BAIRD PRINCIPAL GROUP MANAGEMENT COMPANY I, LLC
Adviser information for BAIRD PRINCIPAL GROUP MANAGEMENT COMPANY I, LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Liability Company |
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Fiscal Year End | DECEMBER |
Legal Location | Delaware, United States |
Employees
Total Number of Employees | 3 |
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Investment Advisory/Research | 2 |
Registered Broker-Dealer Representatives | 1 |
Registered State Investment Advisers | 1 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | Yes |
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Type | Accounts | RAUM |
---|---|---|
Discretionary | 1 | $43.3M |
Non-Discretionary | 0 | $0 |
Total | 1 | $43.3M |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 0 | $0 |
HNW Individuals | 0 | $0 |
Banking or thrift institutions | 0 | $0 |
Investment companies | 1 | $43.3M |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
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No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 0 |
Services
Advisory Services | Portfolio management for pooled investment vehicles |
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Compensation | % of AUMPerformance-based fees |
Identifiers
SEC RIA File Number | 801-105476 |
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SEC ERA File Number | 801-105476 |
SEC CIK Numbers | None |
SEC CRD Numbers | 269982 |
Legal Entity Identifier | None |
Principal Office
777 EAST WISCONSIN AVENUEMILWAUKEE
WI
United States
Monday - Friday, 8:00 AM - 5:00 PM CENTRAL
Tel: 414-765-3500, Fax: 414-298-7800
Websites
Chief Compliance Officer
ANGELA MARIE PALMER
777 EAST WISCONSIN AVENUE
MILWAUKEE
WI
United States
Tel:
800-792-2473
Fax:
414-298-7800
A******@**********M
(Full email address available in API data)
Regulatory Contact
PAUL SCHULTZ
CHIEF LEGAL OFFICER
777 EAST WISCONSIN AVENUE
MILWAUKEE
WI
United States
Tel:
414-298-2655
Fax:
414-298-7800
P*******@**********M
(Full email address available in API data)
Industry Affiliates
BAIRD CAPITAL (SINGAPORE) PTE. LTD. | Other investment adviser, including financial planners |
BAIRD CAPITAL GLOBAL FUND MANAGEMENT I LP | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
BAIRD CAPITAL GLOBAL FUND MANAGEMENT II LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
BAIRD CAPITAL MANAGEMENT COMPANY, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
BAIRD CAPITAL PARTNERS MANAGEMENT COMPANY V, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
BAIRD INSURANCE SERVICES, INC. | Insurance company or agency |
BAIRD INVESTMENT ADVISORS CO. LTD. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
BAIRD PRINCIPAL GROUP MANAGEMENT COMPANY II, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
BAIRD PRINCIPAL GROUP MANAGEMENT COMPANY, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
BAIRD PROPERTIES, LLC | Real estate broker or dealer |
BAIRD TRUST COMPANY | Trust company |
BAIRD VENTURE PARTNERS GP VI, LLC | Sponsor, GP, manager of pooled investment vehicles |
BAIRD VENTURE PARTNERS MANAGEMENT COMPANY III, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
BAIRD VENTURE PARTNERS MANAGEMENT COMPANY IV, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
BAIRD VENTURE PARTNERS MANAGEMENT COMPANY V, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
ROBERT W. BAIRD & CO. INCORPORATED | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial plannersRegistered municipal advisorCommodity pool operator or commodity trading advisorPension consultantSponsor, GP, manager of pooled investment vehicles |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
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None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
PALMER, ANGELA, MARIE | Individual | – | CHIEF COMPLIANCE OFFICER | 07/2015 | < 5% |
ROBERT W. BAIRD & CO. INCORPORATED | Domestic Entity | – | MEMBER | 07/2015 | > 75% |
SCHULTZ, PAUL, LEE | Individual | – | CHIEF LEGAL OFFICER | 07/2015 | < 5% |
PAN, GORDON, GEORGE | Individual | – | INVESTMENT COMMITTEE MEMBER | 07/2015 | < 5% |
BAIRD FINANCIAL CORPORATION | Domestic Entity | ROBERT W. BAIRD & CO. INCORPORATED | SHAREHOLDER | 12/1982 | > 75% |
BAIRD FINANCIAL GROUP, INC. | Domestic Entity | BAIRD FINANCIAL CORPORATION | SHAREHOLDER | 12/2020 | > 75% |
NEIS, JOHN, JAMESON | Individual | – | PARTNER AND INVESTMENT COMMITTEE MEMBER | 07/2015 | < 5% |
BOOTH, STEVEN, GREGORY | Individual | – | INVESTMENT COMMITTEE MEMBER | 07/2015 | < 5% |
MAXWELL, TERRANCE, PATRICK | Individual | – | INVESTMENT COMMITTEE MEMBER | 07/2015 | < 5% |