THE ENTERPRISE INVESTMENT COMPANY
Adviser information for THE ENTERPRISE INVESTMENT COMPANY last updated from Form ADV on September 21st, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | JANUARY |
| Legal Location | Michigan, United States |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 7 |
| Registered Broker-Dealer Representatives | 7 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 279 | $259.5M |
| Non-Discretionary | 88 | $108.6M |
| Total | 367 | $368.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 161 | $329.1M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 73 | $38.9M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 251-500 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly charges |
Identifiers
| SEC RIA File Number | 801-103471 |
|---|---|
| SEC ERA File Number | 801-103471 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 116889 |
| Legal Entity Identifier | None |
Principal Office
30301 NORTHWESTERN HIGHWAYSUITE 200
FARMINGTON HILLS
MI
United States
Monday - Friday, 8AM TO 5PM
Tel: 248-539-8282, Fax: 248-539-8283
Websites
Chief Compliance Officer
NORMAN A PAPPAS
PRESIDENT
30301 NORTHWESTERN HIGHWAY
SUITE 200
FARMINGTON HILLS
MI
United States
Tel:
248 539-8282
Fax:
248 539-8283
N******@******************M
(Full email address available in API data)
Regulatory Contact
ANDREW J MARRA
PFO, POO
30301 NORTHWESTERN HIGHWAY
SUITE 200
FARMINGTON HILLS
MI
United States
Tel:
248-539-8282
Fax:
248-539-8283
A*****@******************M
(Full email address available in API data)
Industry Affiliates
| NAPCO INC | Insurance company or agency |
| THE ENTERPRISE SECURITIES COMPANY | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| PAPPAS, NORMAN, ARTHUR | Individual | – | PRESIDENT & CHIEF COMPLIANCE OFFICER | 06/1985 | > 75% |
| ALBERS, EDWARD, J | Individual | – | DIRECTOR OF INSURANCE | 01/2014 | 10-25% |
| FELDMAN, GIL, J | Individual | – | DIRECTOR OF INVESTMENTS | 01/2014 | 10-25% |
| MARRA, ANDREW, JOHN | Individual | – | COMPTROLLER | 01/2014 | 10-25% |
| OFFERMAN, ADAM, JOHN | Individual | – | REGISTERED REPRESENTATIVE | 09/2015 | < 5% |