Hedge Fund Database

ORCHARD CAPITAL MANAGEMENT, LLC

Adviser information for ORCHARD CAPITAL MANAGEMENT, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 5
Investment Advisory/Research 3
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 1
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 1

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 31 $370.7M
Non-Discretionary 0 $0
Total 31 $370.7M

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals <5 $58.7M
Banking or thrift institutions 0 $0
Investment companies 1 $312.0M
Business development companies 0 $0
Pooled investment vehicles 1 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 1
No. of Non-U.S. Clients 83
No. of Financial Planning Clients 0

Services

Advisory Services Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)SPECIALIZED CONSULTING
Compensation % of AUMFixed feesPerformance-based feesDIRECT AUTHORIZED EXPENSES FOR CERTAIN CLIENTS

Identifiers

SEC RIA File Number 801-106488
SEC ERA File Number 801-106488
SEC CIK Numbers 1858319
SEC CRD Numbers 269957
Legal Entity Identifier None

Principal Office

400 N. MICHIGAN AVENUE
#560
CHICAGO
IL
United States
Monday - Friday, 9 AM - 5 PM
Tel: 312-628-6700, Fax: None

Websites

www.orchardinvestments.com www.linkedin.com/company/10236794

Chief Compliance Officer

GERY SADZEWICZ
CCO
5205 BROOKSHIRE ESTATES DRIVE
PLAINFIELD
IL
United States
Tel: 815-782-1250
(Full email address available in API data)

Regulatory Contact

BLAKE HARPER
MANAGING MEMBER
400 N. MICHIGAN AVENUE
#560
CHICAGO
IL
United States
Tel: 312-628-6700
(Full email address available in API data)

Industry Affiliates

FORESTVIEW WEALTH MANAGEMENT Other investment adviser, including financial planners
PROOF CAPITAL FUND I MANAGER, LLC Sponsor, GP, manager of pooled investment vehicles
SANCTUARY ADVISORS, LLC Other investment adviser, including financial planners
SANCTUARY ALTERNATIVE SOLUTIONS Other investment adviser, including financial planners
SANCTUARY SECURITIES, INC. Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial planners
SANCTUARY WEALTH GROUP Other investment adviser, including financial planners

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
PROOF CAPITAL FUND I, LLC Private Equity Fund $0.0M $0.5M 5

Control Persons

Name Type Entity Title Since Ownership
HARPER, BLAKE, ELLIOTT Individual – MANAGING MEMBER 12/2014 50-75%
FAIRBANK, JOSHUA, PAUL Individual – MANAGINMG MEMBER 12/2014 50-75%
MICHAEL, VALENCIA Individual – MEMBER 12/2014 < 5%
SADZEWICZ, GERY, JOSEPH Individual – CHIEF COMPLIANCE OFFICER 06/2015 < 5%
OCM PARTNERS, LLC Domestic Entity – OWNER 12/2021 > 75%
HARPER, BLAKE, ELLIOTT Individual OCM PARTNERS, LLC MEMBER 12/2021 50-75%
FAIRBANK, JOSHUA, PAUL Individual OCM PARTNERS, LLC MEMBER 12/2021 50-75%

No. Employees, Historic

10502020202120222023202420254 on 3/17/20204 on 6/29/20204 on 2/15/20214 on 2/17/20217 on 3/22/20217 on 7/2/20215 on 3/29/20225 on 6/23/20225 on 9/22/20225 on 10/18/20225 on 11/18/20225 on 12/21/20225 on 1/23/20235 on 1/26/20235 on 2/21/20235 on 3/24/20235 on 4/17/20235 on 1/4/20245 on 1/22/20245 on 3/29/20245 on 3/29/2024

RAUM, Historic

500M250M020202021202220232024202596500000 on 3/17/202096500000 on 6/29/202096500000 on 2/15/202196500000 on 2/17/2021268600000 on 3/22/2021268600000 on 7/2/2021413600000 on 3/29/2022404500000 on 6/23/2022404500000 on 9/22/2022404500000 on 10/18/2022404500000 on 11/18/2022404500000 on 12/21/2022404500000 on 1/23/2023404500000 on 1/26/2023356400000 on 2/21/2023356300000 on 3/24/2023356300000 on 4/17/2023356300000 on 1/4/2024356300000 on 1/22/2024370715000 on 3/29/2024370715000 on 3/29/2024

No. Clients, Historic

10502020202120222023202420256 on 3/17/20206 on 6/29/20206 on 2/15/20216 on 2/17/20215 on 3/22/20215 on 7/2/20214 on 3/29/20224 on 6/23/20224 on 9/22/20224 on 10/18/20224 on 11/18/20224 on 12/21/20224 on 1/23/20234 on 1/26/20234 on 2/21/20234 on 3/24/20234 on 4/17/20234 on 1/4/20244 on 1/22/20243 on 3/29/20243 on 3/29/2024

Holdings

From latest 13F, filed August 13th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
89BIO INC COM COM 6M 739K –
AKEBIA THERAPEUTICS INC COM COM 89K 87K –
ARCBEST CORP COM COM 11M 102K –
ARCOSA INC COM COM 10M 117K –
ARMSTRONG WORLD INDS INC NEW COM COM 206K 2K –
AXOS FINANCIAL INC COM COM 9M 156K –
AZZ INC COM COM 359K 5K –
BANC OF CALIFORNIA INC COM COM 7M 509K –
BANCORP INC DEL COM COMMON STOCK 16M 414K –
BLACK STONE MINERALS L P COM UNIT COM UNIT 3M 191K –
CENTRAL GARDEN & PET CO CL A NON-VTG CL A NON-VTG 1M 42K –
CENTRAL GARDEN & PET CO COM COM 7M 169K –
CENTURY CASINOS INC COM COM 4M 1M –
CRITEO S A SPONS ADS SPONS ADS 17M 454K –
DIGITALBRIDGE GROUP INC CL A NEW CL A NEW 6M 421K –
ENCOMPASS HEALTH CORP COM CL A 12M 143K –
ENOVA INTL INC COM COM 14M 232K –
FERROGLOBE PLC SHS SHS 10M 2M –
FRANKLIN BSP RLTY TR INC COMMON STOCK COMMON STOCK 7M 582K –
FRANKLIN ELEC INC COM COM 409K 4K –
FTAI AVIATION LTD SHS SHS 15M 145K –
FTAI INFRASTRUCTURE INC COMMON STOCK COMMON STOCK 21M 2M –
GARRETT MOTION INC COM COM 10M 1M –
GREENLIGHT CAPITAL RE LTD CLASS A CLASS A 12M 891K –
HERON THERAPEUTICS INC COM COM 8M 2M –
HUDBAY MINERALS INC COM COM 10M 1M –
IDT CORP CL B NEW CL B NEW 10M 282K –
INTELLIA THERAPEUTICS INC COM COM 4M 170K –
MUELLER WTR PRODS INC COM SER A COM SER A 9M 499K –
NI HLDGS INC COM COM 5M 337K –
OMNIAB INC COM COM 5M 1M –
PATHWARD FINANCIAL INC COM COM 11M 187K –
PERFORMANT FINL CORP COM COM 58K 20K –
POTBELLY CORP COM COM 168K 21K –
REVOLVE GROUP INC CL A CL A 7M 434K –
SHYFT GROUP INC COM COM 7M 549K –
SUMMIT MATLS INC CL A CL A 7M 183K –
TIDEWATER INC NEW COM COMMON STOCK 16M 166K –
TRANSOCEAN LTD REGISTERED SHS REG SHS 92K 17K –
TRIMAS CORP COM NEW COM NEW 11M 413K –
TRINITY INDS INC COM COM 11M 378K –
VERSABANK NEW COM COM 2M 188K –
VISTA OUTDOOR INC COM COM 11M 296K –