INTEGRATED FINANCIAL STRATEGIES, LLC
Adviser information for INTEGRATED FINANCIAL STRATEGIES, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | North Carolina, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 2 |
| Registered State Investment Advisers | 5 |
| Licensed Agents of an Insurance Company | 3 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,072 | $327.2M |
| Non-Discretionary | 225 | $70.5M |
| Total | 1,297 | $397.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 425 | $235.4M |
| HNW Individuals | 150 | $162.3M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 2 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMHourly chargesFixed feesPerformance-based fees |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 320.0M |
| Portfolio Manager | 320.0M |
| Both for Same | 320.0M |
| Portfolio Manager to Program | Sponsor |
|---|---|
| INTREGRATED FINANCIAL STRATEGIES | INTEGRATED FINANCIAL STRATEGIES, LLC |
Identifiers
| SEC RIA File Number | 801-106490 |
|---|---|
| SEC ERA File Number | 801-106490 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 165007 |
| Legal Entity Identifier | None |
Principal Office
360 SE 12TH STREETPOMPANO BEACH
FL
United States
Monday - Friday, 8:00 A.M. - 5:00 P.M.
Tel: 704-643-5000, Fax: 704-857-0186
Websites
Chief Compliance Officer
KATHLEEN PRATT
360 SE 12TH STREET
POMPANO BEACH
FL
United States
Tel:
704 643-5000
Fax:
704.943.7296
K*************@************M
(Full email address available in API data)
Regulatory Contact
KELLY G BURKE
CEO
360 SE 12TH STREET
704-943-7296
POMPANO BEACH
FL
United States
Tel:
704-643-5000
K**********@************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BURKE, KELLY, GENE | Individual | – | MANAGING MEMBER | 10/2007 | > 75% |
| PRATT, KATHLEEN, MARIE | Individual | – | CHIEF COMPLIANCE OFFICER | 03/2024 | < 5% |