AURIBEAU LLC
Adviser information for AURIBEAU LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1 | $106.5M |
| Non-Discretionary | 0 | $0 |
| Total | 1 | $106.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 1 | $106.5M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 100 |
Services
| Advisory Services | Portfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-105470 |
|---|---|
| SEC ERA File Number | 801-105470 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 264794 |
| Legal Entity Identifier | None |
Principal Office
853 BROADWAYSUITE 1109
NEW YORK
NY
United States
Monday - Friday, 9 AM - 5 PM
Tel: 212-698-0700, Fax: 212-262-0155
Chief Compliance Officer
JOSHUA FREMED
CHIEF COMPLIANCE OFFICER
853 BROADWAY
SUITE 1109
NEW YORK
NY
United States
Tel:
212-698-0700
J******@**********M
(Full email address available in API data)
Regulatory Contact
PERRI CESARELLI
853 BROADWAY
SUITE 1109
NEW YORK
NY
United States
Tel:
212-698-0700
P*********@**********M
(Full email address available in API data)
Industry Affiliates
| LEPERCQ DE NEUFLIZE ASSET MANAGEMENT LLC | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LEPERCQ, DE NEUFLIZE & CO. INCORPORATED | Domestic Entity | – | MANAGING MEMBER | 05/2015 | > 75% |
| LEPERCQ GROUP LTD. | Foreign Entity | LEPERCQ, DE NEUFLIZE & CO. INCORPORATED | SHAREHOLDER | 09/1989 | 25-50% |
| LEPERCQ CHARITABLE FOUNDATION | Foreign Entity | LEPERCQ GROUP LTD. | SHAREHOLDER | 05/2015 | > 75% |
| RS UK HOLDCO LIMITED | Foreign Entity | LEPERCQ, DE NEUFLIZE & CO. INCORPORATED | STOCKHOLDER | 06/2019 | 50-75% |
| RIBOUD-SEYDOUX, THOMAS, A. | Individual | RS UK HOLDCO LIMITED | DIRECTOR | 05/2019 | > 75% |
| FREMED, JOSHUA, MARC | Individual | – | CHIEF COMPLIANCE OFFICER | 10/2019 | < 5% |