BNP PARIBAS ASSET MANAGEMENT USA, INC.
Adviser information for BNP PARIBAS ASSET MANAGEMENT USA, INC. last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 104 |
|---|---|
| Investment Advisory/Research | 53 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 80 | $41.6B |
| Non-Discretionary | 4 | $182.0M |
| Total | 84 | $41.8B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 32 | $13.1B |
| Pension and profit sharing plans | 8 | $1.2B |
| Charitable organizations | <5 | $185.9M |
| State or municipal gov entities | <5 | $32.6M |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 27 | $24.2B |
| Corporations or other businesses | <5 | $419.1M |
| Other | 13 | $2.7B |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 73 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMFixed feesPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Principal Office
787 SEVENTH AVENUE5TH FLOOR ANNEX
NEW YORK
NY
United States
Monday - Friday, 9:00A.M. TO 5:00P.M.
Tel: 212-681-3181, Fax: None
Websites
Chief Compliance Officer
TIMOTHY TROTTER
CHIEF COMPLIANCE OFFICER
1550 W. CORNELIA AVENUE
UNIT 305
CHICAGO
IL
United States
Tel:
(312) 714-4717
T**************@****************M
(Full email address available in API data)
Regulatory Contact
SCOTT DONNELLY
DEPUTY HEAD OF COMPLIANCE SURVEILLANCE & TESTING
75 STATE STREET
25TH FLOOR
BOSTON
MA
United States
Tel:
(617)478-7348
S*************@****************M
(Full email address available in API data)
Industry Affiliates
| BNP PARIBAS | Registered security-based swap dealerBanking or thrift institution |
| BNP PARIBAS ASSET MANAGEMENT ASIA LTD | Other investment adviser, including financial planners |
| BNP PARIBAS ASSET MANAGEMENT EUROPE | Other investment adviser, including financial planners |
| BNP PARIBAS ASSET MANAGEMENT EUROPE, BELGIAN BRANCH | Other investment adviser, including financial planners |
| BNP PARIBAS ASSET MANAGEMENT EUROPE, NETHERLANDS BRANCH | Other investment adviser, including financial planners |
| BNP PARIBAS ASSET MANAGEMENT LUXEMBOURG | Other investment adviser, including financial planners |
| BNP PARIBAS ASSET MANAGEMENT MALAYSIA SDN. BHD. | Other investment adviser, including financial planners |
| BNP PARIBAS ASSET MANAGEMENT MEXICO S.A. DE C.V. SOCIEDAD OPERADORA DE FONDOS DE INVERSION | Other investment adviser, including financial planners |
| BNP PARIBAS ASSET MANAGEMENT UK LIMITED | Other investment adviser, including financial planners |
| BNP PARIBAS SECURITIES CORP. | Broker-dealer, municipal securities dealer, or gov securities broker or dealerFutures commission merchantSponsor or syndicator of limited partnershipsSponsor, GP, manager of pooled investment vehicles |
| BNP PARIBAS SECURITIES SERVICES | Banking or thrift institution |
| EXANE | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| LEVERED GLOBAL INFLATION LINKED BOND FUND | Hedge Fund | $513.2M | $0.1M | 1 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BNP PARIBAS ASSET MANAGEMENT USA HOLDINGS, INC. | Domestic Entity | – | DIRECT OWNER | 07/1973 | > 75% |
| BNP PARIBAS USA INC. | Domestic Entity | BNP PARIBAS US WHOLESALE HOLDINGS, CORP. | INDIRECT OWNER | 01/2017 | > 75% |
| BNP PARIBAS | Foreign Entity | BNP PARIBAS USA INC. | INDIRECT OWNER | 06/2001 | > 75% |
| HAWLEY, ROBERT, WILLIAM | Individual | – | DIRECTOR | 01/2016 | < 5% |
| RAYNOR, AMANDA | Individual | – | CHIEF OPERATING OFFICER / DEPUTY CHIEF EXECUTIVE OFFICER | 07/2015 | < 5% |
| BNP PARIBAS US WHOLESALE HOLDINGS, CORP. | Domestic Entity | BNP PARIBAS ASSET MANAGEMENT USA HOLDINGS, INC. | INDIRECT OWNER | 01/2017 | > 75% |
| FRIEDMAN, GARY, CHARLES | Individual | – | CHIEF FINANCIAL OFFICER / TREASURER | 07/2017 | < 5% |
| PIERRI, SANDRO, ALFREDO | Individual | – | CHAIRMAN / DIRECTOR | 12/2017 | < 5% |
| TROTTER, TIMOTHY, WILLIAM | Individual | – | CHIEF COMPLIANCE OFFICER | 06/2019 | < 5% |
| LASKER, JOHANNA, ALEXANDRA | Individual | – | DIRECTOR / CHIEF EXECUTIVE OFFICER / PRESIDENT | 01/2021 | < 5% |
| POURCHET, FLORENCE, DANIELE | Individual | – | DIRECTOR | 04/2021 | < 5% |
| SUBRAMANIAN, SURESH | Individual | – | DIRECTOR | 05/2023 | < 5% |
| COHEN, ELLA, DLIN | Individual | – | CHIEF LEGAL OFFICER | 05/2023 | < 5% |