BALANCE POINT CAPITAL ADVISORS, LLC

Adviser information for BALANCE POINT CAPITAL ADVISORS, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization	Limited Liability Company
Fiscal Year End	DECEMBER
Legal Location	Delaware, United States

Employees

Total Number of Employees	17
Investment Advisory/Research	11
Registered Broker-Dealer Representatives	0
Registered State Investment Advisers	0
Licensed Agents of an Insurance Company	0
No. of Firms/People that Solicit Clients	0

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	7	$2.0B
Non-Discretionary	0	$0
Total	7	$2.0B

Clients

Type	Number	RAUM
Individuals	0	$0
HNW Individuals	0	$0
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	7	$2.0B
Pension and profit sharing plans	0	$0
Charitable organizations	0	$0
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	0	$0
Other	0	$0

Type	Number
No. of Non-RAUM Clients	0
No. of Non-U.S. Clients	0

Services

Advisory Services	Portfolio management for pooled investment vehicles
Compensation	% of AUMPerformance-based feesDEBT CLOSING FEES

Identifiers

SEC RIA File Number	801-103476
SEC ERA File Number	801-103476
SEC CIK Numbers	None
SEC CRD Numbers	264789
Legal Entity Identifier	None

Principal Office

285 RIVERSIDE AVENUE
SUITE 200
WESTPORT
CT
United States

Monday - Friday, 9AM - 6PM

Tel: 203-652-8250, Fax: 203-716-9828

Websites

www.balancepointcapital.com/ www.linkedin.com/company/balance-point-capital-partners-l-p-/

Chief Compliance Officer

AMANDA MELTZER

CHIEF FINANCIAL OFFICER

285 RIVERSIDE AVENUE

SUITE 200

WESTPORT

United States

Tel: 2036528262

A*******@**********************M

(Full email address available in API data)

Industry Affiliates

BALANCE POINT CAPITAL CT ADVISORS, LLC	Other investment adviser, including financial planners
BALANCE POINT CAPITAL CT MANAGERS, LLC	Sponsor, GP, manager of pooled investment vehicles
BALANCE POINT CAPITAL MANAGERS II, LLC	Sponsor, GP, manager of pooled investment vehicles
BALANCE POINT CAPITAL MANAGERS III, LLC	Sponsor, GP, manager of pooled investment vehicles
BALANCE POINT CAPITAL MANAGERS IV, LLC	Sponsor, GP, manager of pooled investment vehicles
BALANCE POINT CAPITAL MANAGERS V, LLC	Sponsor, GP, manager of pooled investment vehicles
BALANCE POINT CAPITAL MANAGERS VI, LLC	Sponsor, GP, manager of pooled investment vehicles
BALANCE POINT CAPITAL MANAGERS, LLC	Sponsor, GP, manager of pooled investment vehicles

Private Funds

Name	Type	Assets $USD	Min Investment $USD	No. Owners
BALANCE POINT CAPITAL PARTNERS II, LP	Private Equity Fund	$158.8M	$0.5M	53
BALANCE POINT CAPITAL PARTNERS III, L.P.	Private Equity Fund	$443.7M	$5.0M	17
BALANCE POINT CAPITAL PARTNERS IV, LP	Private Equity Fund	$290.5M	$0.5M	50
BALANCE POINT CAPITAL PARTNERS V, LP	Private Equity Fund	$662.4M	$5.0M	29
BALANCE POINT CAPITAL PARTNERS VI, LP	Private Equity Fund	$442.5M	$5.0M	30
BALANCE POINT CAPITAL PARTNERS, LP	Private Equity Fund	$4.8M	$0.5M	35
CONNECTICUT GROWTH CAPITAL, LLC	Private Equity Fund	$28.0M	$0.0M	2

Control Persons

Name	Type	Entity	Title	Since	Ownership
ALVORD, SETH, WALES	Individual	–	MANAGING MEMBER	08/2011	< 5%
KAPLAN, JUSTIN, MARC	Individual	–	MEMBER	01/2014	< 5%
MELTZER, AMANDA, LAUREN	Individual	–	CHIEF FINANCIAL OFFICER	08/2021	< 5%
NASSAU BPC HOLDINGS, LLC	Domestic Entity	–	SHAREHOLDER	10/2021	10-25%
BPCA MANAGEMENT, LLC	Domestic Entity	–	SHAREHOLDER	10/2021	> 75%
ALVORD, SETH, WALES	Individual	BPCA MANAGEMENT, LLC	SHAREHOLDER	10/2021	25-50%
KAPLAN, JUSTIN, MARC	Individual	BPCA MANAGEMENT, LLC	SHAREHOLDER	10/2021	25-50%
MELTZER, AMANDA, LAUREN	Individual	–	CHIEF COMPLIANCE OFFICER	05/2022	< 5%

Menu