G10 CAPITAL LIMITED
Adviser information for G10 CAPITAL LIMITED last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | United Kingdom |
Employees
| Total Number of Employees | 115 |
|---|---|
| Investment Advisory/Research | 63 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 37 | $13.0B |
| Non-Discretionary | 0 | $0 |
| Total | 37 | $13.0B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | <5 | $26.9M |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 5 | $230.1M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 29 | $12.6B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $125.4M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 98 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMFixed feesPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-106515 |
|---|---|
| SEC ERA File Number | 801-106515 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 269881 |
| Legal Entity Identifier | 5493008GP6MR1MW6P432 |
Principal Office
4TH FLOOR, 3 MORE LONDON RIVERSIDELONDON
United Kingdom
Monday - Friday, 9:00-17:00
Tel: +442073975450, Fax: None
Chief Compliance Officer
NIALL MARKEY
MR
4TH FLOOR, 3 MORE LONDON RIVERSIDE
LONDON
United Kingdom
Tel:
+442073975450
N***********@*******M
(Full email address available in API data)
Regulatory Contact
VASANTHA RAJASOORIYAR
MR
4TH FLOOR, 3 MORE LONDON RIVERSIDE
LONDON
United Kingdom
Tel:
+442073975450
V********************@*******M
(Full email address available in API data)
Industry Affiliates
| SAPIA PARTNERS LLP | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| G10 FUND 1 | Liquidity Fund | $48.6M | $0.0M | 1 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| IQ EQ GROUP HOLDINGS SARL | Foreign Entity | IQ EQ GROUP PARTICIPATIONS SARL | SHAREHOLDER | 11/2018 | > 75% |
| IQ EQ (LC) UK LIMITED | Domestic Entity | – | SHAREHOLDER | 11/2018 | > 75% |
| IQ EQ (FNG) NETHERLANDS B.V | Foreign Entity | IQ EQ (LC) UK LIMITED | SHAREHOLDER | 11/2018 | > 75% |
| IQ EQ GROUP PARTICIPATIONS SARL | Foreign Entity | IQ EQ (FNG) NETHERLANDS B.V | SHAREHOLDER | 11/2018 | > 75% |
| SAPHILUX SARL | Foreign Entity | IQ EQ GROUP HOLDINGS SARL | SHAREHOLDER | 11/2018 | > 75% |
| SAPHIMIDLUX SARL | Foreign Entity | SAPHILUX SARL | SHAREHOLDER | 11/2018 | > 75% |
| SAPHITOPLUX SCA | Foreign Entity | SAPHIMIDLUX SARL | SHAREHOLDER | 11/2018 | > 75% |
| LOGOS TF SARL | Foreign Entity | SAPHITOPLUX SCA | SHAREHOLDER | 03/2022 | > 75% |
| ASTORG IQ EQ FUND SCSP | Foreign Entity | LOGOS TF SARL | SHAREHOLDER | 03/2022 | > 75% |
| ALDRIDGE, RACHEL, EMMA | Individual | – | CEO | 02/2021 | < 5% |
| Shrimpton, Andrew | Individual | – | DIRECTOR | 05/2021 | < 5% |
| Legrand, Jean, Pol | Individual | – | DIRECTOR | 05/2021 | < 5% |
| ASTORG CF I (GP) SARL | Foreign Entity | ASTORG IQ EQ FUND SCSP | GP | 03/2022 | |
| MARKEY, NIALL, PATRICK | Individual | – | COMPLIANCE OFFICER | 01/2024 | < 5% |
| Dunn, John | Individual | – | DIRECTOR | 06/2023 | < 5% |