SYMPHONY FINANCIAL PARTNERS (SINGAPORE) PTE. LTD.
Adviser information for SYMPHONY FINANCIAL PARTNERS (SINGAPORE) PTE. LTD. last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Other (specify) |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Singapore |
Employees
| Total Number of Employees | 15 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 9 | $1.2B |
| Non-Discretionary | 0 | $0 |
| Total | 9 | $1.2B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 6 | $814.6M |
| Pension and profit sharing plans | <5 | $270.1M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $63.1M |
| Other | <5 | $90.2M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 78 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-103475 |
|---|---|
| SEC ERA File Number | 801-103475 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 170667 |
| Legal Entity Identifier | 2138008BI2R18ERUEV19 |
Principal Office
80 RAFFLES PLACE, #24-21UOB PLAZA 2
SINGAPORE
Singapore
Monday - Friday, 9AM-6PM
Tel: +65 6536 3920, Fax: +65 6536 3921
Chief Compliance Officer
BRIGITTE CHAN
DIRECTOR, CHIEF OPERATING OFFICER
80 RAFFLES PLACE, #24-21
UOB PLAZA 2
SINGAPORE
Singapore
Tel:
+65 6536 3920
Fax:
+65 6536 3921
B*******@*****************G
(Full email address available in API data)
Industry Affiliates
| SFP VALUE REALIZATION CO., LTD | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| SFP VALUE REALIZATION GENERAL PARTNER CO., LTD. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| SYMPHONY FINANCIAL PARTNERS CO., LTD. | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| THE SFP VALUE REALIZATION MASTER FUND LTD. | Hedge Fund | $740.3M | $1.0M | 42 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BARAN, DAVID, SETH | Individual | SFP VALUE REALIZATION CO., LTD. | DIRECTOR | 01/2001 | 50-75% |
| SFP VALUE REALIZATION CO., LTD | Foreign Entity | – | SHAREHOLDER | 03/2013 | > 75% |
| CHAN, BRIGITTE, KIM NGAN | Individual | – | CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER, DIRECTOR | 02/2013 | < 5% |
| BARAN, DAVID, SETH | Individual | – | DIRECTOR | 02/2013 | < 5% |
| SHIBATA, KAZUHIKO, NMN | Individual | – | DIRECTOR | 02/2013 | < 5% |
| SHIBATA, KAZUHIKO, NMN | Individual | SFP VALUE REALIZATION CO., LTD. | DIRECTOR | 01/2001 | 50-75% |
| MCENTYRE, GREGORY, JOSEPH | Individual | – | CHIEF EXECUTIVE OFFICER, DIRECTOR | 02/2013 | < 5% |