FIRST NATIONAL ADVISERS, LLC
Adviser information for FIRST NATIONAL ADVISERS, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Nebraska, United States |
Employees
| Total Number of Employees | 37 |
|---|---|
| Investment Advisory/Research | 31 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 17 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 4,052 | $6.2B |
| Non-Discretionary | 0 | $0 |
| Total | 4,052 | $6.2B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 1,007 | $245.0M |
| HNW Individuals | 249 | $812.7M |
| Banking or thrift institutions | <5 | $4.7B |
| Investment companies | 1 | $502.3M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $53,155 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 28 | $15.3M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUM |
Principal Office
14010 FNB PARKWAYSUITE 200
OMAHA
NE
United States
Monday - Friday, 7 A.M. TO 5 P.M.
Tel: 866-320-3563, Fax: None
Websites
Chief Compliance Officer
ALBERT MOORE
3 CANAL PLAZA
SUITE 100
PORTLAND
ME
United States
Tel:
617-224-0723
A***********@************M
(Full email address available in API data)
Industry Affiliates
| FIRST NATIONAL BANK OF OMAHA | Banking or thrift institution |
| FNN TRUST COMPANY, LLC | Trust company |
| NORTHLAND ASSET MANAGEMENT | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial plannersRegistered municipal advisor |
| TRIBUTARY CAPITAL MANAGEMENT, LLC | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| AUMAN, STACY, ALAN | Individual | – | DIRECTOR | 07/2015 | < 5% |
| FIRST NATIONAL OF NEBRASKA, INC. | Domestic Entity | FIRST NATIONAL BANK OF OMAHA | SHAREHOLDER - COMMON | 01/1969 | > 75% |
| FIRST NATIONAL BANK OF OMAHA | Domestic Entity | – | MEMBER | 07/2015 | > 75% |
| SPIELER, KURTIS, DEENE | Individual | – | DIRECTOR | 05/2021 | < 5% |
| SALL, CRAIG, MICHAEL | Individual | – | DIRECTOR | 09/2022 | < 5% |
| MOORE, ALBERT, ASHOK | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2024 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 13th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| ABBOTT LABS | COM | 7M | 66K | – |
| ACCENTURE PLC IRELAND | SHS CLASS A | 3M | 9K | – |
| ADOBE INC | COM | 5M | 9K | – |
| ADVANCED MICRO DEVICES INC | COM | 609K | 4K | – |
| AGREE RLTY CORP | COM | 385K | 6K | – |
| AIR PRODS & CHEMS INC | COM | 2M | 6K | – |
| ALLIANT ENERGY CORP | COM | 330K | 6K | – |
| ALPHABET INC | CAP STK CL C | 16M | 86K | – |
| ALPHABET INC | CAP STK CL A | 5M | 27K | – |
| AMAZON COM INC | COM | 17M | 87K | – |
| AMBARELLA INC | SHS | 318K | 6K | – |
| AMERICAN TOWER CORP NEW | COM | 2M | 9K | – |
| AMERICAN WTR WKS CO INC NEW | COM | 2M | 13K | – |
| AMETEK INC | COM | 4M | 25K | – |
| AMGEN INC | COM | 5M | 17K | – |
| AMN HEALTHCARE SVCS INC | COM | 2M | 40K | – |
| AMPHENOL CORP NEW | CL A | 4M | 61K | – |
| APPLE INC | COM | 32M | 153K | – |
| APPLIED MATLS INC | COM | 309K | 1K | – |
| AT&T INC | COM | 700K | 37K | – |
| ATLANTIC UN BANKSHARES CORP | COM | 251K | 8K | – |
| ATMOS ENERGY CORP | COM | 2M | 15K | – |
| AUTOMATIC DATA PROCESSING IN | COM | 306K | 1K | – |
| BALCHEM CORP | COM | 323K | 2K | – |
| BECTON DICKINSON & CO | COM | 291K | 1K | – |
| BERKSHIRE HATHAWAY INC DEL | CL A | 10M | 16 | – |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 4M | 10K | – |
| BERRY GLOBAL GROUP INC | COM | 2M | 26K | – |
| BLACKBAUD INC | COM | 382K | 5K | – |
| BLACKROCK INC | COM | 4M | 5K | – |
| BOOKING HOLDINGS INC | COM | 4M | 1K | – |
| BRISTOL-MYERS SQUIBB CO | COM | 233K | 6K | – |
| BROADCOM INC | COM | 329K | 205 | – |
| BROADRIDGE FINL SOLUTIONS IN | COM | 3M | 15K | – |
| BROWN & BROWN INC | COM | 3M | 34K | – |
| BURLINGTON STORES INC | COM | 714K | 3K | – |
| CACI INTL INC | CL A | 550K | 1K | – |
| CARLISLE COS INC | COM | 508K | 1K | – |
| CASEYS GEN STORES INC | COM | 488K | 1K | – |
| CDW CORP | COM | 3M | 15K | – |
| CHEVRON CORP NEW | COM | 4M | 25K | – |
| CHUBB LIMITED | COM | 4M | 14K | – |
| CHURCH & DWIGHT CO INC | COM | 3M | 28K | – |
| CINTAS CORP | COM | 5M | 6K | – |
| CISCO SYS INC | COM | 1M | 22K | – |
| CME GROUP INC | COM | 3M | 17K | – |
| CNX RES CORP | COM | 380K | 16K | – |
| COCA COLA CO | COM | 464K | 7K | – |
| COMCAST CORP NEW | CL A | 4M | 101K | – |
| CONAGRA BRANDS INC | COM | 930K | 33K | – |
| CONOCOPHILLIPS | COM | 2M | 19K | – |
| CONSTELLATION BRANDS INC | CL A | 2M | 9K | – |
| COSTCO WHSL CORP NEW | COM | 6M | 8K | – |
| CSX CORP | COM | 4M | 133K | – |
| CULLEN FROST BANKERS INC | COM | 2M | 23K | – |
| DIAMONDBACK ENERGY INC | COM | 2M | 11K | – |
| DIMENSIONAL ETF TRUST | US CORE EQUITY 2 | 263K | 8K | – |
| DIMENSIONAL ETF TRUST | INTL CORE EQT MK | 4M | 124K | – |
| DIODES INC | COM | 250K | 3K | – |
| DISNEY WALT CO | COM | 1M | 12K | – |
| DOLLAR GEN CORP NEW | COM | 2M | 11K | – |
| DORMAN PRODS INC | COM | 473K | 5K | – |
| DUKE ENERGY CORP NEW | COM NEW | 844K | 8K | – |
| EATON CORP PLC | SHS | 3M | 10K | – |
| ECOLAB INC | COM | 2M | 7K | – |
| EDWARDS LIFESCIENCES CORP | COM | 4M | 39K | – |
| ELECTRONIC ARTS INC | COM | 719K | 5K | – |
| ELI LILLY & CO | COM | 10M | 11K | – |
| ENERSYS | COM | 408K | 4K | – |
| ENOVIS CORPORATION | COM | 364K | 8K | – |
| ENPRO INC | COM | 328K | 2K | – |
| ENTEGRIS INC | COM | 3M | 23K | – |
| EOG RES INC | COM | 5M | 36K | – |
| EQUITABLE HLDGS INC | COM | 2M | 59K | – |
| EXLSERVICE HOLDINGS INC | COM | 365K | 12K | – |
| EXXON MOBIL CORP | COM | 6M | 50K | – |
| FIRST AMERN FINL CORP | COM | 2M | 41K | – |
| FIRST INDL RLTY TR INC | COM | 2M | 36K | – |
| FISERV INC | COM | 4M | 25K | – |
| FMC CORP | COM NEW | 795K | 14K | – |
| FORTUNE BRANDS INNOVATIONS I | COM | 245K | 4K | – |
| FRANKLIN ELEC INC | COM | 706K | 7K | – |
| GENTEX CORP | COM | 2M | 69K | – |
| HERSHEY CO | COM | 303K | 2K | – |
| HOME DEPOT INC | COM | 5M | 14K | – |
| HUMANA INC | COM | 1M | 4K | – |
| ICF INTL INC | COM | 507K | 3K | – |
| ICON PLC | SHS | 317K | 1K | – |
| IDACORP INC | COM | 668K | 7K | – |
| INTEGER HLDGS CORP | COM | 369K | 3K | – |
| INTERCONTINENTAL EXCHANGE IN | COM | 1M | 10K | – |
| INTERNATIONAL BUSINESS MACHS | COM | 268K | 2K | – |
| INVESCO QQQ TR | UNIT SER 1 | 647K | 1K | – |
| ISHARES TR | RUS MID CAP ETF | 316K | 4K | – |
| ISHARES TR | CORE DIV GRWTH | 216K | 4K | – |
| ISHARES TR | CORE S&P SCP ETF | 559K | 5K | – |
| ISHARES TR | MSCI EAFE ETF | 230K | 3K | – |
| ISHARES TR | CORE S&P MCP ETF | 1M | 19K | – |
| ISHARES TR | GLOBAL REIT ETF | 1M | 43K | – |
| J P MORGAN EXCHANGE TRADED F | EQUITY PREMIUM | 11M | 189K | – |
| JAZZ PHARMACEUTICALS PLC | SHS USD | 3M | 25K | – |
| JOHNSON & JOHNSON | COM | 3M | 18K | – |
| JONES LANG LASALLE INC | COM | 1M | 7K | – |
| JPMORGAN CHASE & CO. | COM | 13M | 62K | – |
| KEYSIGHT TECHNOLOGIES INC | COM | 549K | 4K | – |
| LAMAR ADVERTISING CO NEW | CL A | 437K | 4K | – |
| LAMB WESTON HLDGS INC | COM | 4M | 46K | – |
| LANCASTER COLONY CORP | COM | 282K | 1K | – |
| LANTHEUS HLDGS INC | COM | 2M | 26K | – |
| LEIDOS HOLDINGS INC | COM | 354K | 2K | – |
| LGI HOMES INC | COM | 257K | 3K | – |
| LINDE PLC | SHS | 4M | 9K | – |
| LITTELFUSE INC | COM | 2M | 6K | – |
| LOCKHEED MARTIN CORP | COM | 943K | 2K | – |
| LOWES COS INC | COM | 2M | 9K | – |
| MANHATTAN ASSOCIATES INC | COM | 2M | 9K | – |
| MARATHON OIL CORP | COM | 401K | 14K | – |
| MARATHON PETE CORP | COM | 217K | 1K | – |
| MARKEL GROUP INC | COM | 2M | 1K | – |
| MASTEC INC | COM | 5M | 42K | – |
| MASTERCARD INCORPORATED | CL A | 6M | 13K | – |
| MCDONALDS CORP | COM | 334K | 1K | – |
| MEDTRONIC PLC | SHS | 2M | 26K | – |
| MERCK & CO INC | COM | 3M | 25K | – |
| META PLATFORMS INC | CL A | 10M | 19K | – |
| MICROCHIP TECHNOLOGY INC. | COM | 6M | 68K | – |
| MICROSOFT CORP | COM | 35M | 78K | – |
| MKS INSTRS INC | COM | 1M | 11K | – |
| MOELIS & CO | CL A | 369K | 6K | – |
| MOLINA HEALTHCARE INC | COM | 392K | 1K | – |
| MONDELEZ INTL INC | CL A | 1M | 22K | – |
| MOODYS CORP | COM | 3M | 6K | – |
| MORGAN STANLEY | COM NEW | 3M | 33K | – |
| NAPCO SEC TECHNOLOGIES INC | COM | 4M | 69K | – |
| NEXSTAR MEDIA GROUP INC | COMMON STOCK | 271K | 2K | – |
| NEXTERA ENERGY INC | COM | 5M | 77K | – |
| NIKE INC | CL B | 2M | 28K | – |
| NORTHERN TR CORP | COM | 240K | 3K | – |
| NVIDIA CORPORATION | COM | 25M | 206K | – |
| OLLIES BARGAIN OUTLET HLDGS | COM | 587K | 6K | – |
| ONEOK INC NEW | COM | 267K | 3K | – |
| ONTO INNOVATION INC | COM | 367K | 2K | – |
| OREILLY AUTOMOTIVE INC | COM | 3M | 3K | – |
| OSHKOSH CORP | COM | 274K | 3K | – |
| PAYCHEX INC | COM | 805K | 7K | – |
| PAYCOM SOFTWARE INC | COM | 1M | 7K | – |
| PEPSICO INC | COM | 5M | 31K | – |
| PERFICIENT INC | COM | 423K | 6K | – |
| PHILLIPS 66 | COM | 2M | 17K | – |
| PNC FINL SVCS GROUP INC | COM | 433K | 3K | – |
| POOL CORP | COM | 2M | 7K | – |
| POWER INTEGRATIONS INC | COM | 444K | 6K | – |
| PROCTER AND GAMBLE CO | COM | 2M | 13K | – |
| PTC INC | COM | 2M | 12K | – |
| PURECYCLE TECHNOLOGIES INC | COM | 2M | 311K | – |
| QUALCOMM INC | COM | 7M | 34K | – |
| QUALYS INC | COM | 280K | 2K | – |
| QUANTA SVCS INC | COM | 2M | 7K | – |
| REALTY INCOME CORP | COM | 489K | 9K | – |
| REVVITY INC | COM | 2M | 16K | – |
| ROBERT HALF INC. | COM | 2M | 30K | – |
| ROPER TECHNOLOGIES INC | COM | 1M | 2K | – |
| ROYAL CARIBBEAN GROUP | COM | 2M | 16K | – |
| RPM INTL INC | COM | 1M | 13K | – |
| RTX CORPORATION | COM | 6M | 56K | – |
| SCHWAB CHARLES CORP | COM | 2M | 24K | – |
| SELECTIVE INS GROUP INC | COM | 403K | 4K | – |
| SM ENERGY CO | COM | 349K | 8K | – |
| SOUTHSTATE CORPORATION | COM | 385K | 5K | – |
| SPDR S&P 500 ETF TR | TR UNIT | 352K | 647 | – |
| STARBUCKS CORP | COM | 1M | 15K | – |
| STATE STR CORP | COM | 1M | 15K | – |
| STIFEL FINL CORP | COM | 600K | 7K | – |
| SUN CMNTYS INC | COM | 1M | 11K | – |
| SYNCHRONY FINANCIAL | COM | 1M | 30K | – |
| TARGET CORP | COM | 1M | 10K | – |
| TETRA TECH INC NEW | COM | 569K | 3K | – |
| TEXAS INSTRS INC | COM | 3M | 13K | – |
| THE CIGNA GROUP | COM | 229K | 692 | – |
| THERMO FISHER SCIENTIFIC INC | COM | 5M | 8K | – |
| TIMKEN CO | COM | 3M | 35K | – |
| TJX COS INC NEW | COM | 3M | 31K | – |
| TRACTOR SUPPLY CO | COM | 1M | 4K | – |
| TRAVELERS COMPANIES INC | COM | 2M | 8K | – |
| UMB FINL CORP | COM | 254K | 3K | – |
| UNION PAC CORP | COM | 1M | 6K | – |
| UNITED PARCEL SERVICE INC | CL B | 2M | 12K | – |
| UNITED THERAPEUTICS CORP DEL | COM | 1M | 4K | – |
| UNITEDHEALTH GROUP INC | COM | 2M | 5K | – |
| UPBOUND GROUP INC | COM | 2M | 63K | – |
| US BANCORP DEL | COM NEW | 2M | 57K | – |
| VANGUARD INDEX FDS | MID CAP ETF | 238K | 984 | – |
| VANGUARD INDEX FDS | S&P 500 ETF SHS | 3M | 6K | – |
| VANGUARD INDEX FDS | VALUE ETF | 522K | 3K | – |
| VANGUARD INDEX FDS | GROWTH ETF | 349K | 934 | – |
| VANGUARD INDEX FDS | TOTAL STK MKT | 3M | 12K | – |
| VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | 2M | 48K | – |
| VANGUARD WHITEHALL FDS | HIGH DIV YLD | 330K | 3K | – |
| VANGUARD WORLD FD | INF TECH ETF | 242K | 419 | – |
| VANGUARD WORLD FD | MEGA CAP VAL ETF | 576K | 5K | – |
| VERIZON COMMUNICATIONS INC | COM | 4M | 97K | – |
| VISA INC | COM CL A | 1M | 5K | – |
| WALMART INC | COM | 5M | 78K | – |
| WASTE MGMT INC DEL | COM | 4M | 19K | – |
| WELLS FARGO CO NEW | COM | 4M | 66K | – |
| WYNDHAM HOTELS & RESORTS INC | COM | 288K | 4K | – |
| XCEL ENERGY INC | COM | 2M | 30K | – |
| ZOETIS INC | CL A | 4M | 24K | – |