRA HOUSE
18 CHATER ROAD, CENTRAL
HONG KONG
Hong Kong
Tel:
+852 3468 6173
Fax:
+852 3468 6260
C**********@**************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| PCH MANAGER FUND, SPC. - SEGREGATED PORTFOLIO 204 | Hedge Fund | $191.4M | $0.3M | 6 |
| RC MAC CAYMAN FUND LIMITED | Hedge Fund | $19.7M | $0.1M | 2 |
| RED CLIFF ASIA (MASTER) FUND | Hedge Fund | $1,316.2M | $1.0M | 57 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LEE, KEI WAI ALBERT | Individual | – | CHIEF ADMINISTRATION OFFICER | 08/2017 | < 5% |
| LEE, KEI, LEUNG WILLIAM | Individual | – | CHIEF EXECUTIVE OFFICER AND 100% OWNER | 06/2012 | > 75% |
| CHAN, KWOK, HEI CONRAD | Individual | – | CHIEF OPERATING OFFICER | 08/2012 | < 5% |
| KWONG, HAR CHOU COLETTE | Individual | – | CHIEF LEGAL OFFICER | 06/2017 | < 5% |
| KWONG, HAR CHOU COLETTE | Individual | – | CHIEF COMPLIANCE OFFICER | 02/2018 | < 5% |
| Hui, Dik | Individual | – | CHIEF RISK OFFICER | 01/2019 | < 5% |