Hedge Fund Database

BERKELEY CAPITAL PARTNERS, LLC

Adviser information for BERKELEY CAPITAL PARTNERS, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Georgia, United States

Employees

Total Number of Employees 11
Investment Advisory/Research 9
Registered Broker-Dealer Representatives 1
Registered State Investment Advisers 8
Licensed Agents of an Insurance Company 1
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 1,558 $841.0M
Non-Discretionary 527 $73.8M
Total 2,085 $914.8M

Clients

Type Number RAUM
Individuals 1,322 $285.0M
HNW Individuals 127 $297.1M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 5 $222.6M
Pension and profit sharing plans 36 $8.2M
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 3 $102.0M
Type Number
No. of Non-RAUM Clients 314
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 0

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPension consulting servicesSelection of other advisers (including private fund managers)
Compensation % of AUMFixed feesPerformance-based fees
Other Business Activities Insurance broker or agent

Wrap Fee Program

Offers Wrap Fee Program Yes
Acting As RAUM
Sponsor 0
Portfolio Manager 0
Both for Same 520.3M
Portfolio Manager to Program Sponsor
BERKELEY MANAGED ACCOUNT PROGRAM BERKELEY CAPITAL PARTNERS, LLC

Identifiers

SEC RIA File Number 801-106521
SEC ERA File Number 801-106521
SEC CIK Numbers 1667694
SEC CRD Numbers 281082
Legal Entity Identifier None

Principal Office

3000 HERITAGE WALK
SUITE 301
MILTON
GA
United States
Monday - Friday, 9:00AM - 4:30PM
Tel: 678-690-8700, Fax: 678-690-8710

Websites

www.berkeleycp.com/ www.accessprivatecap.com

Chief Compliance Officer

FERNANDO BUSTELO
3000 HERITAGE WALK
SUITE 301
MILTON
GA
United States
Tel: (678) 690-8700
Fax: (678) 690-8710
(Full email address available in API data)

Regulatory Contact

ANTHONY PALAZZO
PRESIDENT
3000 HERITAGE WALK
SUITE 301
MILTON
GA
United States
Tel: (678) 690-8700
Fax: (678) 690-8710
(Full email address available in API data)

Industry Affiliates

PEN EQUITY I, LLC Sponsor, GP, manager of pooled investment vehicles
PEN EQUITY II, LLC Sponsor, GP, manager of pooled investment vehicles
PEN EQUITY III, LLC Sponsor, GP, manager of pooled investment vehicles
PEN EQUITY IV, LLC Sponsor, GP, manager of pooled investment vehicles
PEN EQUITY V Sponsor, GP, manager of pooled investment vehicles

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
APC- CMP, LLC Private Equity Fund $12.7M $0.3M 22
APC- GLR, LLC Private Equity Fund $24.7M $0.3M 85
APC- PARK CENTRAL, LLC Private Equity Fund $15.6M $0.3M 75
APC- VB HOMES, LLC Private Equity Fund $114.3M $0.3M 73
BERKELEY ALTERNATIVE INCOME FUND I, LLC CREDIT FUND $27.2M $0.1M 82
BERKELEY VENTURES I, LLC Private Equity Fund $3.2M $0.0M 44
BERKELEY VENTURES II, LLC Private Equity Fund $0.8M $0.0M 54

Control Persons

Name Type Entity Title Since Ownership
PALAZZO, ANTHONY, FRANCIS Individual – PRESIDENT 07/2015 < 5%
NEWBERG, DANIEL, BLAKE Individual – VICE PRESIDENT/SECRETARY 07/2015 < 5%
EDDY, CHRISTOPHER, MARTIN Individual – VICE PRESIDENT/TREASURER 07/2015 < 5%
BCP SERVICES, INC. Domestic Entity – SOLE MEMBER 07/2015 > 75%
EDDY, MICHAEL, CROOKS Individual BCP SERVICES, INC. SHAREHOLDER 03/2009 50-75%
BLEWETT, STUART, JAMES Individual BCP SERVICES, INC. SHAREHOLDER 03/2009 50-75%
Bustelo, Fernando Individual – CHIEF COMPLIANCE OFFICER 02/2022 < 5%

No. Employees, Historic

20100201920202021202220232024202510 on 4/30/201910 on 3/23/202010 on 5/5/202010 on 6/26/202010 on 9/9/202010 on 3/29/202110 on 7/21/202110 on 10/1/202111 on 3/28/202211 on 6/1/202211 on 7/29/202211 on 3/30/202311 on 3/28/2024

RAUM, Historic

1B500M02019202020212022202320242025484362221 on 4/30/2019556059867 on 3/23/2020556059867 on 5/5/2020556059867 on 6/26/2020556059867 on 9/9/2020600955837 on 3/29/2021600955837 on 7/21/2021600955837 on 10/1/2021751469213 on 3/28/2022751469213 on 6/1/2022751469213 on 7/29/2022812798047 on 3/30/2023914797271 on 3/28/2024

No. Clients, Historic

2,0001,00002019202020212022202320242025704 on 4/30/2019972 on 3/23/2020972 on 5/5/2020972 on 6/26/2020972 on 9/9/2020949 on 3/29/2021949 on 7/21/2021949 on 10/1/20211400 on 3/28/20221400 on 6/1/20221400 on 7/29/20221763 on 3/30/20231493 on 3/28/2024

Holdings

From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
SPDR S&P 500 ETF TR TR UNIT 63M 116K –
VANGUARD WHITEHALL FDS HIGH DIV YLD 25M 209K –
VANGUARD SCOTTSDALE FDS INT-TERM CORP 22M 275K –
VANGUARD SCOTTSDALE FDS LG-TERM COR BD 14M 178K –
VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 10M 165K –
VANGUARD WORLD FD INDUSTRIAL ETF 10M 41K –
INVESCO QQQ TR UNIT SER 1 9M 20K –
ISHARES TR U.S. TECH ETF 7M 47K –
SPDR SER TR PORTFOLIO S&P600 6M 156K –
SPDR SER TR PORTFOLIO S&P400 6M 125K –
MICROSOFT CORP COM 6M 14K –
VANECK ETF TRUST GOLD MINERS ETF 6M 164K –
ISHARES TR 20 YR TR BD ETF 5M 51K –
VANGUARD INDEX FDS MID CAP ETF 4M 16K –
NVIDIA CORPORATION COM 4M 32K –
APPLE INC COM 3M 16K –
ALPS ETF TR ALERIAN MLP 3M 61K –
VANGUARD INDEX FDS TOTAL STK MKT 3M 10K –
EXXON MOBIL CORP COM 3M 23K –
CISCO SYS INC COM 3M 53K –
CHEVRON CORP NEW COM 2M 15K –
VERIZON COMMUNICATIONS INC COM 2M 58K –
BANK AMERICA CORP COM 2M 56K –
DUKE ENERGY CORP NEW COM NEW 2M 22K –
MEDTRONIC PLC SHS 2M 28K –
AMAZON COM INC COM 2M 11K –
QUALCOMM INC COM 2M 10K –
BRISTOL-MYERS SQUIBB CO COM 2M 49K –
NOVARTIS AG SPONSORED ADR 2M 18K –
ISHARES TR IBOXX INV CP ETF 2M 18K –
FRANCO NEV CORP COM 2M 16K –
HOME DEPOT INC COM 2M 5K –
PFIZER INC COM 2M 65K –
PHILIP MORRIS INTL INC COM 2M 18K –
VICI PPTYS INC COM 2M 63K –
DOW INC COM 2M 34K –
CONAGRA BRANDS INC COM 2M 61K –
VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 2M 22K –
JPMORGAN CHASE & CO. COM 2M 8K –
EOG RES INC COM 2M 13K –
ISHARES TR PFD AND INCM SEC 2M 48K –
ALPHABET INC CAP STK CL A 2M 8K –
PPL CORP COM 1M 52K –
TRUIST FINL CORP COM 1M 36K –
MCDONALDS CORP COM 1M 5K –
MORGAN STANLEY COM NEW 1M 14K –
COMCAST CORP NEW CL A 1M 34K –
HEALTHPEAK PROPERTIES INC COM 1M 68K –
VANGUARD WORLD FD INF TECH ETF 1M 2K –
KENVUE INC COM 1M 71K –
COCA COLA CO COM 1M 20K –
ALTRIA GROUP INC COM 1M 28K –
ABBVIE INC COM 1M 7K –
VANGUARD INDEX FDS SMALL CP ETF 1M 6K –
BCE INC COM NEW 1M 36K –
ISHARES TR RUS 1000 GRW ETF 1M 3K –
3M CO COM 1M 11K –
UNITEDHEALTH GROUP INC COM 1M 2K –
BAXTER INTL INC COM 1M 33K –
ELI LILLY & CO COM 1M 1K –
ALPHABET INC CAP STK CL C 1M 6K –
VISA INC COM CL A 1M 4K –
SOUTHERN CO COM 1M 14K –
GENERAL DYNAMICS CORP COM 1M 4K –
KELLANOVA COM 1M 18K –
VANGUARD WORLD FD CONSUM DIS ETF 1M 3K –
VANGUARD INDEX FDS VALUE ETF 1M 6K –
AFLAC INC COM 1M 12K –
JOHNSON CTLS INTL PLC SHS 1M 15K –
JOHNSON & JOHNSON COM 961K 7K –
VANGUARD INDEX FDS LARGE CAP ETF 955K 4K –
TESLA INC COM 949K 5K –
META PLATFORMS INC CL A 937K 2K –
ISHARES TR 10 plus YR INVST GRD 929K 19K –
PALO ALTO NETWORKS INC COM 927K 3K –
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 916K 21K –
PROCTER AND GAMBLE CO COM 908K 6K –
STARBUCKS CORP COM 900K 12K –
PEPSICO INC COM 897K 5K –
VANGUARD WORLD FD CONSUM STP ETF 864K 4K –
UNITED PARCEL SERVICE INC CL B 847K 6K –
TRAVELERS COMPANIES INC COM 842K 4K –
UNILEVER PLC SPON ADR NEW 800K 15K –
INTERNATIONAL BUSINESS MACHS COM 789K 5K –
BARRICK GOLD CORP COM 771K 46K –
BROADCOM INC COM 759K 473 –
INTERCONTINENTAL EXCHANGE IN COM 754K 6K –
SELECT SECTOR SPDR TR SBI HEALTHCARE 752K 5K –
WHEATON PRECIOUS METALS CORP COM 748K 14K –
ACUITY BRANDS INC COM 744K 3K –
RIO TINTO PLC SPONSORED ADR 718K 11K –
SAFEHOLD INC COM 703K 36K –
AMERICAN TOWER CORP NEW COM 695K 4K –
PUBLIC STORAGE OPER CO COM 677K 2K –
VANGUARD INDEX FDS GROWTH ETF 676K 2K –
FORD MTR CO DEL COM 646K 52K –
COSTCO WHSL CORP NEW COM 628K 738 –
MERCADOLIBRE INC COM 626K 381 –
VANGUARD INDEX FDS S&P 500 ETF SHS 611K 1K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 607K 1K –
MERCK & CO INC COM 601K 5K –
PRUDENTIAL FINL INC COM 589K 5K –
ISHARES TR CORE US AGGBD ET 571K 6K –
TYSON FOODS INC CL A 528K 9K –
FLOWERS FOODS INC COM 512K 23K –
ISHARES TR RUS 1000 VAL ETF 504K 3K –
VANGUARD WORLD FD ENERGY ETF 493K 4K –
NEXPOINT REAL ESTATE FIN INC COM 481K 35K –
GLOBAL PMTS INC COM 474K 5K –
CONSTELLATION BRANDS INC CL A 472K 2K –
VANGUARD WHITEHALL FDS INTL HIGH ETF 470K 7K –
ISHARES TR RUSSELL 2000 ETF 468K 2K –
AT&T INC COM 463K 24K –
DISNEY WALT CO COM 461K 5K –
GENUINE PARTS CO COM 454K 3K –
ISHARES TR MSCI EAFE ETF 447K 6K –
ADVANCED MICRO DEVICES INC COM 446K 3K –
SHELL PLC SPON ADS 436K 6K –
KINDER MORGAN INC DEL COM 434K 22K –
RTX CORPORATION COM 434K 4K –
ISHARES TR RUS 1000 ETF 431K 1K –
MARATHON OIL CORP COM 422K 15K –
CHUBB LIMITED COM 420K 2K –
ALAMOS GOLD INC NEW COM CL A 413K 26K –
CONOCOPHILLIPS COM 407K 4K –
SELECT SECTOR SPDR TR SBI CONS STPLS 403K 5K –
ISHARES TR IBOXX HI YD ETF 401K 5K –
NEXTERA ENERGY INC COM 399K 6K –
ISHARES GOLD TR ISHARES NEW 395K 9K –
WALMART INC COM 392K 6K –
ISHARES TR US AER DEF ETF 384K 3K –
NIKE INC CL B 383K 5K –
ISHARES TR CORE S&P MCP ETF 374K 6K –
VANGUARD INDEX FDS REAL ESTATE ETF 365K 4K –
VANECK ETF TRUST JUNIOR GOLD MINE 355K 8K –
KINROSS GOLD CORP COM 353K 42K –
SALESFORCE INC COM 337K 1K –
ASML HOLDING N V N Y REGISTRY SHS 327K 320 –
CITIGROUP INC COM NEW 313K 5K –
WASTE MGMT INC DEL COM 300K 1K –
AGNICO EAGLE MINES LTD COM 296K 5K –
SELECT SECTOR SPDR TR SBI INT-UTILS 292K 4K –
MASTERCARD INCORPORATED CL A 286K 649 –
HONEYWELL INTL INC COM 281K 1K –
NEWMONT CORP COM 263K 6K –
DOLLAR GEN CORP NEW COM 260K 2K –
ISHARES TR GLOBAL TECH ETF 251K 3K –
LOWES COS INC COM 242K 1K –
NUTRIEN LTD COM 238K 5K –
MICROSTRATEGY INC CL A NEW 237K 172 –
SPDR SER TR S&P DIVID ETF 235K 2K –
INVESCO EXCH TRADED FD TR II S&P500 LOW VOL 234K 4K –
VANGUARD BD INDEX FDS VANGUARD ULTRA 230K 5K –
NETFLIX INC COM 227K 336 –
MICRON TECHNOLOGY INC COM 225K 2K –
ISHARES INC MSCI GBL GOLD MN 219K 8K –
ISHARES TR US HLTHCARE ETF 214K 4K –
ALIBABA GROUP HLDG LTD SPONSORED ADS 211K 3K –
INTEL CORP COM 203K 7K –
BARCLAYS PLC ADR 137K 13K –
NUVEEN MUN HIGH INCOME OPPOR COM 131K 12K –
INVESCO MUN OPPORTUNITY TR COM 125K 12K –