LOGIA PORTFOLIO MANAGEMENT
LOGIA PORTFOLIO MANAGEMENT, LLC Legal Name
Adviser information for LOGIA PORTFOLIO MANAGEMENT last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Kansas, United States |
Employees
| Total Number of Employees | 1 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 1 | $713.6M |
| Total | 1 | $713.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | <5 | $713.6M |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for businesses or institutional clients |
|---|---|
| Compensation | A PERCENTAGE OF RECURRING INCOME |
Identifiers
| SEC RIA File Number | 801-106482 |
|---|---|
| SEC ERA File Number | 801-106482 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 269963 |
| Legal Entity Identifier | None |
Principal Office
15100 ROSEWOOD STREETLEAWOOD
KS
United States
Monday - Friday, 9:00 AM TO 5:00 PM
Tel: 844-882-0193, Fax: None
Chief Compliance Officer
CHRISTOPHER SHIN
WEALTH MANAGEMENT COMPLIANCE OFFICER
7047 E. GREENWAY PKWY.
SUITE #140
SCOTTSDALE
AZ
United States
Tel:
480-676-6358
C***************@****************M
(Full email address available in API data)
Regulatory Contact
K. BRIAN RORIE
MANAGER, TREASURER
15100 ROSEWOOD STREET
LEAWOOD
KS
United States
Tel:
913-232-7152
B**********@****************M
(Full email address available in API data)
Industry Affiliates
| SUNFLOWER AGENCY, INC. | Insurance company or agency |
| SUNFLOWER BANK | Banking or thrift institution |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| FIRSTSUN CAPITAL BANCORP | Domestic Entity | – | OWNER | 06/2017 | > 75% |
| HENDERSON, MATTHEW, JAMES | Individual | – | DIRECTOR OF PORTFOLIO MANAGEMENT | 09/2023 | < 5% |
| SHIN, CHRISTOPHER, SANGMEEN | Individual | – | CHIEF COMPLIANCE OFFICER | 11/2023 | < 5% |