BRUCE & CO INC
Adviser information for BRUCE & CO INC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Illinois, United States |
Employees
| Total Number of Employees | 1 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 4 | $473.9M |
| Non-Discretionary | 0 | $0 |
| Total | 4 | $473.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 2 | $9.4M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 1 | $455.4M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $9.1M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for investment companies |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-10193 |
|---|---|
| SEC ERA File Number | 801-10193 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 104735 |
| Legal Entity Identifier | None |
Principal Office
20 N. WACKER DRIVE STE 2414CHICAGO
IL
United States
Monday - Friday, 9:00AM TO 5:00PM
Tel: 312-236-9160, Fax: 312-236-9161
Chief Compliance Officer
R. JEFFREY BRUCE
PRESIDENT
20 N. WACKER DRIVE STE 2414
CHICAGO
IL
United States
Tel:
312 236-9160
Fax:
312 236-9161
J*******@**********T
(Full email address available in API data)
Regulatory Contact
R. JEFFREY BRUCE
20 N. WACKER DR
SUITE 2414
CHICAGO
IL
United States
Tel:
13122369160
J*******@**********T
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BRUCE, ROBERT, JEFFREY | Individual | – | PRESIDENT, CHIEF COMPLIANCE OFFICER | 06/2023 | > 75% |