FINHABITS ADVISORS, LLC
Adviser information for FINHABITS ADVISORS, LLC last updated from Form ADV on February 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 15 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 56,145 | $82.4M |
| Non-Discretionary | 0 | $0 |
| Total | 56,145 | $82.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 44,993 | $82.3M |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 5 | $101,687 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPension consulting services |
|---|---|
| Compensation | % of AUMSubscription fees |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 82.3M |
| Portfolio Manager to Program | Sponsor |
|---|---|
| FINHABITS | FINHABITS ADVISORS, LLC |
Identifiers
| SEC RIA File Number | 801-104472 |
|---|---|
| SEC ERA File Number | 801-104472 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 210522 |
| Legal Entity Identifier | None |
Principal Office
413 W 14TH STREETSUITE 200
NEW YORK
NY
United States
BY APPOINTMENT ONLY, 9-5
Tel: 212-596-7292, Fax: None
Chief Compliance Officer
CARLOS GARCIA
413 W 14TH ST
SUITE 200
NEW YORK
NY
United States
Tel:
212-596-7292
C******@************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| FINHABITS, INC. | Domestic Entity | – | MEMBER | 08/2014 | > 75% |
| GARCIA, CARLOS, ARMANDO | Individual | FINHABITS, INC. | SHAREHOLDER | 03/2015 | 25-50% |
| GARCIA, CARLOS, ARMANDO | Individual | – | MANAGING MEMBER/CCO | 08/2014 | < 5% |
| EXOR SEEDS LP | Foreign Entity | FINHABITS, INC. | SHAREHOLDER | 08/2017 | 25-50% |