DOUGLAS CAPITAL MANAGEMENT INC
Adviser information for DOUGLAS CAPITAL MANAGEMENT INC last updated from Form ADV on February 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Florida, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 185 | $270.8M |
| Non-Discretionary | 5 | $733,549 |
| Total | 190 | $271.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 86 | $13.5M |
| HNW Individuals | 25 | $43.6M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $680,652 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $213.7M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 51-100 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUM |
| Other Business Activities | Insurance broker or agent |
Identifiers
| SEC RIA File Number | 801-10647 |
|---|---|
| SEC ERA File Number | 801-10647 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 106262 |
| Legal Entity Identifier | None |
Principal Office
13500 SUTTON PARK DRIVE SSUITE 803
JACKSONVILLE
FL
United States
Monday - Friday, 9:00-4:30
Tel: 904-285-7866, Fax: 904-285-7677
Websites
Chief Compliance Officer
JAMES DOUGLAS
PRESIDENT
13500 SUTTON PARK DRIVE S
SUITE 803
JACKSONVILLE
FL
United States
Tel:
904-285-7866
Fax:
904-285-7677
J**@*****************T
(Full email address available in API data)
Regulatory Contact
DOUGLAS, JAMES A
PRESIDENT
13500 SUTTON PARK DRIVE SOUTH
SUITE 803
JACKSONVILLE
FL
United States
Tel:
904-285-7866
Fax:
904-285-7677
J**@*****************T
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| DOUGLAS, CHRISTOPHER | Individual | – | CEO/CHIEF INVESTMENT OFFICER | 12/2007 | 25-50% |
| DOUGLAS, JAMES | Individual | – | PRESIDENT | 12/2007 | 25-50% |
| DOUGLAS, JAMES | Individual | – | CHIEF COMPLIANCE OFFICER | 10/2004 | 25-50% |
| DOUGLAS, JAMES, ALEXANDER | Individual | – | EXECUTIVE VICE-PRESIDENT | 01/2022 | 10-25% |