FENIMORE ASSET MANAGEMENT, INC.
Adviser information for FENIMORE ASSET MANAGEMENT, INC. last updated from Form ADV on December 26th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | SEPTEMBER |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 38 |
|---|---|
| Investment Advisory/Research | 23 |
| Registered Broker-Dealer Representatives | 21 |
| Registered State Investment Advisers | 14 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 4 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,112 | $4.2B |
| Non-Discretionary | 0 | $0 |
| Total | 1,112 | $4.2B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 238 | $142.0M |
| HNW Individuals | 315 | $1.1B |
| Banking or thrift institutions | <5 | $0 |
| Investment companies | 3 | $2.4B |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $45.6M |
| Pension and profit sharing plans | 15 | $200.9M |
| Charitable organizations | 51 | $214.2M |
| State or municipal gov entities | <5 | $0 |
| Other investment advisers | <5 | $0 |
| Insurance companies | <5 | $28.6M |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 10 | $65.8M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 51-100 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsEducational seminars/workshops |
|---|---|
| Compensation | % of AUM |
| Other Business Activities | Broker-dealer |
Identifiers
| SEC RIA File Number | 801-10429 |
|---|---|
| SEC ERA File Number | 801-10429 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 110946 |
| Legal Entity Identifier | None |
Principal Office
384 N GRAND STREETCOBLESKILL
NY
United States
Monday - Friday, 8:30 A.M. TO 5:00 P.M.
Tel: 518-234-4393, Fax: 518-234-4421
Chief Compliance Officer
COLLEEN CORWELL
CHIEF COMPLIANCE OFFICER
384 NORTH GRAND STREET
P.O. BOX 310
COBLESKILL
NY
United States
Tel:
646-237-3487
C**************@************M
(Full email address available in API data)
Regulatory Contact
CHRISTIAN SNYDER
PRESIDENT
384 N. GRAND ST.
P.O. BOX 310
NEW YORK
NY
United States
Tel:
617-335-4976
C******@****************M
(Full email address available in API data)
Industry Affiliates
| FENIMORE SECURITIES, INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| FENIMORE SMALL CAP FUND, LLC | Hedge Fund | $45.6M | $1.0M | 17 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| PUTNAM, THOMAS, OLIVER | Individual | – | EXECUTIVE CHAIRMAN, DIRECTOR | 12/2019 | 50-75% |
| PUTNAM, PATRICIA, ANNE | Individual | – | VICE PRESIDENT, DIRECTOR | 02/1983 | < 5% |
| Balboa, Michael, Frank | Individual | – | CHIEF FINANCIAL OFFICER/TREASURER/SECRETARY | 08/2016 | < 5% |
| CORWELL, COLLEEN, ELIZABETH | Individual | – | CHIEF COMPLIANCE OFFICER | 11/2017 | < 5% |
| PUTNAM, ANNE, B. | Individual | – | CHIEF EXECUTIVE OFFICER | 10/2023 | < 5% |
| FOX, JOHN, DERWIN | Individual | – | CHIEF INVESTMENT OFFICER | 10/2015 | < 5% |
| SNYDER, CHRISTIAN | Individual | – | PRESIDENT | 11/2022 | < 5% |
| Hogan, Paul | Individual | – | PORTFOLIO MANAGER | 10/2022 | 5-10% |